Opinions and documents
USDC SDNY
DOCUMENT
UNITED STATES DISTRICT COURT ELECTRONICALLY FILED
SOUTHERN DISTRICT OF NEW YORK DOC #:
‘en. 6/15/2020
Ashu Shukla, DATE FILED:
Plaintiff, 1:19-cv-10578 (AJN) (SDA)
-against-
OPINION AND ORDER
Deloitte Consulting LLP,
Defendant.
STEWART D. AARON, UNITED STATES MAGISTRATE JUDGE:
Pending before the Court is a motion by Defendant, Deloitte Consulting LLP (“Deloitte” or
“Defendant”) to partially dismiss the First Amended Complaint of pro se Plaintiff Ashu Shukla
(“Plaintiff” or “Shukla”).* (Def.’s Not. of Mot., ECF No. 41.2) As part of the papers submitted by
Plaintiff in opposition to Defendant’s motion to dismiss, Plaintiff included as attachments a
motion for leave file another amended pleading (PI.’s 2/24/20 Not. of Mot., ECF No. 39-4) anda
proposed Second Amended Complaint. (SAC, ECF No. 39-2.) Plaintiff also later submitted an
“Addendum to Plaintiff’s Second Amended Complaint” to correct certain grammatical errors
(Addendum, ECF No. 44), as well as a letter in support of his opposition to Defendant’s motion.
(PI.’s 3/4/20 Ltr., ECF No. 46.) The Court has considered the contents of all these documents in
rendering its decision on Defendant’s partial motion to dismiss.
+ On February 14, 2020, District Judge Nathan approved the parties’ written consent for me to enter a
final order on the pending motion to dismiss, pursuant to 28 U.S.C. § 636(c). (Consent, ECF No. 37.)
* Defendant originally filed its motion and the supporting documents under a single docket entry at ECF
No. 36, but subsequently refiled its various documents as separate docket entries at the direction of the
Clerk of the Court. (See ECF Nos. 41-43; see also 3/2/20 Notice to Attorney.)
For the reasons set forth below, Plaintiff’s motion to amend is GRANTED and the SAC, as
amended by the Addendum, is the operative pleading in this case. In addition, Defendant’s partial
motion to dismiss is GRANTED IN PART and DENIED IN PART.
FACTUAL ALLEGATIONS3
Shukla is a 34-year-old man of Indian national heritage who began working as a “Senior
Consultant” in Deloitte’s New York office in December 2016, under an H-1B visa. (SAC ¶¶ 14, 16,
80.) Shukla suffers from serious allergies, which cause anaphylactic reactions when triggered and
for which he carries an EpiPen. (SAC ¶ 14, 20.)
I. December 14, 2017 Year-End Event And Aftermath
On December 14, 2017, Shuka attended a Deloitte year-end event. (SAC ¶ 19.) After
drinking one and a half alcoholic beverages, Shukla suffered an anaphylactic reaction and began
to lose consciousness. (Id.) Shukla vaguely remembered two Deloitte partners carrying him to a
hotel room. (Id.) The next morning, Shukla contacted one of the partners, Michael Fernandez, by
email and telephone. (SAC ¶¶ 20, 43.) When they spoke by telephone, Fernandez asked if Shukla
was okay, mentioning that Shukla had thrown up in the hotel room several times and refused
help. (SAC ¶ 43.) Shukla apologized and told Fernandez about his medical condition and that he
was deeply embarrassed, though he did not remember the events clearly. (Id.) The same day,
Fernandez reported the incident to Deloitte’s internal human resources department (“HR”). (SAC
¶ 44.)
3 For purposes of Defendant’s partial motion to dismiss, the Court assumes that the well-pleaded
allegations of the FAC and SAC are true. See Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009) (when “well-
pleaded factual allegations” are present, “a court should assume their veracity and then determine
whether they plausibly give rise to an entitlement to relief”).
Three days later, on December 18, 2017, Shukla was advised that he would no longer be
sent to work on a JP Morgan project in the United Kingdom that he previously had been advised
he would be sent to. (SAC ¶¶ 21, 45.) The project leader, Christina Young, told Shukla that she
was getting “pressure from above” not to put him on the project. (SAC ¶ 21.) Instead, Shukla was
sent to interview for projects for which he lacked relevant experience. (SAC ¶ 22.)
Following the December incident, Shukla alleges that various supervisors mocked him for
not being able to drink alcohol and threatened to send him to projects in North Korea and Syria
as punishment. (SAC ¶¶ 23, 24.) He also alleges that his supervisors forced him to drink alcohol
on at least one occasion, which he reported to Deloitte Manager, Manoj Kumar. (Id. ¶ 27.)
II. January 10, 2018 Holiday Event And Young’s Complaint to HR
On January 10, 2018, Shukla bumped into Young at a holiday event and the two engaged
in amicable conversation. (SAC ¶ 47.) The next morning, on January 11, 2018, Shukla emailed
Young, copying his resource manager, Amye Hanes, regarding visa and airplane ticket expenses
he incurred in preparation for the JP Morgan project. (SAC ¶ 48.) Young accused Shukla of
purchasing the airline ticket without her approval and Hanes indicated that she needed to
escalate the issue to a partner. (SAC ¶¶ 21, 48.) Later that afternoon, unbeknownst to Shukla,
Young filed a sexual harassment complaint with HR, alleging that Shukla was “drunk and
inadvertently touch[ed] her backside at a holiday party.” 4 (SAC ¶¶ 49, 51.) On January 12, 2018,
Hanes directed the Mergers and Acquisitions (“M&A”) team to remove Shukla from an internal
project he had been working on since January. (SAC ¶ 56.)
4 Shukla alleges that Young first reported that this incident occurred at the January 10, 2018 party, but
later, after Shukla produced witnesses to prove that he was sober at the January party, changed her story
to say that the incident occurred at the December 14, 2017 event. (SAC ¶ 53.)
III. Shukla’s February 2018 Complaint To HR
In early February 2018, after participating in a firm-wide ethics, integrity and compliance
training, Shukla filed a complaint with HR alleging misbehavior by his project leadership during a
Fall 2017 project in Los Angeles. (SAC ¶ 29.) Shukla reported that “though it was his duty to point
out instances where projects were mismanaged and to suggest improvements . . . he was
threatened against raising such issues with supervisors in higher positions and learned it would
‘obviously result in a bad rating’” (the “February 2018 HR Complaint”). (Id.) Shukla also alleged
that he was treated unprofessionally and ultimately was “removed from the project by his
immediate supervisors.” (Id.) Shukla further alleged that members of the HR team later falsified
his complaint and wrongly stated that he wanted to rescind it. (SAC ¶ 72.)
IV. February 16, 2018 Meeting With HR
On February 16, 2018, Shukla participated in a discussion with two members of HR. (SAC
¶¶ 30-31, 60.) Shukla attempted to discuss his February 2018 HR Complaint, but instead HR asked
Shukla to sign a letter of reprimand for being “inebriated” at two different firm events or face
termination. (SAC ¶¶ 30-31.) Shukla reported his medical condition to HR and, rather than sign
the letter, produced witnesses to confirm that he did not drink alcohol at the second firm event
on January 10, 2018. (SAC ¶¶ 32, 60.)
V. March 2016 Through October 2018 Work Environment
On March 6, 2018, Shukla was released from a 21st Century Fox Channel project, two
weeks after being assigned to it, and was replaced by a purported “subject matter expert,” who
was in fact a Caucasian “fresh college graduate with close to 1.5 years of experience.” (SAC ¶ 34,
83.) Shukla alleges that his release was planned by Deloitte Human Resource Manager Joanna
Rohde, who was “working behind the scenes in the process leading to and following” the sexual
harassment allegations by Young and Shukla’s February 2018 HR Complaint. (SAC ¶ 83.)
