Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
)
MICHAEL EVANS, et al., )
)
Plaintiffs, ) C.A. No. 20-1663 (EJW)
) CONSOLIDATED
v. )
) DEMAND FOR JURY TRIAL
DOC COMMISSIONER CLAIRE )
DEMATTEIS, et al., )
)
Defendants. )
)
Steven P. Wood, Chelsea A. Botsch, MCCARTER & ENGLISH, LLP, Wilmington, DE.
Counsel for Plaintiffs
Zachary S. Stirparo, STATE OF DELAWARE, DEPARTMENT OF JUSTICE, Wilmington, DE.
Counsel for Defendants
MEMORANDUM OPINION AND ORDER
April 30, 2024
Wilmington, Delaware
WALLACH, Circuit Judge, sitting by designation.
On November 14, 2022, nearly 100 inmates (“Plaintiffs”) in the custody of the Delaware
Department of Correction (“DOC”), either currently incarcerated at, or recently released or
transferred from, the Howard R. Young Correctional Institution (“HRYCI”), filed their first
amended putative class action complaint1 (“Amended Complaint”) (D.I. 519) under 42 U.S.C.
§§ 1983 and 1988 against state officials who allegedly oversaw the HRYCI’s response to the
COVID-192 pandemic (collectively “Defendants”).3 See generally D.I. 519 at 1–6. Plaintiffs
allege three counts,4 “for violations of their constitutionally protected rights under the Fifth,
Eighth, and Fourteenth Amendments of the United States Constitution and Article [I], Section 11
of the Delaware Constitution.” D.I. 519 at 2.
Plaintiffs’ putative “Class” is defined as “all persons confined at HRYCI in 2020, 2021,
and 2022, including as subclasses: (i) persons exposed to and formally diagnosed with COVID-19
while detained at HRYCI, and (ii) persons exposed to COVID-19 while detained at HRYCI that
showed symptoms of COVID-19.” D.I. 519 ¶ 60. On May 8, 2023, Defendants filed their Motion
1 On November 4, 2021, two related lawsuits were consolidated into this case. See Evans v.
DeMatteis, No. 20-1663 (MN), 2021 WL 5141067, at *1 (D. Del. Nov. 4, 2021).
2 Plaintiffs state that “COVID-19 is a highly infectious and potentially deadly disease caused
by the newly discovered SARS-CoV-2 virus.” D.I. 519 ¶ 21; see also Hope v. Warden York Cnty.
Prison, 956 F.3d 156, 157 n.2 (3d Cir. 2020) (“COVID-19 is a highly contagious respiratory virus
that poses unique risks in population-dense facilities.” (citing United States v. Raia, 954 F.3d 594,
595–96 (3d Cir. 2020))).
3 Named Defendants include: (1) Claire DeMatteis, current Secretary of the Delaware
Department of Human Resources and former DOC Commissioner; (2) Monroe B. Hudson, Jr.,
current DOC Commissioner; (3) Kolawole Akinbayo, HRYCI’s current Warden; (4) Christopher
Kearney, HRYCI’s current Deputy Warden; and (5) Karl A. Sturgill, HRYCI’s former Deputy
Warden. See D.I. 519 at 2.
4 In the Amended Complaint, Count One relates to Plaintiffs’ Fifth Amendment claim, Count
Two relates to Plaintiffs’ Eighth Amendment claim, and Count Three relates to Plaintiffs’ claim
under Article I, Section 11 of the Delaware Constitution; however, the Amended Complaint does
not specify any count grounded in the Fourteenth Amendment. See D.I. 519 ¶¶ 65–84.
to Dismiss the Amended Complaint (“Motion to Dismiss” or “Motion”) (D.I. 540) under Rules
12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, as well as their Opening Brief in
Support of Their Motion (D.I. 541). On June 30, 2023, Plaintiffs filed their Answering Brief in
Opposition to Defendants’ Motion (D.I. 549). On August 25, 2023, Defendants filed their Reply
Brief in Support of Their Motion (D.I. 554). Defendants’ Motion is now ripe for review.5 For the
below reasons, the Court grants Defendants’ Motion.
I. BACKGROUND
In 2020, the COVID-19 pandemic significantly changed daily life in the United States and
around the world. D.I. 519 ¶ 1. The inmates at HRYCI were especially vulnerable to COVID-19
because they lived in close proximity to one another, D.I. 519 ¶ 1, and they relied on DOC for
safety measures to stop the spread of COVID-19 at HRYCI. D.I. 519 ¶ 2. However, Plaintiffs
allege that Defendants “did nothing to protect the inmates.” D.I. 519 ¶ 3. Defendants failed to
implement any social distancing protocol, as the inmates regularly gathered and interacted with
one another within and outside of their living areas. D.I. 519 ¶¶ 51–56. Even the inmates who
wanted to practice social distancing “were forced to break social distancing rules in order to utilize
common areas and engage in activities required by Defendants.” D.I. 519 ¶ 52.
Plaintiffs further allege that Defendants did not conduct regular testing for COVID-19 and
made false public statements about low rates of COVID-19 transmission among the inmate
population at HRYCI. D.I. 519 ¶¶ 36–37. Defendants also allegedly refused to provide Plaintiffs
with any personal protective equipment for many months in 2020, and when Defendants finally
provided disposable paper masks, many inmates and HRYCI staff did not wear masks because
5 The Court acknowledges that the Parties did not request oral argument and concludes that
it is unnecessary here to decide the Motion. See D. Del. LR 7.1.4 (“An application for oral
argument shall be in writing and shall be made no later than 7 days after service of a reply brief.”).
Defendants did not mandate wearing masks within the facility. D.I. 519 ¶¶ 45–46. Plaintiffs claim
that they could not clean or disinfect their living areas because they did not have access to hand
sanitizers and cleaning supplies. D.I. 519 ¶¶ 47–48. Lastly, Plaintiffs allege that they could not
file grievances related to Defendants’ failure to protect them from COVID-19, and even if some
of them did, they did not receive any response. D.I. 519 ¶¶ 57–59.
II. LEGAL STANDARD
A motion to dismiss under Rule 12(b)(1) challenges the subject matter jurisdiction of the
court to hear a claim. In re Schering Plough Corp. Intron/Temodar Consumer Class Action,
678 F.3d 235, 243 (3d Cir. 2012). When the court’s jurisdiction is challenged under Rule 12(b)(1),
the plaintiff bears the burden to prove that jurisdiction exists. Lincoln Ben. Life Co. v.
AEI Life, LLC, 800 F.3d 99, 105 (3d Cir. 2015); Mortensen v. First Fed. Sav. & Loan Ass’n,
549 F.2d 884, 891 (3d Cir. 1977). A motion under Rule 12(b)(1) can mount either a facial or
factual attack. See Lincoln, 800 F.3d at 105. “In reviewing a facial challenge, which contests the
sufficiency of the pleadings, ‘the court must only consider the allegations of the complaint and
documents referenced therein and attached thereto, in the light most favorable to the plaintiff.’”
In re Schering, 678 F.3d at 243 (quoting Gould Elecs., Inc., v. United States, 220 F.3d 169, 176
(3d Cir. 2000)). On the other hand, in reviewing a factual challenge, the court weighs evidence
outside the pleadings to resolve factual issues in determining its power to hear the claim. Lincoln,
800 F.3d at 105; Mortensen, 549 F.2d at 891.
A complaint must contain “a short and plain statement of the claim showing that the pleader
is entitled to relief.” Fed. R. Civ. P. 8(a)(2). To survive a motion to dismiss under Rule 12(b)(6),
the complaint must plead “sufficient factual matter, accepted as true, to ‘state a claim to relief that
is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp.
v. Twombly, 550 U.S. 544, 570 (2007)). A claim is facially plausible when its factual content
“allows the court to draw the reasonable inference that the defendant is liable for the misconduct
alleged.” Id. In reviewing a Rule 12(b)(6) motion, the court accepts the complaint’s well-pleaded
allegations as true, viewing them in the light most favorable to the plaintiff. Umland v. PLANCO
Fin. Servs., Inc., 542 F.3d 59, 64 (3d Cir. 2008). However, the court is “not bound to accept as
true a legal conclusion couched as a factual allegation.” Twombly, 550 U.S. at 555 (cleaned up);
see also Iqbal, 556 U.S. at 678 (“Threadbare recitals of the elements of a cause of action, supported
by mere conclusory statements, do not suffice.”). The factual allegations must be pleaded
sufficiently to “raise a right to relief above the speculative level . . . on the assumption that all the
allegations in the complaint are true . . . .” Twombly, 550 U.S. at 555.
III. DISCUSSION
Defendants move to dismiss Plaintiffs’ Amended Complaint, among other reasons, because
(1) Plaintiffs lack standing; (2) the requested monetary damages and injunctive relief are either
unavailable to Plaintiffs or moot; (3) Counts One and Three fail as a matter of law; and
(4) Plaintiffs fail to plausibly plead each Defendant’s personal involvement in a 42 U.S.C. § 1983
action. See generally D.I. 541. The Court addresses each argument in turn.
A. Plaintiffs have standing, where they allege suffering an actual injury by contracting
COVID-19, as well as redressability with certain requested relief that reduces the
spread of the disease considering their circumstances as inmates.
Defendants move to dismiss the Amended Complaint under Rule 12(b)(1),6 insisting that
Plaintiffs lack standing to challenge DOC’s response to the COVID-19 pandemic because they
6 The Parties do not appear to dispute that Defendants set forth a facial (not factual) challenge
to Plaintiffs’ standing to sue. See D.I. 549 at 8 (“It is clear that Defendants are attacking the
[Amended Complaint] facially.”); see also D.I. 554 at 6–7 (no apparent dispute with Plaintiffs’
observation that Defendants made a facial attack). Here, the Court reviews the Amended
demonstrate neither a cognizable injury-in-fact nor redressability with their requested relief. See
D.I. 541 at 14–15. Under Article III of the United States Constitution, federal courts’ subject
matter jurisdiction is limited to certain “Cases” or “Controversies.” Clapper v. Amnesty Int’l USA,
568 U.S. 398, 408 (2013). Plaintiffs must establish their standing to sue, which is an element of
the case-or-controversy requirement. Id.; see also Susan B. Anthony List v. Driehaus,
573 U.S. 149, 158 (2014) (“The party invoking federal jurisdiction bears the burden of establishing
standing.” (cleaned up)). “To establish Article III standing, an injury must be concrete,
particularized, and actual or imminent; fairly traceable to the challenged action; and redressable
by a favorable ruling.” Clapper, 568 U.S. at 409 (cleaned up). In other words, Plaintiffs must
demonstrate three elements: (1) injury-in-fact; (2) causation; and (3) redressability. See
Finkelman, 810 F.3d at 193. Here, Defendants challenge Plaintiffs’ ability to meet the first and
third elements. See D.I. 541 at 14–15 (no apparent challenge to the second element, causation7).
To allege an injury-in-fact, Plaintiffs must claim “the invasion of a concrete and particularized
legally protected interest resulting in harm that is actual or imminent, not conjectural or
hypothetical.” Finkelman, 810 F.3d at 193 (cleaned up). Also, redressability requires Plaintiffs
“to show that it is likely, as opposed to merely speculative, that the alleged injury will be redressed
by a favorable decision.” Id. at 194 (cleaned up).
Complaint’s factual allegations in evaluating Plaintiffs’ Article III standing arguments, see
Finkelman v. Nat’l Football League, 810 F.3d 187, 194 (3d Cir. 2016) (“When assessing standing
on the basis of the facts alleged in a complaint, this means we apply the same standard of review
we use when assessing a motion to dismiss for failure to state a claim.”), and “must only consider
the allegations of the complaint and documents referenced therein and attached thereto, in the light
most favorable to the plaintiff,” In re Schering, 678 F.3d at 243 (quoting Gould, 220 F.3d at 176).
7 Although not at issue here, the Court concludes that Plaintiffs have met the second element
of standing, causation, based on “a causal connection between the injury and the conduct
complained of,” Lujan v. Defs. of Wildlife, 504 U.S. 555, 560 (1992), i.e., Plaintiffs’ contraction
of COVID-19 and Defendants’ failure to protect inmates from the spread of the disease and to
“take adequate measures to control the spread of COVID 19,” D.I. 519 ¶¶ 3, 5.
Plaintiffs allege that they “suffered unusual mental stress due to the constant threat of
exposure . . . .” D.I. 519 ¶ 3. Defendants argue that there is no concrete injury from Plaintiffs’
“fear that [they have] been, or might be, exposed to COVID-19 . . . .” D.I. 541 at 14 (citing
Gaffney v. Artis, No. 1:22-cv-275, 2023 WL 2753168, at *2 (W.D. Mich. Apr. 3, 2023)
(concluding that the plaintiff’s “fear that he was exposed to COVID-19 or might have contracted
COVID-19 is not a concrete injury which can be redressed by an award of damages,” and
dismissing the plaintiff’s claims for lack of standing)). To the extent that Plaintiffs allege facing
the threat of exposure to COVID-19 without contracting the disease, the Court agrees with
Defendants and dismisses such claims for lack of standing for alleging “nothing akin to an
impending injury.” Balas v. Stanish, No. 3:21-0466, 2021 WL 5500512, at *4 (M.D. Pa. Nov. 23,
2021) (“Missing here is any allegation of actual injury attributed to [the d]efendants’ alleged
placing of [the plaintiff] in proximity with [COVID-19] infected inmates.”).
On the other hand, “the standing analysis looks not only at the claim asserted but also the
relief sought.” Gaffney, 2023 WL 2753168, at *2; see also DaimlerChrysler Corp. v. Cuno,
547 U.S. 332, 335 (2006) (acknowledging that “a plaintiff must demonstrate standing for each
claim he seeks to press . . . [as well as] must demonstrate standing separately for each form of
relief sought”). Unlike the plaintiff in Gaffney, Plaintiffs here allege that they did contract
COVID-19 and seek injunctive relief as well as monetary damages. Compare Gaffney,
2023 WL 2753168, at *2 (noting that the plaintiff feared for his safety when alleging exposure to
and not contraction of COVID-19, that he was “no longer housed at the Brooks Correctional
Facility,” and only requested monetary damages, not “any form of injunctive relief”), with D.I. 519
¶¶ 8–10. Defendants appear to argue that there cannot be an injury after contracting COVID-19,
where Plaintiffs were “treated” and “vaccinations against COVID-19 are available.”8 D.I. 541 at
14–15. Here, Plaintiffs’ allegation of contracting COVID-19 is an injury that would be “actual or
imminent, not conjectural or hypothetical,” Finkelman, 810 F.3d at 193 (citation omitted), despite
the COVID-19 pandemic being declared no longer an emergency, see D.I. 541 at 9, when
considering the disease’s potential long-term effects,9 see D.I. 519 ¶ 1 (“[T]he risk of permanent
lung scarring, other long-term health effects, and death is both recognized and real.”).
Next, Defendants contend that Plaintiffs do not demonstrate the redressability element,
when failing to show that a favorable decision would be “‘likely, as opposed to merely
speculative,’ to redress their alleged injury,” which is supposedly Defendants’ failed response to
8 Defendants cite Omoyosi v. Tex. Health & Hum. Servs. Comm’n, No. 4:20-cv-03315,
2021 WL 2689851, at *3 (S.D. Tex. June 14, 2021), report and recommendation adopted,
No. 4:20-cv-03315, 2021 WL 2685631 (S.D. Tex. June 30, 2021), to insist that Plaintiffs fail to
allege specific injuries and instead use their Amended Complaint as a vehicle to challenge DOC’s
response to the COVID-19 pandemic, see D.I. 541 at 15.