On or about May 30, 2018, a senior manager, Kartik Nagaraja (“Nagaraja”), told Shukla
that “as an Indian national post termination, [Shukla] would have less than two months to find
another job or leave the country.” (SAC ¶ 35.) Nagaraja tried to remove Shukla from a project
after the client complained that he had no idea what Shukla was doing. (SAC ¶ 76.) Shukla
confronted the client, who claimed to have been mistaken and gave him positive feedback. (SAC
¶ 78.) Shortly thereafter, Shukla voluntarily left Nagaraja’s project. (Id.) Nagaraja subsequently
gave Shukla a poor performance review. (SAC ¶ 78.)
During a June 8, 2018 performance review, Shukla’s female “counsellor,” citing an email
from HR, stated that Shukla had not received any positive reviews, that no one liked working with
him and that he would be given a bad rating. (SAC ¶¶ 36, 65.)
In August 2018, a senior manager on the Ball Corporation project on which Shukla had
been working called Shukla to mock him about his lack of bonus and to suggest that Shukla would
be removed from the project. (SAC ¶ 25.) A few days later, Shukla was released from that project
by Senior Manager Brian Zhong. (SAC ¶¶ 38, 81.) Shukla alleges that Zhong “acted with hostility
towards [him] . . . claiming that he observed ‘gaps and empty spaces’” and a “deterioration” in
Shukla’s work product. (SAC ¶ 38.) Shukla contests these complaints and claims that he was
released after complaining about Nagaraja’s bad performance review. (SAC ¶ 79.)
On October 12, 2018, HR noted that Shukla had been rolled off the Ball Corporation
project due to performance problems and was staffed “in a more strategy focused role” with
Kaiser Permanente, but that he still was experiencing the same performance issues. (SAC ¶ 64.)
Shukla ultimately was released from the Kaiser Permanente project on October 17, 2018, and
was called “deplorable” by a Senior Manager, Tim Van Ee (“Van Ee”). (SAC ¶¶ 81, 84.) The
following day, Van Ee referred to Shukla as an “expendable Indian,” but later apologized (Id. ¶
85.) Shukla was replaced on the Kaiser Permanente project by a Caucasian woman. (Id ¶ 86.)
VI. November 2018 Termination And Aftermath
Shukla was terminated by Deloitte on November 5, 2018. (SAC ¶ 40.) Following his
termination, he applied to jobs though Deloitte’s “Marketplace” website. (SAC ¶ 93.) Despite
interviewing at Teva Pharmaceuticals, indeed.com and wayfair.com, Shukla was not hired. (SAC
¶¶ 94, 96.) Shukla was not chosen for any other job to which he applied through the Deloitte
Marketplace. (SAC ¶ 101.) Despite applying to various companies since his termination, Shukla
has failed to secure employment. (SAC ¶¶ 102-04.)
PROCEDURAL HISTORY
Plaintiff initially filed this action, through counsel, on February 1, 2019 in New York state
court.5 After terminating his counsel, Plaintiff, proceeding pro se, amended his state complaint
several times, eventually adding claims that arose under federal law.
On August 30, 2019, Plaintiff filed a Charge of Discrimination with the Equal Employment
Opportunity Commission (“EEOC”). (SAC Ex. B, ECF No. 39-3, at 5.) In the EEOC Charge, Plaintiff
alleges that Defendant “discriminated against [him] on the basis of [his] medical condition/
disability, national origin and/or ethnicity and sex.” (Id.) On September 5, 2019, the EEOC issued,
at Plaintiff’s request, a Notice of Right to Sue. (Id. at 2.)
5 The full procedural history of this action in New York state court is set forth in this Court’s February 27,
2020 Opinion and Order denying Plaintiff’s motion to remand. See Shukla v. Deloitte Consulting LLP, No.
19-CV-10578, 2020 WL 949426 (S.D.N.Y. Feb. 27, 2020).
On November 14, 2019, Defendant removed the state court action to this Court. On
December 4, 2019, Plaintiff filed a motion for leave to file a First Amended Complaint (“FAC”),6
which the Court granted on consent on January 8, 2020. (Order, ECF No. 25.) The FAC purported
to assert claims, inter alia, for disability, gender and national origin discrimination; retaliation;
intentional infliction of emotional distress (“IIED”); negligent infliction of emotional distress
(“NIED); and violations of various federal statutes. (FAC ¶¶ 89-122.)
On February 10, 2020, Defendant filed its partial motion to dismiss (which it re-filed on
March 2, 2020 to correct a filing error). (See ECF Nos. 41-43.) Defendant’s motion, which was
addressed to the FAC, sought to dismiss all of Plaintiff’s claims, except for Plaintiff’s disability
discrimination claims. (Def’s Mem., ECF No. 42.) On February 24, 2020, Plaintiff opposed
Defendant’s motion (see Pl.’s Mem., ECF No. 39) and filed a proposed SAC. (See SAC, ECF No. 39-
2.) The SAC purports to assert twenty causes of action. (SAC ¶¶ 135-228.) In its reply
memorandum in support of the partial motion to dismiss, Defendant addressed these additional
claims and seeks to dismiss Counts Three through Twenty of the SAC.7 (Def.’s Reply, ECF No. 45,
at 10.)
MOTION TO DISMISS LEGAL STANDARDS
A complaint must plead “enough facts to state a claim to relief that is plausible on its
face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is plausible “when the plaintiff
6 The FAC was Plaintiff’s fourth amendment, since the pleading that Defendant removed to this Court
from state court was Plaintiff’s Third Amended Complaint. (See Not. Removal Ex. F, ECF No. 1-6.) The FAC
is filed at pages 12 to 57 of ECF No. 14.
7 When a complaint is amended after a defendant has filed a motion to dismiss a court may evaluate the
motion in light of the allegations in the amended complaint. See Pettaway v. Nat'l Recovery Sols., LLC, 955
F.3d 299, 303-04 (2d Cir. 2020) (“This is a sound approach that promotes judicial economy by obviating
the need for multiple rounds of briefing addressing complaints that are legally insufficient.”).
pleads factual content that allows the court to draw the reasonable inference that the defendant
is liable for the misconduct alleged.” Matson v. Bd. of Educ., 631 F.3d 57, 63 (2d Cir. 2011)
(quoting Iqbal, 556 U.S. at 678).
In reviewing a pro se complaint, the court must be mindful that a plaintiff’s pleadings
should be held “to less stringent standards than formal pleadings drafted by lawyers.” Erickson
v. Pardus, 551 U.S. 89, 94 (2007) (per curiam) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)).
Complaints filed by pro se litigants “must be construed liberally and interpreted to raise the
strongest arguments that they suggest.” Sykes v. Bank of Am., 723 F.3d 399, 403 (2d Cir. 2013)
(internal quotation marks omitted) (quoting Triestman v. Fed. Bureau of Prisons, 470 F. 3d 471,
474 (2d Cir. 2006)). Nevertheless, a pro se plaintiff “must still plead enough facts to state a claim
to relief that is plausible on its face.” Owens v. City of New York, No. 14-CV-00966 KBF, 2015 WL
715841, at *1 (S.D.N.Y. Feb. 19, 2015) (citing Hill v. Curcione, 657 F.3d 116, 122 (2d Cir. 2011)).
Moreover, pro se Plaintiffs “cannot withstand a motion to dismiss unless their pleadings contain
factual allegations sufficient to raise a ‘right to relief above the speculative level.’” Jackson v. NYS
Dep’t of Labor, 709 F. Supp. 2d 218, 224 (S.D.N.Y. 2010) (quoting Twombly, 550 U.S. at 555).
DISCUSSION
I. Discrimination Claims Under Title VII, The NYSHRL And Section 1981
Title VII makes it unlawful for an employer “to discharge any individual, or otherwise to
discriminate against any individual with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s race, color, religion, sex, or national
origin.”8 42 U.S.C. § 2000e-2(a)(1). “Title VII thus requires a plaintiff asserting a discrimination
claim to allege two elements: (1) the employer discriminated against him (2) because of his race,
color, religion, sex, or national origin.” Vega v. Hempstead Union Free Sch. Dist., 801 F.3d 72, 85
(2d Cir. 2015).9 Here, Plaintiff has alleged race, sex and national origin discrimination based on
adverse employment action and harassment in the form of hostile work environment, each of
which is discussed below.