9 The Court agrees with Plaintiffs, see D.I. 549 at 11–12, that unlike the plaintiff in Omoyosi
who “failed to identify any particularized, concrete injury he has suffered as a result of the
[d]efendant’s response to the COVID-19 pandemic,” when asserting a special interest in the
defendant’s response to the pandemic as a “self-described ‘Black-American man, Healthcare
Provider, and Texan[,]’” Omoyosi, 2021 WL 2689851, at *3, Plaintiffs here contracted COVID-19
under Defendants’ custody, see D.I. 519 ¶¶ 8–10; see also D.I. 549 at 10 (“The contraction of
COVID-19 and suffering of COVID-19 symptoms is therefore an actualized, cognizable injury,
and Defendants cite to no case law that says otherwise.”). Defendants note that in Garrett v.
Murphy, 17 F.4th 419 (3d Cir. 2021), “the Third Circuit held that there was no longer an imminent
risk because although [the plaintiff] contracted COVID-19, he possessed a natural immunity after
having done so.” D.I. 554 at 6 (citing Garrett, 17 F.4th at 433). Specifically, where the plaintiff
in Garrett attempted to proceed in forma pauperis under 28 U.S.C. § 1915(g), see id., the Third
Circuit concluded that the plaintiff “ha[d] not met his burden of showing imminent threat of serious
physical injury,” as he previously had COVID-19 and his “risk of getting sick with COVID-19
[was] therefore no longer ‘imminent’—it ha[d] already occurred,” Garrett, 17 F.4th at 433
(“Protected by natural immunity, [the plaintiff] has not shown that continued exposure to
COVID-19 still puts him at imminent risk of serious physical injury.”). Here, unlike in Balas,
2021 WL 5500512, at *4 (“Missing here is any allegation of actual injury . . . .”), the Court
concludes that Plaintiffs allege an actual injury when contracting COVID-19, where they allege
that there are potential long-term effects to their health and they do not need to allege that they are
under “imminent threat of serious physical injury” because actual injury would be sufficient.
the COVID-19 pandemic. D.I. 541 at 15 (quoting Lujan, 504 U.S. at 561 (cleaned up)); see also
D.I. 554 at 7 (“[I]t is unlikely that a favorable decision in this matter would redress this alleged
injury.”). Plaintiffs clarify that their alleged injury is not Defendants’ failed response, but rather
that they “contracted and suffered various symptoms of COVID-19 while fearing continued
uncontrolled exposure to COVID-19.” D.I. 549 at 12. Although Defendants highlight that “DOC
has already implemented extensive measures[10] to combat COVID-19,” and “there exists no
10 Defendants request the Court to take judicial notice of DOC’s response to COVID-19 based
on statements from government websites. See generally D.I. 541 at 5–9, 11; see also D.I. 542
(Declaration of Zachary S. Stirparo); D.I. 542-1 (Exhibits A–AC). Plaintiffs object. See D.I. 549
at 6 (“Such would be inappropriate at this stage in the proceedings, as discovery will either prove
or disprove their factual assertions.”).
At this time, the Court declines to exercise its discretion to take judicial notice over
Defendants’ exhibits, see generally D.I. 542-1, because the Parties appear to dispute the accuracy
of the information as applied to HRYCI, and the Court does not reach the question of whether
Defendants were deliberately indifferent with respect to Plaintiffs’ Eighth Amendment claim, see
infra Section III.D; see also Gibbs v. Carney, No. 20-cv-01301-SB, 2022 WL 3681327, at *3
(D. Del. Aug. 25, 2022) [hereinafter Gibbs I] (“[The defendants] say they did not disregard the
risk COVID posed, but took reasonable measures to combat it. In support, they ask that I consider
their publicly available COVID policies, and the prisoners do not object. I will do so.” (emphasis
added)), appeal dismissed sub nom. Gibbs v. Governor of Delaware, No. 22-2725,
2022 WL 19039032 (3d Cir. Nov. 10, 2022) [hereinafter Gibbs II]; Brown v. May,
No. 21-365-CFC, 2021 WL 7209444, at *3 (D. Del. Dec. 17, 2021) (taking judicial notice of
“information, as it is publicly available on a governmental website[,]” to conclude that the plaintiff
fails to state a claim for an Eighth Amendment violation); Vanderklok v. United States,
868 F.3d 189, 205 n.16 (3d Cir. 2017) (first taking judicial notice of “information [that] is publicly
available on government websites”; then citing Daniels-Hall v. Nat’l Educ. Ass’n, 629 F.3d 992,
998 (9th Cir. 2010)); Daniels-Hall, 629 F.3d at 998–99 (“It is appropriate to take judicial notice
of this information, as it was made publicly available by government entities (the school districts),
and neither party disputes the authenticity of the web sites or the accuracy of the information
displayed therein.” (emphasis added)).
The Court observes without opining that these exhibits largely focus on DOC’s general
response to COVID-19, not necessarily to Defendants’ response at HRYCI. See generally
D.I. 542-1; see also Buck v. Hampton Twp. Sch. Dist., 452 F.3d 256, 260 (3d Cir. 2006) (“In
evaluating a motion to dismiss, we may consider documents that are attached to or submitted with
the complaint, and any matters incorporated by reference or integral to the claim, items subject to
judicial notice, matters of public record, orders, and items appearing in the record of the case.”
(internal citation omitted) (cleaned up)). Should Defendants continue to rely on these exhibits,
ongoing state of emergency concerning COVID-19 that necessitates the implementation of
COVID-19 measures or the following of CDC guidelines,” D.I. 541 at 15, Plaintiffs counter that
they allege the “DOC did not implement ‘extensive’ measures, and any measures that ever were
taken were not enforced,” D.I. 549 at 12 (emphases added) (citing D.I. 519 ¶¶ 4, 36, 38, 41, 46,
53), as well as that “whether there is an ongoing state of emergency is irrelevant for prison inmates,
as there circumstances in relation to the ability to spread and contract COVID-19 are much
different than that of the average citizen,” D.I. 549 at 12–13 (citing D.I. 519 ¶¶ 30–34).
Accordingly, the Court concludes that at this stage in the litigation, Plaintiffs have
demonstrated the likelihood of a favorable decision with their requested relief. Such relief would
likely redress Plaintiffs’ ability to control their personal exposure to COVID-19, when the
Amended Complaint’s facts are read in the light most favorable to Plaintiffs, who as prison inmates
see, e.g., D.I. 541 at 5–9, 11, they may consider indicating within a declaration or affidavit which
statements made within each exhibit are representative of their response at HRYCI.
Moreover, Defendants insist that “Plaintiffs exclaim that Defendants ‘repeatedly and
publicly misrepresented that COVID-19 had not spread through HRYCI and that all CDC
COVID-19 prevention recommendations were followed’ and argue such allegation places this case
outside of the purview of Gibbs and Brown.” D.I. 554 at 4–5 (quoting D.I. 519 ¶ 36). Defendants
further contend that “Plaintiffs’ general claims that Defendants ‘misrepresent’ sound ‘in the nature
of fraud’ and should be pled with particularity.” D.I. 554 at 5; see also Fed. R. Civ. P. 9(b) (“In
alleging fraud or mistake, a party must state with particularity the circumstances constituting fraud
or mistake. Malice, intent, knowledge, and other conditions of a person’s mind may be alleged
generally.”). Here, the Court acknowledges that Plaintiffs bring their Amended Complaint against
individual Defendants under 42 U.S.C. §§ 1983 and 1988, see D.I. 519 at 2, and dismisses without
prejudice Count Two – Counts One and Three are dismissed with prejudice for Plaintiffs’ failure
to state a claim as a matter of law – for Plaintiffs’ failure to plausibly plead each Defendant’s
personal involvement in a 42 U.S.C. § 1983 action, see infra Sections III.C & III.D, which under
a Rule 12(b)(6) motion must “meet the liberal notice pleading requirements of Rule 8(a),” Evancho
v. Fisher, 423 F.3d 347, 355 (3d Cir. 2005); see also id. at 353 (“[U]nder the liberal notice pleading
standard of Rule 8(a), [the plaintiff’s] amended complaint fails to allege facts that, if proven, would
show [the defendant’s] personal involvement in [her] transfer. The Third Circuit has held that a
civil rights complaint is adequate where it states the conduct, time, place, and persons
responsible.”).
have circumstances11 that do not allow for isolation of infected inmates or social distancing rules,
see, e.g., D.I. 519 ¶¶ 53–55, and who desire, among other things, consistent (not sporadic)
availability of: “(1) masks to protect from the spread of the virus, (2) cleaning materials or
adequate cleaning services to prevent the spread of this highly transmissible virus, and (3) testing
for exposure to COVID-19,” see D.I. 519 ¶ 4.
Thus, Plaintiffs have demonstrated standing by showing injury-in-fact, causation,12 and
redressability of their claims.
B. Some of Plaintiffs’ requested monetary damages and injunctive relief are either
unavailable here or moot.
a. Plaintiffs’ claims for injunctive relief based on state law and for any monetary
damages against Defendants in their official capacities are dismissed with
prejudice.
Defendants insist that it is “unclear” from the Amended Complaint “if Plaintiffs are suing
Defendants in their individual capacity, official capacity, or both.” D.I. 541 at 24. Under Third
Circuit precedent, the Court first looks to the Amended Complaint and course of proceedings, to
determine whether Plaintiffs sued Defendants in their individual capacities, official capacities, or
both. Melo v. Hafer, 912 F.2d 628, 635 (3d Cir. 1990) [hereinafter Melo I], aff’d, 502 U.S. 21
11 Defendants assert that “the availability of COVID-19 vaccinations does not render the
injury imminent,” D.I. 554 at 7 (emphasis added); see also Garrett, 17 F.4th at 433 (“[T]o the
extent [the plaintiff] believes that he remains at serious risk of physical injury or death, effective
COVID-19 vaccines are widely available, and [the plaintiff] has not shown he lacks proper access
to the vaccine.”), but that does not tell the Court if Plaintiffs are even vaccinated from the disease
(i.e., optional or mandatory vaccinations), if their vaccinations are up to date (i.e., original
vaccination shots and booster shots), or if they suffered any actual injury from long-term health
effects from their first contraction of COVID-19 before the vaccination became widely available.
Simply put, the Court has incomplete knowledge. Defendants may choose to provide this Court
with declarations or affidavits on these and other matters, including whether they enforced
HRYCI’s staff and inmates to wear face masks before vaccinations were readily available. See,
e.g., D.I. 519 ¶ 4 (“Defendants failed to enforce any regulation requiring inmates and staff to wear
masks—if such regulations existed at all.”).
12 See supra note 7.
(1991) [hereinafter Melo II]. Plaintiffs respond, however, that they sued Defendants under both
capacities. See D.I. 549 at 23 (“Where, as here, a complaint lists the defendants by name and job
title and neither the State nor its operating entities are sued, this Court should assume that
Defendants are being sued in both their individual and official capacities.” (emphasis removed)
(citing West v. Emig, No. 13-2103 (MN), 2021 WL 1226489, at *8 (D. Del. Mar. 31, 2021))).
Defendants reply that in their official capacities, they are immune under the Eleventh Amendment
from monetary damages based on Plaintiffs’ federal claims, as well as monetary damages and
injunctive relief based on Plaintiffs’ state law claim. See D.I. 554 at 10 (no apparent complaint for
lack of notice of Plaintiffs’ intention to sue Defendants in both their official and individual
capacities).
Defendants move to dismiss with prejudice Plaintiffs’ claims for monetary damages
because they are immune in their official capacities. D.I. 541 at 24; see also D.I. 554 at 10. The
Court agrees to the extent that Defendants are sued in their official, not individual, capacities under
42 U.S.C. § 1983 (“Section 1983”). See, e.g., Malhan v. New Jersey, No. 21-2969,
2023 WL 1793873, at *3 (3d Cir. Feb. 7, 2023) (“Money damages are not available when a state
official is sued in his or her official capacity under 42 U.S.C. § 1983.” (citing McCauley v. Univ.
of the V.I., 618 F.3d 232, 240–41 (3d Cir. 2010))); see also Melo I, 912 F.2d at 635 (“[The
Eleventh Amendment] also bars a suit against state officials in their official capacity, because the
state is the real party in interest inasmuch as the plaintiff seeks recovery from the state treasury.”).
Accordingly, the Court dismisses with prejudice Plaintiffs’ claims for monetary damages against
Defendants in their official capacities.
Defendants also cite to Supreme Court and Third Circuit precedent, to argue that the Court
cannot grant Plaintiffs injunctive relief based on Article I, Section 11 of the Delaware Constitution
(“Article I, Section 11”). See D.I. 541 at 15–16 (first citing Pennhurst State Sch. & Hosp. v.
Halderman, 465 U.S. 89, 106 (1984); then citing Doe v. Pa. Bd. of Prob. & Parole, 513 F.3d 95,
103 (3d Cir. 2008)); see also D.I. 541 at 25 (“Defendants would also be immune from Plaintiffs’
third count under DEL. CONST. art. I, § 11.”). After Plaintiffs clarified that they sued Defendants
in their official and individual capacities, see D.I. 549 at 23, Defendants contend that Plaintiffs’
claim under Article I, Section 11 “should be dismissed as it concerns both money damages and
injunctive relief against Defendants in their official capacities.” D.I. 554 at 10. The Court agrees
with Defendants to the extent that Plaintiffs seek any monetary damages and injunctive relief under
Article I, Section 11 against Defendants in their official capacities.
Under Third Circuit precedent, “federal courts do not have subject matter jurisdiction to
enjoin state officials on the basis of state law.” Doe, 513 F.3d at 103 (citing Pennhurst,
465 U.S. 89). In Pennhurst, the Supreme Court acknowledged that
A federal court’s grant of relief against state officials on the basis of state law,
whether prospective or retroactive, does not vindicate the supreme authority of
federal law. On the contrary, it is difficult to think of a greater intrusion on state
sovereignty than when a federal court instructs state officials on how to conform
their conduct to state law. Such a result conflicts directly with the principles of
federalism that underlie the Eleventh Amendment.[13]
Pennhurst, 465 U.S. at 106 (emphasis added). Plaintiffs sued Defendants who are state officials,
see D.I. 519 at 2, and the Parties do not dispute that Article I, Section 11 is a state law.14 Although
13 See Pennhurst, 465 U.S. at 97 (quoting U.S. Const. amend. XI (“The Judicial power of the
United States shall not be construed to extend to any suit in law or equity, commenced or
prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects
of any Foreign State.”)).
14 See, e.g., D.I. 519 ¶ 83 (“Defendants’ conduct as aforesaid violates Plaintiffs’ State
Constitutional rights.”); D.I. 541 at 3 (“The Court should decline to exercise supplemental
jurisdiction over Plaintiffs’ Delaware constitutional claim because the claim raises a novel issue
of state law and Plaintiffs’ federal claims should be dismissed.”); D.I. 549 at 24 (“Rather, the Court
should still consider the appropriateness and economy of considering Plaintiffs’ state law claim
alongside their federal claims.”).