A. Plaintiff’s Claims Based On Adverse Employment Action
To state a claim based on adverse employment action, “a plaintiff must plausibly allege
that (1) the employer took adverse action against him and (2) his race, color, religion, sex, or
national origin was a motivating factor in the employment decision.” Vega, 801 F.3d at 86. A
plaintiff sustains an adverse employment action if he “endures a materially adverse change in
the terms and conditions of employment.” Id. at 85. “An adverse employment action is one which
is more disruptive than a mere inconvenience or an alteration of job responsibilities.” Id. (internal
citation and quotation marks omitted). “Examples of materially adverse changes include
termination of employment, a demotion evidenced by a decrease in wage or salary, a less
8 “As a precondition to filing a Title VII claim in federal court, a plaintiff must first pursue available
administrative remedies and file a timely complaint with the EEOC.” Deravin v. Kerik, 335 F.3d 195, 200-
01 (2d Cir. 2003) (citations omitted). However, “claims that were not asserted before the EEOC may be
pursued in a subsequent federal court action if they are reasonably related to those that were filed with
the agency.” Id. Defendant argues in its reply memorandum that Plaintiff failed to exhaust his
administrative remedies regarding his race discrimination claim because he did not raise it before the
EEOC. (Reply at 3.) However, in his EEOC charge, Plaintiff alleges that he was discriminated against based
upon his ethnicity (see SAC, Ex. B, at 5), and “discrimination based on ethnicity . . . constitutes racial
discrimination under Title VII.” Vill. of Freeport v. Barrella, 814 F.3d 594, 607 (2d Cir. 2016). Thus, the Court
finds that Plaintiff has exhausted his administrative remedies.
9 The same standard applies to claims pursuant to the NYSHRL and Section 1981. See Littlejohn v. City of
New York, 795 F.3d 297, 312, 320-21 (2d Cir. 2015). Thus, the Court considers these claims in tandem.
distinguished title, a material loss of benefits, significantly diminished material responsibilities,
or other indices unique to a particular situation.” Id. at 84.
A “plaintiff can meet his burden of pleading that [an] adverse employment decision was
motivated at least in part by an impermissible reason ‘through direct evidence of intent to
discriminate or by indirectly showing circumstances giving rise to an inference of discrimination.’”
Colbert v. FSA Store, Inc., No. 19-CV-09828 (LJL), 2020 WL 1989404, at *2-3 (S.D.N.Y. Apr. 27,
2020) (quoting Vega, 801 F.3d at 87). “An inference of discrimination can arise from
circumstances including, but not limited to, the employer’s criticism of the plaintiff's
performance in ethnically degrading terms; or its invidious comments about others in the
employee’s protected group; or the more favorable treatment of employees not in the protected
group; or the sequence of events leading to the plaintiff’s discharge.” Littlejohn, 795 F.3d at 312.
At the motion to dismiss stage, the evidence necessary to satisfy the plaintiff’s burden is
“minimal.” Id. at 313. (quoting Zimmermann v. Assocs. First Capital Corp., 251 F.3d 376, 381 (2d
Cir.2001)).
Plaintiff’s claims appear to be premised on the following alleged adverse employment
actions: (1) removal from certain projects; (2) negative feedback and performance reviews; (3)
denial of a pay raise, bonus and training opportunities; and (4) termination. (SAC ¶¶ 51-59, 62-
64, 66-73, 147-54, 159-67.) For the reasons set forth below, the Court finds that Plaintiff has not
plausibly alleged a material change in the terms and conditions of his employment, other than
his termination. In any event, the Court finds that Plaintiff has not plausibly alleged that
discrimination was a motivating factor in Defendant’s actions.
Shukla alleges that he was removed from various projects because of discrimination. (SAC
¶ 66, 81.) Changes in job duties or work assignments, such as the changes in project assignments
at issue here, typically do not rise to the level of an adverse employment action, unless such
changes result “in a change in responsibilities so significant as to constitute a setback to the
plaintiff’s career.” Seitz v. New York State, No. 18-CV-04149 (PKC) (LB), 2019 WL 4805257, at *17
(E.D.N.Y. Sept. 30, 2019) (internal quotation omitted); see also Novak v. Waterfront Comm’n of
New York Harbor, 928 F. Supp. 2d 723, 731 (S.D.N.Y. 2013) (unfavorable work assignment not
material adverse action). Here, Plaintiff alleges that his removal from these projects “forestalled
his professional and career growth.” (See, e.g., SAC ¶¶ 56, 57.) However, even assuming that is
enough to constitute an adverse employment action, as set forth below, Shukla does not
plausibly allege that his gender was a motivating factor in the removal decisions.
Shukla also asserts that he was denied a bonus and pay increase because of his gender
and national origin. (See, e.g., SAC ¶¶ 62, 63.) “Failing to increase an employee’s compensation
can be an adverse employment action if the increase was customary, expected, [and] warranted,
such that it could reasonably be considered part of the terms and conditions of employment.”
Gupta v. Al Jazeera Am., LLC, No. 16-CV-02980 (VEC), 2018 WL 1605571, at *8 (S.D.N.Y. Mar. 29,
2018) (internal quotations and alterations omitted); see also Boyar v. City of New York, No. 10-
CV-00065 (HB), 2010 WL 4345737, at *3 (S.D.N.Y. Oct. 28, 2010). However, “the Second Circuit
has warned that discretion over raises and bonuses does not insulate an employer from the anti-
discrimination laws.” Gupta, 2018 WL 1605571, at *9 (citing Davis v. N.Y.C. Dep’t of Educ., 804
F.3d 231, 235-36 (2d Cir. 2015) (“The fact that the employer has discretion [over] whether to
grant bonuses or raises does not support the conclusion that an employer may freely allocate
them on the basis of racial or religious bias, or disability discrimination.”). The Court finds that
Plaintiff’s statements that he was denied a salary increase and a bonus, without any additional
facts regarding whether the bonus or pay increase were customary, expected or warranted, are
insufficient to plausibly allege a material change in the terms and conditions of his employment.
Shukla’s contentions that he received negative feedback and performance reviews and
was denied training opportunities (see, e.g., SAC ¶¶ 62, 63) similarly fail to allege a material
change in his employment. “A negative performance review, without more, does not constitute
an adverse employment action.” Atkins v. Rochester City Sch. Dist., 764 F. App’x 117, 119 (2d Cir.
2019) see also Smith v. New York City Dep’t of Educ., No. 18-CV-08545 (PGG), 2019 WL 6307471,
at *8 (S.D.N.Y. Nov. 25, 2019) (citing cases). Shukla has not alleged that his negative feedback and
reviews resulted in any material change in his employment apart from his eventual termination.
Moreover, “[t]o successfully establish denial of training opportunities as an adverse employment
action, a plaintiff must demonstrate that the employer offered training to other employees and
that he was denied training under circumstances giving rise to an inference of discrimination.”
Nidzon v. Konica Minolta Bus. Sols., USA, Inc., 752 F. Supp. 2d 336, 349 (S.D.N.Y. 2010) (internal
citation omitted). Shukla has not identified the training that he was denied or the circumstances
surrounding such denial to plausibly allege a material change in the terms and conditions of his
employment on that basis. Thus, the Court does not consider these alleged actions as separate
adverse employment actions.10
10 The Court recognizes that Shukla’s other allegations of discrimination, even if they do not independently
constitute adverse employment actions, may “provide relevant background evidence by shedding light on
Defendant’s motivation and thus bolster his claim that Defendants treated him differently because of [a
protected characteristic].” Vega, 801 F.3d at 88 (internal quotation marks and citation omitted).