Plaintiffs argue that “[c]laims against Defendants in their official capacity for prospective
injunctive relief are not barred by the Eleventh Amendment,” D.I. 549 at 23 (citing Ex parte Young,
209 U.S. 123 (1908)), the Supreme Court has foreclosed this argument here to the extent that
Young is “inapplicable in a suit against state officials on the basis of state law,” Pennhurst,
465 U.S. at 106.
On the other hand, “[t]he Supreme Court cases expressly recognize that individual capacity
suits may be brought against government officials who acted under color of state law.” Melo I,
912 F.2d at 637 (collecting cases); see also West v. Atkins, 487 U.S. 42, 48 (1988) (“To state a
claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution and
laws of the United States, and must show that the alleged deprivation was committed by a person
acting under color of state law.”). Here, Plaintiffs insist that they also sued Defendants in their
individual capacities, which are claims not barred by the Eleventh Amendment, see D.I. 549 at 23
(citing Melo II, 502 U.S. at 30–31), and explicitly seek punitive and compensatory damages
against Defendants individually, see D.I. 519 ¶¶ 9–10 (mentioning that Plaintiffs “seek an award
of punitive damages against all individual Defendants[,]” and “seek compensatory damages for
their pain, suffering, mental anguish, and emotional distress”). Specifically, Plaintiffs allege that
Defendants were “acting under color of State law,” had “authority to, and did, act in concert” with
each other “in developing, implementing, and carrying out policies and procedures for HRYCI and
in failing to develop, implement, or carry out policies designed to protect the health and safety of
inmates incarcerated at HRYCI from risk of infection of COVID-19.” D.I. 519 ¶¶ 16–20.
In sum, Plaintiffs may continue to seek injunctive relief against Defendants in their official
capacities “challenging the constitutionality of a state official’s action,” Pennhurst, 465 U.S.
at 102 (citing Young, 209 U.S. 123), as well as monetary damages against Defendants in their
individual capacities (but not in their official capacities).15 The Court acknowledges that
Defendants found the Amended Complaint “unclear” as to whether they were sued “in their
individual capacity, official capacity, or both.” D.I. 541 at 24. Based on the Amended Complaint
and the course of proceedings so far, the Court dismisses without prejudice Plaintiffs’ claims to
injunctive relief and monetary damages that may survive another day and are consistent with this
Memorandum Opinion and Order, to allow Plaintiffs to assert with specificity and remove “any
remaining ambiguity” on whether they seek either injunctive relief or monetary damages against
Defendants in their official or individual capacities for each claim, and to ensure “that the
allegations in the complaint[] adequately put [Defendants] on notice”16 of the claims. Melo I,
912 F.2d at 636–37.
b. Plaintiffs’ claims for injunctive relief relating to their conditions of confinement
are dismissed as moot for former HRYCI inmates who have been transferred or
released already but are dismissed without prejudice for current inmates at HRYCI.
Defendants move to dismiss Plaintiffs’ request for injunctive relief for failure to state a
claim under Rule 12(b)(6), insisting the relief is now moot. See generally D.I. 541 at 10–14.
Defendants argue that Plaintiffs include those “recently released or transferred from HRYCI,”
D.I. 541 at 11 (quoting D.I. 519 ¶ 14 (cleaned up)), and that injunctive relief is unavailable for
Plaintiffs no longer at HRYCI, see D.I. 541 at 11. The Court agrees. To the extent that Plaintiffs
are “recently released or transferred from HRYCI,” their claims for injunctive relief relating to
15 This Court acknowledges that because Count One relating to Plaintiffs’ Fifth Amendment
claim and Count Three relating to Plaintiffs’ Article I, Section 11 claim are dismissed with
prejudice, see infra Section III.C, Plaintiffs’ requests for any monetary damages and injunctive
relief would be unavailable on that basis here.
16 Should Plaintiffs file an amended complaint consistent with this Memorandum Opinion
and Order, Defendants, at that juncture, may file a new motion to dismiss relating to any potential
arguments or defenses, including those related to monetary damages against them in their
individual capacities.
their conditions of confinement17 are dismissed as moot because they are no longer under
Defendants’ custody at HRYCI. See Jones v. Unknown D.O.C. Bus Driver & Transp. Crew,
944 F.3d 478, 483 (3d Cir. 2019) (“But when he was released from prison, the request for an
injunction became moot because he is unlikely to suffer any more harm from the bus driver or
transportation crew.” (citing City of Los Angeles v. Lyons, 461 U.S. 95, 111–12 (1983))).
Defendants also argue that injunctive relief is moot because there is no longer an ongoing
state of emergency18 that would require following CDC guidelines. D.I. 541 at 11. Although
Defendants cite to no authority (binding or persuasive) to support this argument in their opening
brief, see D.I. 541 at 11, they cite to Crichlow v. Del. Dep’t of Corr., No. 22-272-RGA,
2023 WL 5000137 (D. Del. Aug. 4, 2023), in their reply brief, see D.I. 554 at 3 & n.1 (“Crichlow
was issued after Defendants filed their Opening Brief.”). In Crichlow, the district court held that
a plaintiff’s sought after injunctive relief “in the form of preventative measures” against
COVID-19 at a different Delaware correctional center (i.e., not HRYCI) was moot based on the
CDC’s “current less rigorous guidance” and “previous decisions” concluding that DOC’s and the
different Delaware correctional center’s “responses to COVID-19 were not deliberately
indifferent.” Crichlow, 2023 WL 5000137, at *2 (first citing Guidance on Management of
17 The Court concludes that recently released or transferred Plaintiffs may still have
justiciable monetary damages claims. See, e.g., Mincy v. Governor of Pennsylvania, No. 21-3263,
2022 WL 4115485, at *1 (3d Cir. Sept. 9, 2022) (nonprecedential) (“Because [the former inmate]
is no longer confined at [the state correctional institution], his claims for injunctive and declaratory
relief related to his conditions of confinement are moot. . . . His damages claims, however, are
still justiciable.” (citing Sutton v. Rasheed, 323 F.3d 236, 248–49 (3d Cir. 2003))).
18 There was a declared pandemic when Plaintiffs filed their Amended Complaint, see
D.I. 519 ¶ 21 (“The world was, and still is, in the midst of a global COVID-19 pandemic.”
(emphasis added)), which is no longer the case, see D.I. 541 at 9 (“On April 10, 2023, President
Joseph R. Biden, Jr. signed H.J. Res. 7, 118th Cong. (2023–24), a joint resolution of Congress,
which declared the end of the national emergency caused by the COVID-19 pandemic and declared
by then-President Donald J. Trump on March 13, 2020.” (citing H.R.J. Res. 7, 118th Cong. (2023),
available at https://www.congress.gov/118/bills/hjres7/BILLS-118hjres7enr.pdf)).
COVID-19 in Homeless Service Sites and in Correctional and Detention Facilities, CDC (last
updated May 11, 2023), available at https://archive.cdc.gov/www_cdc_gov/coronavirus/2019-
ncov/community/homeless-correctional-settings.html; then citing Gibbs I, 2022 WL 3681327, at
*4, and Brown, 2021 WL 7209444, at *2–3). Even Defendants recognize that “Plaintiffs’
allegations concern DOC’s response to the COVID-19 pandemic at HRYCI and request injunctive
relief specific to HRYCI.” D.I. 554 at 2 (citing D.I. 519 at 22–23).