Finally, Shukla alleges that he was terminated based on gender, race and/or national
origin. (See, e.g., SAC ¶¶ 6, 79.) There is no doubt that termination of employment constitutes
an adverse employment action. See Glascoe v. Solomon, No. 18-CV-08284 (AT), 2020 WL
1272120, at *8 (S.D.N.Y. Mar. 17, 2020). However, the Court finds that Plaintiff’s adverse action
claims fail for the separate reason that he has not met his minimal burden to plead facts that
would give rise to a plausible inference of discrimination.
1. Discrimination Based On Gender
Plaintiff repeatedly alleges that he was “treated differently than others outside his
protected class” (see, e.g., SAC ¶¶ 152-53), but he does not identify any female employee with
whom he was “similarly situated in all material respects” as is necessary to create an inference
of discrimination. Farsetta v. Dep’t of Veterans Affairs, No. 16-CV-06124 (DLC), 2017 WL 3669561,
at *5 (S.D.N.Y. Aug. 24, 2017) (quoting Brown v. Daikin Am. Inc., 756 F.3d 219, 230 (2d Cir. 2014)).
The only purported comparator that Plaintiff references is that he was replaced on the Kaiser
Permanente project with “a Caucasian woman.” (SAC ¶ 86.) However, “[n]umerous courts within
the Second Circuit have granted motions to dismiss disparate treatment claims where the
complaint was entirely devoid of any details regarding the purported comparators, e.g., who they
are, what their positions or responsibilities were at [the company], how their conduct compared
to plaintiffs’ or how they were treated differently by defendants.” Blige v. City Univ. of New York,
No. 15-CV-08873 (GBD) (KHP), 2017 WL 498580, at *9 (S.D.N.Y. Jan. 19, 2017), report and
recommendation adopted, 2017 WL 1064716 (S.D.N.Y. Mar. 21, 2017); see also Vega, 801 F.3d at
86 (while “detailed factual allegations [regarding comparators] are not required, a formulaic
recitation does not suffice”).
To the extent that Plaintiff contends that he was treated differently than other individuals
who did not have a sexual harassment complaint against them (see, e.g., SAC ¶¶ 38, 55, 63, 66,
68-70), any disparate treatment on that basis does not give rise to an inference of gender
discrimination because it is not based on a protected characteristic. See Patane v. Clark, 508 F.3d
106, 112 (2d Cir. 2007) (“The sine qua non of a gender-based discriminatory action claim under
Title VII is that the discrimination must be because of sex.”) (emphasis in original); see also Brown
v. Henderson, 257 F.3d 246, 252 (2d Cir. 2001) (“It is axiomatic that mistreatment at work . . . is
actionable under Title VII only when it occurs because of an employee’s sex, or other protected
characteristic”).11
Plaintiff also appears to assert that various notes in his HR file, which he contends are
incorrect and/or intentionally false, and thus give rise to an inference of discrimination based on
gender. (SAC ¶¶ 57, 59, 61-64.) However, even assuming these notes impacted Shukla’s
termination, or any other adverse employment action, they do not give rise to an inference of
discrimination based on gender. Similarly, Shukla alleges that various other negative actions
taken by female employees give rise to an inference of discrimination based on gender. (See, e.g.,
SAC ¶¶ 65-66, 69-71, 73.) However, the fact that these actions were taken by an employee of the
opposite sex does not give rise to an inference of discrimination. As noted earlier, claims under
Title VII arise where adverse actions are taken against an employee “because of an employee’s
11 To the extent that Shukla is attempting to raise an inference of discrimination based on Defendant’s
handling of the allegations against him (see SAC ¶¶ 58, 60), which under certain circumstances could
support a prima facie case of sex discrimination, see Menaker v. Hofstra Univ., 935 F.3d 20, 33 (2d Cir.
2019) (citing Doe v. Columbia Univ., 831 F.3d 46, 48 (2d Cir. 2016)), any such claim fails because Shukla
does not allege that he was terminated, or suffered any other adverse action, in response to the sexual
harassment allegations.
sex, or other protected characteristic,” Brown, 257 F.3d at 252 (2d Cir. 2001) (emphasis added),
not because of the sex of the person taking the adverse actions.
2. Discrimination Based On Race And National Origin
With respect to race and national origin, Shukla points to certain comments that he
contends show discriminatory motivation for the alleged adverse employment actions. First,
Shukla alleges that Nagaraja, a senior manager, told him on May 30, 2018 that “as an Indian
national post termination, the Plaintiff would have less than two months to find another job or
leave the country.” (SAC ¶ 35.) Second, Shukla alleges that another senior manager, Van Ee called
Shukla “deplorable” and an “expendable Indian”12 after releasing him from a project in mid-
October 2018. (SAC ¶¶ 84, 85.)
“Discriminatory comments may be indicative of intent, but only where the remarks have
a causal nexus to the termination decision.” Osuan v. City of New York, No. 18-CV-00151, 2019
WL 2544866, at *2 (S.D.N.Y. June 20, 2019) (internal citation omitted). Courts in this Circuit
consider the following four factors to determine “whether a remark is probative” of
discriminatory intent: (1) who made the remark (i.e., a decision-maker, a supervisor, or a low-
level co-worker); (2) when the remark was made in relation to the employment decision at issue;
(3) the content of the remark (i.e., whether a reasonable juror could view the remark as
discriminatory); and (4) the context in which the remark was made (i.e., whether it was related
12 This remark is suggestive of both race and national origin and thus potentially could support both a
national origin discrimination claim and a race discrimination claim. The EEOC “defines national origin
discrimination broadly as including, but not limited to, the denial of equal employment opportunity
because of an individual's, or his or her ancestor’s, place of origin; or because an individual has the
physical, cultural or linguistic characteristics of a national origin group.” 29 C.F.R. § 1606.1. Moreover, as
noted earlier, discrimination based on ethnicity constitutes racial discrimination under Title VII. See Vill.
of Freeport, 814 F.3d at 607.
to the decision-making process). Henry v. Wyeth Pharm., Inc., 616 F.3d 134, 149-50 (2d Cir. 2010)
(collecting cases); see also Osuan, 2019 WL 2544866, at *2 (considering factors in deciding
motion to dismiss).
Considering these factors, the Court finds that Nagaraja’s remark that “as an Indian
national post termination, the Plaintiff would have less than two months to find another job or
leave the country” (SAC ¶ 35) is not evidence of discriminatory intent based on race or national
origin. The content of the remark is not degrading or invidious. Indeed, several times in the SAC,
Shukla himself states that, due to his visa requirements, he was subject to this condition. (SAC ¶
93.) In addition, this statement, was made five months before Shukla’s eventual termination, and
the only connection Shukla alleges to his termination is that several months after he stopped
working on a project with Nagaraja, Nagaraja gave him a bad performance review, which
ultimately contributed to his termination.13 (SAC ¶¶ 78-79.) Thus, the Court finds that this remark
is not enough to support Shukla’s discrimination claims based on national origin. See De La Pena
v.Metro. Life Ins. Co., 953 F. Supp. 2d 393, 413 (2d Cir. 2014) (a “comment, being so far removed
in time and with such a tangential relationship to the Plaintiff’s ultimate discharge, can be
characterized as a ‘stray remark’ which does not constitute sufficient evidence to state a case for
employment discrimination”); see also Brady v. Calyon Sec. (USA), No. 05-CV-03470 (GEL), 2007
WL 4440926, at *14 (S.D.N.Y. Dec. 17, 2007) (“[S]uch isolated remarks alone are not enough to
13 While Shukla alleges that Nagaraja “tried to plot” his release from a project (SAC ¶ 76), he does not
assert that he was removed by Nagaraja, but instead states that he got himself staffed in another role.
(Id. ¶ 78.) Thus, Shukla has not alleged an adverse employment action on that basis. Similarly, he has not
alleged that Nagaraja’s negative performance review resulted in any material change in his employment.
support a discrimination claim, especially where such comments are not even facially malicious
or derogatory, but more likely just benign off-hand remarks.”).