As the Court dismisses without prejudice Plaintiffs’ Eighth Amendment claim
(Count Two) because Plaintiffs fail to plausibly plead each Defendants’ personal involvement in
the alleged constitutional violation according to Section 1983 (i.e., not on the basis of whether
Defendants’ response to COVID-19 at HRYCI was deliberately indifferent under the Eighth
Amendment),19 see infra Section III.D, the Court dismisses without prejudice Plaintiffs’ request
for injunctive relief for current HRYCI inmates,20 see Gibbs I, 2022 WL 3681327, at *2 (“When
19 Although Defendants contend that “[t]his Court has previously found DOC’s response
constitutional,” D.I. 541 at 12 (first citing Gibbs I, 2022 WL 3681327, at *3–4; then citing Brown,
2021 WL 7209444, at *2–3), the Court is unaware of any similar decisions relating to Defendants’
response at HRYCI, see Gibbs I, 2022 WL 3681327, at *1 (relating to Delaware’s Sussex
Correctional Institute); Brown, 2021 WL 7209444, at *1 (relating to James T. Vaughn
Correctional Center in Smyrna, Delaware).
Here, should Plaintiffs amend their operative complaint and Defendants once more move
to dismiss, the Parties should consider the application of Crichlow, Gibbs I as well as Gibbs II,
and Brown in light of: (1) the end to the ongoing state of emergency, D.I. 541 at 11; (2) that there
is supposedly no requirement to even follow CDC guidelines, D.I. 541 at 12 (citing Valentine v.
Collier, 978 F.3d 154, 164 (5th Cir. 2020) (“The Eighth Amendment does not enact the CDC
guidelines.”)); and (3) that Defendants contend that “DOC’s measures are also in accordance with
CDC guidelines” without mention of their adoption at HRYCI, see D.I. 541 at 12. Further, the
Parties should direct this Court’s attention to any cases where DOC’s or Defendants’ responses at
HRYCI were determined not to be deliberately indifferent.
20 The Court does not reach Defendants’ other arguments, including (1) “Plaintiffs have also
failed to allege how Defendants who are former DOC employees can institute such injunctive relief
or sufficiently plead why ‘proper nutrition’ is part of their requested relief,” D.I. 541 at 11 (citing
D.I. 519 at 23), or (2) that Plaintiffs’ injunctive relief “requests the Court act as correctional facility
officials, and ignores the practical and security realities of correctional facilities,” D.I. 541 at 10
sued for injunctions, state officials count as persons under § 1983. So I turn to the merits.” (internal
citation omitted)).
C. Counts One and Three fail to state a claim as a matter of law because the Fifth
Amendment does not apply to state actors like Defendants and there is no private
right of action under Article I, Section 11 of the Delaware Constitution.
Count One in the Amended Complaint alleges that Defendants violated Plaintiffs’ Fifth
Amendment constitutional rights, “which guarantees detainees the right to be free from punitive
conditions of confinement, risk from substantial risk of danger to health and safety within the jail,
and cruel and unusual punishment.” D.I. 519 ¶ 66; see generally D.I. 519 ¶¶ 65–73 (noting
allegations for “Count One[:] United States Constitution, Fifth Amendment” (capitalization
normalized)). Defendants move to dismiss Count One under Rule 12(b)(6), arguing that it fails as
a matter of law: (1) “because the Fifth Amendment provides specific trial rights, not conditions of
confinement rights,” D.I. 541 at 16 (citing U.S. Const. amend. V), and (2) because “even if
Plaintiffs intended . . . to allege a claim of inadequate medical care for pretrial detainees, the Fifth
Amendment does not apply to state actors,” D.I. 541 at 16 (citing Montgomery v. Ray,
145 F. App’x 738, 739 (3d Cir. 2005)).
Defendants’ first argument misses the mark if any Plaintiffs are pre-trial detainees, see
D.I. 549 at 13 (collecting cases), because a “claim involving inadequate medical treatment of a
federal pretrial detainee is analyzed pursuant to the Due Process Clause of the Fifth Amendment,”
(capitalization normalized); see also D.I. 541 at 13–14. Defendants may reassert these arguments;
however, the Court acknowledges that Defendants use no supporting authority for the former and
appear to use only persuasive authority for the latter, see D.I. 541 at 10–11, 13–14, and Plaintiffs
present no additional authority at all for either argument, see D.I. 549 at 7. Should Plaintiffs
replead these allegations, they should review the plausibility standards, see supra Section II, when
considering Defendants’ contentions; for example, that Plaintiffs “simply state that ‘proper
nutrition’ is necessary to ‘best combat a COVID-19 infection’ without defining what ‘proper
nutrition’ is or supportive factual averments for such a general claim,” D.I. 554 at 5 (citing D.I. 549
at 7).
Ray, 145 F. App’x at 739 (nonprecedential); see also Hubbard v. Taylor, 399 F.3d 150, 158 (3d
Cir. 2005) (acknowledging that the “practice of confining two inmates in a cell intended and
designed for one” was a confinement condition that implicated federal pre-trial detainees’ due
process rights[21] under the Fifth Amendment (citing Bell v. Wolfish, 441 U.S. 520, 530 (1979))).
On the other hand, Defendants’ second argument succeeds because the Fifth Amendment does not
apply to state actors like Defendants. See, e.g., Nemeth v. Off. of Clerk of Superior Ct. of N.J.,
837 F. App’x 924, 929 n.5 (3d Cir. 2020) (nonprecedential) (per curiam) (“[B]ecause all of the
defendants named by [the plaintiff] were state and private officials . . . , the [d]istrict [c]ourt
properly concluded that [the plaintiff] cannot pursue a Fifth Amendment claim against any
defendant, as the Due Process Clause under the Fifth Amendment protects against federal
governmental actions, not state actions.”); Citizens for Health v. Leavitt, 428 F.3d 167, 178 n.11
(3d Cir. 2005) (“In a due process claim brought under the Fifth Amendment, the ‘State’ in the state
action analysis is the federal government.”). Thus, the Court dismisses Count One22 with prejudice
21 Named Plaintiffs do not address whether they are either convicted inmates or pre-trial
detainees in their Amended Complaint. See generally D.I. 519. The Fifth Amendment does not
apply to convicted inmates. See Hubbard, 399 F.3d at 166 (“Bell v. Wolfish which, as we have
explained, distinguishes between pretrial detainees’ protection from ‘punishment’ under the
Fourteenth Amendment, and convicted inmates’ protection from punishment that is ‘cruel and
unusual’ under the Eighth Amendment.”). To the extent that named Plaintiffs are convicted
inmates, their Fifth Amendment claims are dismissed with prejudice.
22 Plaintiffs argue that “[t]he Third Circuit has held that the Due Process Clause of the Fifth
and Fourteenth Amendments is properly applied to an inmate’s challenge to the conditions of their
confinement brought against individual defendants.” D.I. 549 at 13 (citing Hubbard, 399 F.3d at
158). To the extent that named Plaintiffs are state, and not federal, pre-trial detainees, however,
their Fifth Amendment claims are dismissed with prejudice. See Hubbard, 399 F.3d at 158 n.13
(“The Fifth Amendment Due Process Clause was implicated in Bell because the plaintiffs were
federal pre-trial detainees. Inasmuch as we are here concerned with state pre-trial detainees, any
applicable constraints must arise from the Due Process Clause of the Fourteenth Amendment.”).
Named Plaintiffs briefed the Court that Count One relates to the Fifth Amendment (not Fourteenth
Amendment), see D.I. 519 ¶¶ 65–73 (noting allegations for “Count One[:] United States
Constitution, Fifth Amendment” (capitalization normalized)); see also D.I. 549 at 13–14, and did
under Rule 12(b)(6); however, Plaintiffs may move for leave to amend their operative complaint
to allege a Fourteenth Amendment claim for a subclass of Plaintiffs who are state pre-trial
detainees.23 See D.I. 519 at 2 (noting that Plaintiffs bring their Amended Complaint against
Defendants “for violations of their constitutionally protected rights under the Fifth, Eighth, and
Fourteenth Amendments” (emphasis added)).