Van Ee’s remark that Plaintiff was an “expendable Indian” clearly implicated Shukla’s
national origin and was close in time to his termination. However, Plaintiff does not allege that
Van Ee was involved in the decision to terminate him. Plaintiff alleges that Van Ee “was instructed
by someone higher up to intentionally use these words to cause racial degradation and significant
emotional distress to [Plaintiff],” but this still does not assert any connection with his
termination.14 “Even statements that are clearly racist, ageist, and religiously inappropriate are
not discriminatory when they are stray remarks not connected to the adverse employment
decision.” Gautam v. Prudential Fin., Inc., No. 06-CV-03614 (JS) (AKT), 2008 WL 11417411, at *7
(E.D.N.Y. Sept. 3, 2008). Because the SAC “does not allege that the remarks were ‘related to the
decision-making process’ resulting in Plaintiff’s termination,” the court finds that Shukla has not
stated a viable claim for national origin discrimination. See Mesias v. Cravath, Swaine & Moore
LLP, 106 F. Supp. 3d 431, 438 (S.D.N.Y. 2015).
Shukla also alleges that he was replaced on one project with a Caucasian woman, which
he contends is evidence of disparate treatment based on national origin. (SAC ¶ 83.) However,
as with his disparate treatment claim based on gender (see Discussion Section I.A.1., supra),
Shukla has not alleged any details regarding the purported comparator. See Blige v. City Univ. of
New York, 2017 WL 498580, at *9.
14 The Court separately addresses these allegations in the context of Plaintiff’s hostile work environment
and retaliation claims in Discussion Section I.B., infra.
For these reasons, the Court dismisses Plaintiff’s gender , race and national origin
discrimination claims under Title VII, Section 1981 and the NYSHRL based on an adverse
employment action.
B. Hostile Work Environment
“An employer violates Title VII when the ‘workplace is permeated with discriminatory
intimidation, ridicule, and insult . . . that is sufficiently severe or pervasive to alter the conditions
of the victim’s employment and create an abusive working environment . . . so long as there is a
basis for imputing the conduct that created the hostile environment to the employer.” Rasmy v.
Marriott Int’l, Inc., 952 F.3d 379, 387 (2d Cir. 2020).15 “To analyze whether a plaintiff meets this
burden, a district court considers the totality of the circumstances, including: the frequency of
the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a
mere offensive utterance; and whether it unreasonably interferes with the victim’s
job performance.” Id. (internal citation and quotation marks omitted). “This test has both
‘objective and subjective elements: the misconduct shown must be severe or pervasive
enough to create an objectively hostile or abusive work environment and the victim
must also subjectively perceive that environment to be abusive.’” Id. (citation omitted).
“Ultimately, to avoid dismissal under FRCP 12(b)(6), a plaintiff need only plead facts
sufficient to support the conclusion that [he] was faced with harassment . . . of such quality or
quantity that a reasonable employee would find the conditions of [his] employment altered for
15 The standard for a hostile work environment claim under Title VII, Section 1981 and the NYSHRL is the
same. See Sanderson v. Leg Apparel, No. 19-CV-08423 (GHW), 2020 WL 3100256, at *9 (S.D.N.Y. June 11,
2020) (citing Summa v. Hofstra Univ., 708 F.3d 115, 123-24 (2d Cir. 2013)). The same standard also is
applied to hostile work environment claims under the ADA. See Zabar v. New York City Dep’t of Educ., No.
18-CV-06657 (PGG), 2020 WL 2423450, at *5 (S.D.N.Y. May 12, 2020).
the worse, and the Second Circuit has repeatedly cautioned against setting the bar too high in
this context.” Patane, 508 F.3d at 113 (internal citation, quotation marks and alterations
omitted). A plaintiff also must show that the hostile environment was due to the protected class
to which he belongs. See Brennan v. Metropolitan Opera Ass’n, 192 F.3d 310, 318 (2d Cir. 1999);
see also Vega v. Dep’t of Educ., No. 18-CV-06221 (ER), 2020 WL 1505564, at *10 (S.D.N.Y. Mar.
30, 2020).
Shukla alleges that he was subject to hostile work environment based on allegations that
certain HR employees orchestrated false sexual harassment allegations against him; female
employees made disparaging remarks about him, sent him emails from fake names like Buttram,
Buttarazzi and others related to the sexual harassment allegations; gave him poor performance
reviews, removed him from projects or prevent him from being staffed on projects; mocked him
based on disability and visa limitations.16 (SAC ¶¶ 43-49, 55, 65, 68, 74, 175-76, 184.)
The Court need not decide whether this conduct, assumed to be true, rises to the level of
a hostile work environment because, aside from his own speculation, Plaintiff has not alleged
that any of the purportedly harassing or hostile acts were based upon his gender, disability, race
and/or national origin, which is fatal to his claims. See O'Hara v. Bd. of Coop. Educ. Servs., S.
Westchester, No. 18-CV-08502 (KMK), 2020 WL 1244474, at *14 (S.D.N.Y. Mar. 16, 2020);
Guzman v. City of New York, No. 13-CV-05445 (GHW), 2015 WL 1239988, at *12 (S.D.N.Y. 2015)
(dismissing plaintiff’s Title VII hostile work environment claims because plaintiff failed to
demonstrate that defendants’ alleged hostile conduct was predicated on plaintiff’s “color, race,
16 Shukla also asserts various claims that Deloitte was involved in hacking and/or surveilling his electronic
devices; coordinating with Washington D.C. traffic police to give him a parking ticket; and harassing him
while driving in Colorado. (SAC ¶¶ 117-19, 123, 124.)
gender, or pregnancy status” (citation omitted)). “[A]s the Supreme Court explained, Title VII
does not bar all workplace harassment[,] only harassment that occurs because of the harassment
target’s lawfully protected characteristic(s).” Akinsanya v. New York City Health & Hosps. Corp.,
No. 16-CV-03332, 2017 WL 4049246, at *7 (S.D.N.Y. July 28, 2017), report and recommendation
adopted, 2017 WL 4023138 (S.D.N.Y. Sept. 12, 2017) (citing Oncale v. Sundowner Offshore Servs.,
Inc., 523 U.S. 75, 79-80 (1998)).
Thus, Plaintiff’s hostile work environment claims under Title VII, Section 1981 and the
NYSHRL based upon his gender, disability, race and national origin are dismissed.
II. Discrimination Claims Under The NYCHRL
The NYCHRL forbids “an employer or an employee or agent thereof, because of the actual
or perceived . . . race, . . . national origin, gender, [or] disability . . . [t]o discriminate against such
person in compensation or in terms, conditions or privileges of employment.” N.Y.C. Admin.
Code, § 8-107(1)(a)(3). Claims under the NYCHRL must be analyzed “separately and
independently from any federal and state law claims” and construed “broadly in favor of
discrimination plaintiffs, to the extent that such a construction is reasonably possible.” Mihalik v.
Credit Agricole Cheuvreux N. Am. Inc., 715 F.3d 102, 109 (2d Cir. 2013) (internal citations and
quotations omitted). To state a claim for discrimination under the NYCHRL, a plaintiff need only
show that he was treated “less well” at least in part because of his protected status. Mihalik, 715
F.3d at 110. Thus, “[u]nder the NYCHRL, [ ] unlike under Title VII and the NYSHRL, there is no
distinction between a claim premised on the creation of a hostile work environment (a species
of harassment claim) and one premised on unlawful discrimination[.]” Rothbein v. City of New
York, No. 18-CV-05106 (VEC), 2019 WL 977878, at *9 (S.D.N.Y. Feb. 28, 2019) (citing cases).
“Instead, a focus on unequal treatment based on gender [or another protected class]—regardless
of whether the conduct is ‘tangible’ (like hiring or firing) or not—is in fact the approach that is
most faithful to the uniquely broad and remedial purposes of the [NYCHRL].” Mihalik, 715 F.3d
at 114 (quoting Williams v. New York City Hous. Auth., 61 A.D.3d 62, 79 (1st Dep’t 2009)).
As with Shukla’s claims under federal and state law, the Court finds that he has not
plausibly alleged that he was treated less well based upon his gender. See Scalercio-Isenberg v.
Morgan Stanley Servs. Grp. Inc., No. 19-CV-06034 (JPO), 2019 WL 6916099, at *6 (S.D.N.Y. Dec.
19, 2019) (dismissing NYCHRL claims where plaintiff’s allegations did not rise above a “speculative
level”). Thus, Plaintiff’s NYCHRL claim based on gender is dismissed.
However, with respect to his claim based on race and national origin, Shukla alleges that
he was called an “expendable Indian” by a Deloitte senior manager at a time when Plaintiff was
being removed from a project. (SAC ¶ 85.) This allegation is enough to support a plausible claim
that Plaintiff was treated less well due to his race and/or national origin. See Mihalik, 715 F.3d at
113 (under NYCHRL, “even a single comment may be actionable in the proper context”) (citations
omitted).
III. Retaliation Claims
A. Title VII, Section 1981 And The ADA
Title VII provides that “[i]t shall be an unlawful employment practice for an employer to
discriminate against any of his employees . . . because he has opposed any practice made an
unlawful employment practice by this subchapter, or because he has made a charge, testified,
assisted, or participated in any manner in an investigation, proceeding, or hearing under this
subchapter.” 42 U.S.C. § 2000e-3(a). “Thus, for a retaliation claim to survive a motion for
judgment on the pleadings or a motion to dismiss, the plaintiff must plausibly allege that: (1)
defendants discriminated—or took an adverse employment action—against him, (2) ‘because’
he has opposed any unlawful employment practice.” Vega, 801 F.3d at 90 (citing id.).17
“[I]n the context of a Title VII retaliation claim, an adverse employment action is any
action that ‘could well dissuade a reasonable worker from making or supporting a charge of
discrimination.’” Id. (citing Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 57 (2006)). “This
definition covers a broader range of conduct than does the adverse-action standard for claims of
discrimination under Title VII . . . and is not limited to discriminatory actions that affect the terms
and conditions of employment.” Id. (citing Burlington, 548 U.S. at 64.)
A plaintiff has engaged in a protected activity if he “personally complains or is critical
about the discriminatory employment practices of [his] employer.” Littlejohn, 795 F.3d at 318
(internal quotation marks and alterations omitted). “As for causation, a plaintiff must plausibly
plead a connection between the act and his engagement in protected activity.” Vega, 801 F.3d
at 90 (citing 42 U.S.C. § 2000e-3(a). “Unlike Title VII discrimination claims, however, for an
adverse retaliatory action to be ‘because’ a plaintiff made a charge, the plaintiff must plausibly
allege that the retaliation was a ‘but-for’ cause of the employer's adverse action.” Id. (citing Univ.
of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 361 (2013). “It is not enough that retaliation was a
‘substantial’ or ‘motivating’ factor in the employer’s decision.” Id. at 90-91 (citation omitted).
“‘[B]ut-for’ causation does not[, however,] require proof that retaliation was the only cause of
17 Retaliation claims under Title VII and the ADA “are analyzed under the same framework.” Salas v. New
York City Dep’t of Investigation, 298 F. Supp. 3d 676, 685 (S.D.N.Y. 2018). The same standard also is applied
to retaliation claims under Section 1981. See Sosa v. New York City Dep’t of Educ., No. 18-CV-00411(PKC)
(SJB), 2020 WL 1536348, at *4 (E.D.N.Y. Mar. 31, 2020).
the employer’s action, but only that the adverse action would not have occurred in the absence
of the retaliatory motive.” Id. at 91 (citing Zann Kwan v. Andalex Grp. LLC, 737 F.3d 834, 846 (2d
Cir.2013)). Further, “the but-for causation standard does not alter the plaintiff's ability to
demonstrate causation . . . through temporal proximity.” Id. (citation omitted); see also id. at 90
(“A retaliatory purpose can be shown indirectly by timing: protected activity followed closely in
time by adverse employment action.”).
Shukla alleges that he “complained to his employer about what he felt was discrimination
based on his medical condition/disability” and that he thereafter was removed from projects and
terminated in retaliation. (SAC ¶¶ 192, 194-95.) However, Shukla does not allege any facts
regarding the circumstances of such a complaint, including when it was made, to put Deloitte on
notice of his claim, and does not allege any facts from which it may be inferred that Deloitte acted
with a retaliatory motive. See Jackson v. Cnty. of Rockland, 450 F. App’x 15, 19 (2d Cir. 2011)
(finding that complaint’s “bald assertions of . . . retaliation, unsupported by any comments,
actions, or examples . . . from which [the court] could infer that the defendants possess[ed] a
. . . retaliatory motive, [were] implausible and insufficient to survive a motion to dismiss”).
To the extent Shukla alleges that his complaint about Nagaraja’s negative performance
review resulted in his removal from the Ball Corporation project (SAC ¶ 79), he cannot state a
claim for retaliation because the conduct he complained of was not discriminatory. A retaliation
claim lies only where the practices complained of are discriminatory. See Littlejohn, 795 F.3d at
318.
Shukla also alleges that he “logged a complaint to his employer about what he felt was
discrimination based on unethical behavior by his supervisors.” (SAC ¶ 193.) This allegation
appears to be based upon Plaintiff’s reporting in February 2018 of “observed misbehavior” to HR,
which he explains were “instances where projects were mismanaged.” (See id. ¶ 29.) Because
this complaint related to project mismanagement and not discrimination, it is not a protected
activity that can support a retaliation claim. See Int’l Healthcare Exh., Inc. v. Global Healthcare
Exch., LLC, 470 F. Supp. 2d 345, 357 (S.D.N.Y. 2007) (“[A]mbiguous complaints that do not make
the employer aware of alleged discriminatory misconduct do not constitute protected activity.”).
Because Plaintiff has not plausibly alleged any protected activity, his retaliation claims
under federal law are dismissed.
B. The NYSHRL And The NYCHRL
To establish a prima facie case of retaliation under the NYSHRL, a plaintiff must establish:
(1) that he participated in an activity protected by the NYSHRL, (2) that his participation was
known to his employer, (3) that his employer thereafter subjected him to a materially adverse
employment action, and (4) that there was a causal connection between the protected activity
and the adverse employment action. See Benzinger v. Lukoil Pan Americas LLC & Litasco S.A., No.
16-CV-08533 (PAE), 2020 WL 1322478, at *15 (S.D.N.Y. Mar. 20, 2020) (citing Kaytor v. Elec. Boat
Corp., 609 F.3d 537, 552 (2d Cir. 2010)). “The burden of proof at the prima facie stage has been
characterized as de minimis.” Id. (internal citation and quotation marks omitted).
“The NYCHRL imposes an identical standard to that of the NYSHRL, except that the
plaintiff need not prove any adverse employment action; instead, he must prove that something
happened that would be reasonably likely to deter a person from engaging in protected activity.”
Benzinger, 2020 WL 1322478, at *20 (internal citation, quotation marks and alterations omitted).
Under the NYCHRL, the protected activity need only have been “a motivating factor” in the
adverse action. Ottoson v. SMBC Leasing & Fin., Inc., No. 13-CV-01521 (JPO), 2020 WL 881992, at
*5 (S.D.N.Y. Feb. 24, 2020) (citing Mihalik, 715 F.3d at 115).
As with Plaintiff’s federal claims, he has not alleged any protected activity as a basis for
retaliation under the NYSHRL or NYCHRL. See Soloviev v. Goldstein, 104 F. Supp. 3d 232, 251
(E.D.N.Y. 2015) (“Without an allegation of protected activity, Plaintiffs have not stated a claim for
retaliation.”). Thus, his retaliation claims under the NYSHRL and NYCHRL are dismissed.