Count Three in the Amended Complaint alleges that Defendants violated Plaintiffs’ State
Constitutional rights under Article I, Section 11, see generally D.I. 519 ¶¶ 79–84 (noting
allegations for “Count Three[:] Delaware Constitution, Article [I], Section 11” (capitalization
normalized)), which states that “[e]xcessive bail shall not be required, nor excessive fines imposed,
nor cruel punishments inflicted; and in the construction of jails a proper regard shall be had to the
health of prisoners,” Del. Const. art. I, § 11. Under Rule 12(b)(6), Defendants move to dismiss
Count Three, contending that it fails as a matter of law because there is no independent cause of
action under Article I, Section 11, and that federal and state courts in Delaware have held that there
is no private right of action under this provision. See D.I. 541 at 16–17 (collecting cases). The
Court agrees. For example, in Winter v. Richman, No. 17-1322-LPS, 2020 WL 6940760 (D. Del.
not indicate that they are federal pre-trial detainees when they amended their original complaint,
see generally D.I. 519. Should Plaintiffs include federal pre-trial detainees, they may inform the
Court of that fact and move for reargument. See D. Del. LR 7.1.5.
23 Should Plaintiffs move for leave to amend their operative complaint consistent with this
Memorandum Opinion and Order, they should explicitly designate each named Plaintiffs’ status
(e.g., state pre-trial detainee, convicted inmate, or no longer under HRYCI’s custody (i.e., released
(on what date) or transferred (on what date and where to))). See Ginyard v. Del-Prete, No. 22-
3213, 2023 WL 3967906, at *1 n.1 (3d Cir. June 13, 2023) (“Deliberate indifference claims are
typically brought under the Eighth Amendment, but, when the claimant is a pretrial detainee, such
claims are raised pursuant to the Fourteenth Amendment’s due process clause.” (citing Natale v.
Camden Cnty. Corr. Facility, 318 F.3d 575, 581 (3d Cir. 2003))).
Nov. 25, 2020), the district court dismissed the plaintiff’s Article I, Section 11 claims,24 when
acknowledging that “[t]he Delaware state courts have not recognized a private right of action under
this Delaware Constitution provision,” id. at *2, and when predicting25 that the Delaware state
courts would decline to do so, id. at *3. Accordingly, the Court concludes the same here26 and
dismisses with prejudice under Rule 12(b)(6) the Amended Complaint’s Count Three.
D. Count Two is dismissed without prejudice, as Plaintiffs fail to plausibly plead each
Defendant’s personal involvement in a 42 U.S.C. § 1983 action.
Count Two in the Amended Complaint alleges that Defendants violated Plaintiffs’ Eighth
Amendment constitutional rights, “which guarantees detainees the right to be free from punitive
conditions of confinement, risk from substantial risk of danger to health and safety within the jail,
and cruel and unusual punishment.” D.I. 519 ¶ 75; see also D.I. 519 ¶¶ 74–78 (noting allegations
for “Count Two[:] United States Constitution, Eighth Amendment” (capitalization normalized)).
24 See Winter, 2020 WL 6940760, at *2 (“The state law claims are based on Article I[,]
Section 11 of the Delaware Constitution. This provision prohibits infliction of cruel punishments
and requires that in the construction of jails a proper regard shall be had for the health of
prisoners[.]”).
25 See Winter, 2020 WL 6940760, at *3 (concluding that Article I, Section 11 “does not set
forth any ‘requirements for bringing such a cause of action, could impose huge financial burdens
on municipal, local, and state government entities by opening them up to lawsuits for damages
which lack defined boundaries,’” and that the Delaware State Legislature is best suited to create
this new cause of action (quoting Schueller v. Cordrey, No. N14C-10-201 EMD,
2017 WL 568344, at *2 (Del. Super. Ct. Feb. 13, 2017))); see also Rodriguez v. Cahall,
No. N20C-01-201 FJJ, 2023 WL 569358, at *5–6 & n.36 (Del. Super. Ct. Jan. 27, 2023) (noting
that the plaintiff alleged the defendants violated “his right to be free from cruel and unusual
punishment under Article I, Section 11,” and concluding that Delaware law does not recognize a
private cause of action for the alleged constitutional violation (citing Winter, 2020 WL 6940760)).
26 “[U]nlike Bivens, there is no state statute similar to section 1983 of the Civil Rights Act
that already exists to define the scope of this new cause of action and its limits,” Winter,
2020 WL 6940760, at *3 (quoting Schueller, 2017 WL 568344, at *2), and Plaintiffs set forth an
Eighth Amendment claim (Count Two) that is an available alternative remedy here, see id.
Plaintiffs insist that Defendants were deliberately indifferent27 by failing to mitigate the risk of
COVID-19 spread at HRYCI and to “the risks faced by inmates in their custody, despite knowledge
of the harm and what it would take to correct it[.]” D.I. 519 ¶¶ 76–77. Defendants move to dismiss
Count Two because Plaintiffs fail to plausibly plead how each individual Defendant was personally
involved under 42 U.S.C. § 1983.28 D.I. 541 at 17–20. “Section 1983 does not, by its own terms,
27 The Court does not reach Defendants’ argument that Plaintiffs fail to state an Eighth
Amendment claim, where Defendants were deliberately indifferent to either the conditions of
confinement or Plaintiffs’ health, see D.I. 541 at 21–24, because Plaintiffs have not plausibly
pleaded each Defendants’ personal involvement, which is required for a Section 1983 action,
D.I. 541 at 17–20.
Under the Eighth Amendment, a plaintiff must allege a defendant’s deliberate indifference
for both “a prison-conditions claim (sometimes called a ‘conditions-of-confinement claim’) and
also as an inadequate-medical-care claim (sometimes called a ‘deliberate-indifference claim’).”
Wholaver v. Wetzel, No. 22-492, 2022 WL 2052642, at *2 (E.D. Pa. June 7, 2022) [hereinafter
Wholaver I] (citing Wilson v. Seiter, 501 U.S. 294, 297–99, 304 (1991), Farmer v. Brennan,
511 U.S. 825, 837 (1994), and Pearson v. Prison Health Serv., 850 F.3d 526, 534 (3d Cir. 2017)),
aff’d sub nom. Wholaver v. Sorber, No. 22-3190, 2023 WL 7410423 (3d Cir. Nov. 9, 2023)
[hereinafter Wholaver II] (nonprecedential) (per curiam); see also D.I. 541 at 17 (collecting cases).
For a prison-conditions claim, the Third Circuit provides:
To state an Eighth Amendment claim, a plaintiff must allege that he was
incarcerated under conditions imposing a substantial risk of serious harm, and that
the defendants were deliberately indifferent to that risk. Farmer v. Brennan,
511 U.S. 825, 834 (1994); Porter v. Pa. Dep’t of Corr., 974 F.3d 431, 441
(3d Cir. 2020). Deliberate indifference requires that a defendant knew of and
disregarded an excessive risk to inmate health and safety. Farmer, 511 U.S. at 837.
Prison officials who knew of a substantial risk of harm are not liable “if they
responded reasonably to the risk, even if the harm ultimately was not averted.” Id.
at 844.
Wholaver II, 2023 WL 7410423, at *1. Also, “[t]o succeed on an Eighth Amendment claim for
inadequate medical care, ‘a plaintiff must make (1) a subjective showing that the defendants were
deliberately indifferent to his or her medical needs and (2) an objective showing that those needs
were serious.’” Muata v. Hicks, No. 21-3210, 2022 WL 2526692, at *1 (3d Cir. July 7, 2022)
(nonprecedential) (per curiam) (quoting Pearson, 850 F.3d at 534 (cleaned up)).
28 Section 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
create substantive rights; it provides only remedies for deprivations of rights[29] established
elsewhere in the Constitution or federal laws.” Kneipp v. Tedder, 95 F.3d 1199, 1204 (3d Cir.