IV. State Law Claims
A. IIED And NIED Claims
To state a claim for IIED under New York law,18 a plaintiff must allege “(1) extreme and
outrageous conduct; (2) intent to cause, or reckless disregard of a substantial probability of
causing, severe emotional distress; (3) a causal connection between the conduct and the injury;
and (4) severe emotional distress.” Chau v. Donovan, 357 F. Supp. 3d 276, 290 (S.D.N.Y. 2019)
(citing Stuto v. Fleishman, 164 F.3d 820, 827 (2d Cir. 1999)); see also Howell v. New York Post Co.,
81 N.Y.2d 115, 121, 596 N.Y.S.2d 350 (1993). “New York courts have imposed a very high
threshold for intentional infliction of emotional distress claims, requiring that the conduct must
be so outrageous and extreme ‘as to go beyond all possible bounds of decency, and to be
regarded as atrocious, and utterly intolerable in a civilized community.’” Campoverde v. Sony
Pictures Entm't, No. 01-CV-07775 (LAP), 2002 WL 31163804, at *11 (S.D.N.Y. Sept. 30, 2002)
(quoting Murphy v. Am. Home Prod. Corp., 58 N.Y.2d 293, 303 (1983)).
18 Although Plaintiff purports to assert claims of IIED and NIED under various federal and state statutes
(see SAC ¶¶ 200-10), these claims are common law torts which do not arise under these statutes.
To state claim for NIED under New York law, a plaintiff must show: “(1) extreme and
outrageous conduct, (2) a causal connection between the conduct and the injury, and (3) severe
emotional distress.” Truman v. Brown, No. 19-CV-01546 (PAE), 2020 WL 353615, at *15 (S.D.N.Y.
Jan. 21, 2020) (citation omitted). “As to the first element, New York courts use the same standard
in evaluating extreme and outrageous conduct in both IIED and NIED claims.” Id. (citing Dillon v.
City of New York, 261 A.D.2d 34 (1st Dep’t 1999). In addition to these three elements, a plaintiff
must plead “facts making out one of three “theories”: (1) a bystander theory, (2) a direct duty
theory, or (3) a special circumstances theory.” Id. (citing Baker v. Dorfman, 239 F.3d 415, 421 (2d
Cir. 2000)). The bystander theory requires a plaintiff to allege that he was threatened with
physical harm, while a direct duty theory requires allegations that a plaintiff’s physical safety was
unreasonably endangered. See id. The “special circumstances” theory applies “where there is ‘an
especial likelihood of genuine and serious mental distress, arising from . . . special circumstances,
which serves as a guarantee that the claim is not spurious.’ . . . Examples include a hospital
negligently informing an individual that her parent had died . . .; a negligent misdiagnosis of HIV
. . .; and the mishandling of a loved one’s remains.” Id. at *16 (citations omitted).
With respect to the first element, Shukla points to teasing and jokes made to him by
colleagues, such as being told that his next assignment would be in North Korea or Syria (SAC ¶
24), being “mocked” for not receiving a bonus (SAC ¶ 25) and being told that he would be
removed from a project. (Id.) Plaintiff also complains about being released from multiple projects
and alleged comments about his heritage made by senior managers. (Id. ¶¶ 36, 64 84, 85.)
However, “the reduction of work responsibilities and exclusion from meetings and work-related
activities do not amount to conduct that would unreasonably endanger one’s physical safety or
cause one to fear for her safety, as required for an NIED claim.” Starr v. Time Warner, Inc., No.
07-CV-05871 (DC), 2007 WL 4144627, at *6 (S.D.N.Y. Nov. 21, 2007) (citing Perry v. Valley Cottage
Animal Hosp., 261 A.D.2d 522, 522-23 (2d Dep’t 1999)). Neither are the jokes or other comments
sufficient, even if related to Plaintiff’s national origin. See Rivera v. Baccarat, Inc., No. 95-CV-
09478 (MBM), 1996 WL 251850, at *3 (S.D.N.Y. May 10, 1996) (Plaintiff “complains of a partial
prohibition of her speaking Spanish in the workplace, of being ridiculed for her accent, and of
being subjected to ethnic stereotyping. While such conduct is not condoned, it is also not
actionable under the rubric of intentional infliction of emotional distress.”); Williams v. Port Auth.
of New York & New Jersey, 880 F. Supp. 980, 995 (E.D.N.Y. 1995) (racial slurs made by supervisor
insufficient to establish IIED claim). Plaintiff’s allegations that he was threatened with
termination (SAC ¶¶ 32, 35) also fail to meet the requisite threshold of NIED or IIED. Stella
Stylianou v. St. Luke’s/Roosevelt Hosp. Ctr., 902 F. Supp. 54, 59 (S.D.N.Y. 1995) (“Threats of
termination do not rise to the level of extreme and outrageous behavior.”).
In any event, “[t]he discharge of an employee . . . does not give rise to a claim for negligent
infliction of emotional distress because a corporation owes the same duties to all employees.”
Starr, 2007 WL 4144627, at *6 (citing Kelly v. Chase Manhattan Bank, 717 F. Supp. 227, 235
(S.D.N.Y. 1989)). The same hold true for IIED claims. See Cruz v. HSBC Bank, USA, N.A., 5 F. Supp.
3d 253, 261 (E.D.N.Y.), aff’d, 586 F. App’x 723 (2d Cir. 2014) (“[C]laims for the intentional infliction
of emotional distress are particularly difficult in employment cases, where the plaintiff may
attempt to recast his claim for wrongful discharge.”).
Plaintiff also appears to base his IIED and NIED claims on allegedly false sexual harassment
allegations made against him. (See SAC ¶ 202.) However, even “false accusations of criminal
conduct, or conduct that society deems reprehensible, do not inherently establish IIED.” Truman,
2020 WL 353615, at *13 (citing, inter alia, Nungesser v. Columbia Univ., 169 F. Supp. 3d 353, 374-
75 (S.D.N.Y. 2016) (dismissing IIED claim against university for its treatment of plaintiff accused
of rape, explaining that “even a false charge of sexual harassment does not rise to the level of
outrage required” (citation omitted)).
For these reasons, Plaintiff’s IIED and NIED claims are dismissed.
B. Negligent Hiring, Training And Supervision
To state a cause of action for negligent hiring, training or supervision under New York law,
a plaintiff must show, in addition to the standard elements of negligence: (1) that the tortfeasor
and the defendant were in an employee-employer relationship; (2) that the employer knew or
should have known of the employee’s propensity for the conduct which caused the injury prior
to the injury’s occurrence; and (3) that the tort was committed on the employer’s premises. See
Schoolcraft v. City of New York, 103 F. Supp. 3d 465, 539 (S.D.N.Y. 1015), on reconsideration in
part, 133 F. Supp. 3d 563 (S.D.N.Y. 2015) (citations omitted). “When an employee acts negligently
within the scope of his or her employment, liability may attach to the employer under a vicarious
liability theory . . .. Conversely, liability for negligent hiring, retention, training or supervision
typically arises only when an employee acts outside of the scope of his employment and vicarious
liability cannot obtain.” Marotta v. Palm Mgmt. Corp., No. 05-CV-10688 (LTS) (HBP), 2009 WL
497568, at *4 (S.D.N.Y. Feb. 25, 2009).
Shukla alleges that Deloitte “facilitated the discrimination and retaliation suffered by the
plaintiff by the negligent hiring, supervision, and training of its employees.” (SAC ¶ 212.) Liability
for negligent hiring does not exist here since the alleged acts of Defendant’s employees occurred
within the scope of their employment and liability already may attach to Deloitte for such acts
under a vicarious liability. See Marotta, 2009 WL 497568, at *4 (“Plaintiff has not sufficiently
pleaded a cause of action against Defendant for negligent hiring, retention, training, or
supervision, because Plaintiff has not pleaded that the actions (or negligent omissions) giving rise
to the claim occurred outside the scope of the employees’ duties as such.”).
Plaintiff’s SAC does not allege that Defendant knew or should have known of the
employees’ propensity for the conduct that caused Plaintiff’s purported injuries. See Tchatat v.