1996). For a complaint under Section 1983, “a plaintiff must plead that each Government-official
defendant, through the official’s own individual actions, has violated the Constitution.” Iqbal,
556 U.S. at 676. “It is, of course, well established that a defendant in a civil rights case cannot be
held responsible for a constitutional violation which he or she neither participated in nor
approved.” C.H. ex rel. Z.H. v. Oliva, 226 F.3d 198, 201 (3d Cir. 2000); see also Wholaver I,
2022 WL 2052642, at *2 (“A defendant may not be held liable for the unconstitutional conduct of
his or her subordinates under a theory of respondeat superior.”). In other words, “[l]iability in a
42 U.S.C. § 1983 action is personal in nature and, to be liable, a defendant must have been
personally involved in the wrongful conduct.” Dennis v. Boulos, No. 21-655-GBW,
2023 WL 4488981, at *5 (D. Del. July 12, 2023) (citing Rode v. Dellarciprete, 845 F.2d 1195,
1208 (3d Cir. 1988)).
equity, or other proper proceeding for redress, except that in any action brought
against a judicial officer for an act or omission taken in such officer’s judicial
capacity, injunctive relief shall not be granted unless a declaratory decree was
violated or declaratory relief was unavailable. For the purposes of this section, any
Act of Congress applicable exclusively to the District of Columbia shall be
considered to be a statute of the District of Columbia.
42 U.S.C. § 1983.
29 Although “Federal and state regulations such as DOC policies do not give rise to a liberty
interest[,]” George X v. DeMatteis, No. 21-499 (VAC), 2022 WL 2072870, at *3 (D. Del.
June 9, 2022), dismissed, No. 22-2254, 2023 WL 4458321 (3d Cir. Jan. 12, 2023), allegations
“that the defendant prison officials did not even try to comply with DOC and CDC guidance” may
survive the motion-to-dismiss stage, White v. Wetzel, No. 21-2654, 2022 WL 3273807, at *2
(3d Cir. Aug. 11, 2022) (nonprecedential) (per curiam) (concluding that the plaintiff “set forth
sufficient facts to survive the defendants’ motion to dismiss,” and acknowledging that “we cannot
say that these facts do not raise an inference of deliberate indifference to a concededly serious
risk[,]” after considering allegations relating to the individual defendants).
“Personal involvement can be shown through allegations of personal direction or of actual
knowledge and acquiescence. Allegations of participation or actual knowledge and acquiescence,
however, must be made with appropriate particularity.” Rode, 845 F.2d at 1207. Simply put,
Plaintiffs fail to allege Defendants’ individual acts to indicate personal involvement, but instead
plead that they acted together when supposedly failing to respond to COVID-19 at HRYCI. See
generally D.I. 519 ¶¶ 35–59; see also Gibbs I, 2022 WL 3681327, at *2 (“When sued for
injunctions, state officials count as persons under § 1983. . . . To win [on the merits], the prisoners
must plausibly plead that each official was deliberately indifferent and that each was personally
involved in that constitutional violation. The only official who checks both boxes is [the
w]arden . . . .” (internal citations omitted and emphasis added)), appeal dismissed sub nom.
Gibbs II, 2022 WL 19039032, at *1 (dismissing appeal for failure to timely prosecute).
Here, Plaintiffs do not plausibly plead how Defendants are personally involved, when they
repeat the same conclusory allegation that Defendants had “authority to, and did, act in concert”
with each other “in developing, implementing, and carrying out policies and procedures for
HRYCI and in failing to develop, implement, or carry out policies designed to protect the health
and safety of inmates incarcerated at HRYCI from risk of infection of COVID-19.”30 D.I. 519
¶¶ 16–20 (emphasis added); see also Wholaver I, 2022 WL 2052642, at *2 (finding that the
30 The Court does not analyze the Eighth Amendment’s deliberate indifference standard here;
however, should Plaintiffs expect to plead the same facts, they will need to reconcile them with
Mincy v. Governor of Pennsylvania, No. 21-3263, 2022 WL 4115485, at *2 (3d Cir. Sept. 9, 2022)
(nonprecedential) (per curiam):
To the extent [the former prisoner] avers that officials and staff at [the prison] failed
to follow all of the [d]epartment of [c]orrections’ policies, he does not allege
sufficient facts to conclude that these defendants were deliberately indifferent to
the risk of harm. See Hope v. Warden York Cty. Prison, 972 F.3d 310, 330 (3d Cir.
2020) (stating that the failure to eliminate all risk of contracting COVID-19 in
immigration detention did not establish deliberate indifference).
Mincy, 2022 WL 4115485, at *2.
complaint “does not allege the personal involvement of any named defendant and relies only on
the defendants’ supervisory powers over their employees,” acknowledging that “defendants cannot
be held liable under a theory of respondeat superior,” and concluding that where the “claim seems
to be based on these officials’ supervisory powers and their ability to implement certain COVID-19
protocols affecting the facility at large,” the plaintiff failed to state a cognizable Section 1983
claim), aff’d sub nom. Wholaver II, 2023 WL 7410423, at *3 (listing allegations insufficient to
allege that the defendants had personal involvement, including that the defendants had daily
meetings “to discuss COVID-19, including mitigation efforts and who was at high risk,” “had
some sort of knowledge regarding ‘what was happening on’ [the plaintiff’s] housing block,” and
“knew that the two housing unit employees were COVID-19 positive and endangered the high-
risk inmates in his housing unit by not immediately instituting COVID-19 protocols,” as well as
that the state prison “forced staff members to come to work knowing that they had COVID-19 and
were ill”).
The Court concludes that Plaintiffs’ Amended Complaint fails to “meet the pleading
requirements of Iqbal and Twombly,” so it will be dismissed according to this Memorandum
Opinion and Order; however, Plaintiffs “may be able to cure the pleading defects,” so they may
move for leave to file a second amended complaint. George X v. Carney, No. 21-499-LPS,
2021 WL 7209518, at *3 (D. Del. Dec. 7, 2021); see also Dennis, 2023 WL 4488981, at *5
(“Allegations of personal involvement must also be sufficiently pled to suggest a plausible claim
for relief.” (citing Iqbal, 556 U.S. at 678)).
IV. CONCLUSION
For the foregoing reasons, it is hereby ORDERED, ADJUDGED, and DECREED that
Defendants’ Motion to Dismiss (D.I. 540) is GRANTED:
1. Count One is DISMISSED WITH PREJUDICE; however, should Plaintiffs move for
leave to amend their operative complaint, they may designate Count One as a Fourteenth
Amendment (instead of a Fifth Amendment) claim;
2. Count Two is DISMISSED WITHOUT PREJUDICE;
3. Count Three is DISMISSED WITH PREJUDICE;
4. Plaintiffs’ request for:
a. Injunctive relief relating to their conditions of confinement:
i. Is DISMISSED AS MOOT for Plaintiffs who have been recently released
or transferred from HRYCI;
ii. Is DISMISSED WITHOUT PREJUDICE for Plaintiffs who are current
inmates at HRYCI;
b. Injunctive relief based on state law, as well as monetary damages against
Defendants in their official capacities are DISMISSED WITH PREJUDICE;
c. Injunctive relief based on federal law, as well as monetary damages against
Defendants in their individual capacities are DISMISSED WITHOUT
PREJUDICE; and
5. Any remaining claims are DISMISSED WITHOUT PREJUDICE.
Plaintiffs may file a motion for leave to amend their operative complaint, attaching a proposed
Second Amended Complaint, within thirty (30) days from the date of this Memorandum Opinion
and Order or from the filing of any appropriate motion for extension of time. Any dismissals
without prejudice shall convert to dismissals with prejudice on the merits, in the absence of such
a motion for leave and proposed Second Amended Complaint within the specified timeframe.
SO ORDERED.
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