City of New York, No. 14-CV-02385 (LGS), 2015 WL 6159320, at *3 (S.D.N.Y. Oct. 20, 2015)
(“Assuming that the Best Buy and Eastern employees’ acts were outside the scope of their
employment, the Complaint fails to allege how Best Buy or Eastern knew or should have known
these employees had a propensity to commit the acts at issue in this case.”). Thus, Plaintiff’s
negligent hiring, training and supervision claims are dismissed.
VII. Plaintiff’s Remaining Claims
Plaintiff’s remaining claims allege various violations of the NYSHRL, the NYCHRL and the
common law, in addition to multiple federal criminal statutes, including 18 U.S.C. § 242 (SAC ¶
224); 18 U.S.C. § 1341 (id. ¶ 227); 18 U.S.C. §§ 1512 and 1513 (id. ¶¶ 220-21); 18 U.S.C. § 1589
(id. ¶ 214); and 18 U.S.C. §§ 1952 and 1953 (see heading for Count Eighteen).19 To the extent that
Plaintiff is alleging in these Counts violations of the NYSHRL and the NYCHRL, the Court dismisses
19 Count Seventeen is entitled “Conspiracy To Commit Crimes Involving Bodily Injury.” (See SAC, p. 49.) In
this Count, Plaintiff alleges violations of the Federal Tort Claims Act. (Id. ¶ 217.) The Federal Tort Claims
Act has no application here since that Act only involves claims against the United States as defendant. See
28 U.S.C.A. § 1346. In addition, there is no cause of action for conspiracy under the New York common
law. See Decter v. Second Nature Therapeutic Program, LLC, 42 F. Supp. 3d 450, 463 (E.D.N.Y. 2014) (“civil
conspiracy cannot be alleged as a separate claim because New York law does not recognize civil conspiracy
as an independent tort”).
these claims as redundant of Plaintiff’s earlier Counts alleging violations of these statutes. See
Fed. R. Civ. P. 12(f). As discussed below, Plaintiff has not stated a cognizable claim under any of
the federal criminal statutes.
“Violations of the Criminal Code do not provide a basis for a civil cause of action, unless
the particular provision in question includes an express or implied private right of action.”
Weinstein v. City of New York, No. 13-CV-06301 (LGS), 2014 WL 1378129, at *4 (S.D.N.Y. Apr. 8,
2014), aff’d, 622 F. App’x 45 (2d Cir. 2015). Shukla alleges that Defendant violated 18 U.S.C. §
242, 18 U.S.C. § 1341, 18 U.S.C. §§ 1512 and 1513, 18 U.S.C. § 1589 and 18 U.S.C. §§ 1952 and
1953. (SAC ¶¶ 214, 220-21, 224, 227.)
Most of the federal criminal statutes alleged by Plaintiff do not create a private right of
action. See Hill v. Didio, 191 F. App’x 13, 14 (2d Cir. 2006) (no private right of action under 18
U.S.C. §§ 242, 1341); Roberts v. Choate Const. Co., No. 11-CV-00120 (TJC), 2011 WL 5006469, at
*2 (M.D. Fla. Oct. 20, 2011) (no private right of action under 18 U.S.C. § 1512); Shallow v. Fed.
Bureau of Investigation, No. 19-CV-00229 (CMH), 2019 WL 2718493, at *2 (E.D. Va. June 27,
2019), aff’d, 788 F. App’x 189 (4th Cir. 2019) (“Courts have consistently held that 18 U.S.C. §§
241, 242 and 18 U.S.C. § 1513 are criminal statutes that do not create a private right of action.”);
Schwartz v. F.S. & O. Assocs., Inc., No. 90-CV-01606, 1991 WL 208056, at *2 (S.D.N.Y. Sept. 27,
1991) (no private right of action under 18 U.S.C. § 1952).20
20 18 U.S.C. § 1953 is listed by Plaintiff in his heading for Count Eighteen, but the SAC reflects no alleged
violations of that statute. That statute involves the interstate transportation of wagering paraphernalia
and has no plausible application here.
A private right of action does exist under 18 U.S.C. § 1589, the Trafficking Victims
Protection Reauthorization Act (“TVPRA”), but has no possible application to this case. The TVPRA
creates a
private right of action for victims of trafficking, and provides for civil liability of any
person who obtains the labor or services of a person:
(1) by means of force, threats of force, physical restraint, or threats of physical
restraint to that person or another person; (2) by means of serious harm or threats
of serious harm to that person or another person; (3) by means of the abuse or
threatened abuse of law or legal process; or (4) by means of any scheme, plan, or
pattern intended to cause the person to believe that, if that person did not
perform such labor or services, that person or another person would suffer serious
harm or physical restraint.
Saiyed v. Archon, Inc., No. 14-CV-06862 (JS) (ARL), 2016 WL 11481200, at *5 (E.D.N.Y. Jan. 20,
2016), report and recommendation adopted, 2016 WL 868211 (E.D.N.Y. Mar. 7, 2016) (quoting
18 U.S.C. § 1589(a)).
Shukla alleges that Deloitte “prevented [him] from engaging in employment outside of
[Deloitte’s] direct or indirect illegal control.” (SAC ¶ 214.) This claim presumably is based on
Plaintiff’s belief that Defendant communicated with the companies where Plaintiff interviewed
and caused them not to hire Plaintiff. (See SAC ¶¶ 94, 96, 101-04.) Assuming these allegations to
be true, no claim has been stated under TVPRA. The statute makes it illegal to “knowingly
provide[ ] or obtain[ ] the labor or services of a person” through unlawful means. See 18 U.S.C. §
1589(a). But here, Plaintiff does not allege that his labor or services for Deloitte were procured
through illegal means. His claims involve purported illegal acts during his employment.
VIII. Leave To Amend
“There is a strong preference for allowing plaintiffs to amend inadequate pleadings.” In
re Bear Stearns Companies, Inc. Sec., Derivative, & ERISA Litig., No. 08-MDL-01963 (RWS), 2011
WL 4357166, at *2 (S.D.N.Y. Sept. 13, 2011). This is particularly true if the plaintiff has not had
the benefit of a court ruling with respect to the deficiencies of his pleading. See Loreley Fin. v.
Wells Fargo Secs., LLC, 797 F.3d 160, 190 (2d Cir. 2015) (“Without the benefit of a ruling, many a
plaintiff will not see the necessity of amendment or be in a position to weigh the practicality and
possible means of curing specific deficiencies.”). Moreover, a pro se complaint should not be
dismissed “without granting leave to amend at least once when a liberal reading of the complaint
gives any indication that a valid claim might be stated.” Shomo v. City of New York, 579 F.3d 176,
183 (2d Cir. 2009) (citation omitted). Only in circumstances where any amendment to a claim
would be futile may a claim be dismissed with prejudice and without leave to amend. See
Dougherty v. Town of N. Hempstead Bd. of Zoning Appeals, 282 F.3d 83, 88 (2d Cir. 2002) (“An
amendment to a pleading will be futile if a proposed claim could not withstand a motion to
dismiss pursuant to Rule 12(b)(6).”)
Based on the foregoing, the Court grants Plaintiff leave to amend, except with respect to
his claims under the federal criminal statutes addressed in Section VII above. The Court finds that
any amendment of those claims would be futile.
CONCLUSION
For the foregoing reasons, it is hereby ORDERED, as follows:
1. Plaintiff's Motion to Amend is GRANTED and the Second Amended Complaint (ECF
No. 39-2) is deemed to be the operative pleading;
2. Defendant’s partial motion to dismiss is GRANTED, except with respect to
Plaintiff's race and national origin claims under the NYCHRL, and the motion is
DENIED as to those claims; and
3. The foregoing dismissals are without prejudice, except with respect to the claims
arising under the federal criminal statutes.
4. No later than July 6, 2020, Plaintiff may file an amended pleading in accordance
with this Opinion and Order.
SO ORDERED.
DATED: New York, New York
June 15, 2020
Riva A, Cann
STEWART D. AARON
United States Magistrate Judge
33
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