Opinions and documents
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
Case No. 25-cv-24989-BLOOM/Elfenbein
TERRY CONAWAY,
Plaintiff,
v.
CARNIVAL CORPORATION
d/b/a CARNIVAL CRUISE LINE,
Defendant.
_________________________/
ORDER ON DEFENDANT’S MOTION TO
DISMISS PLAINTIFF’S AMENDED COMPLAINT
THIS CAUSE is before the Court upon Defendant Carnival Corporation’s Motion to
Dismiss Plaintiff’s Amended Complaint, ECF No. [27] (“Motion”). Plaintiff Terry Conaway filed
a Response, ECF No. [28], to which Defendant filed a Reply, ECF No. [29]. The Court has
reviewed the Motion, the Response, the Reply, the record in this case, and is otherwise fully
advised. For the reasons set forth below, Defendant’s Motion is granted.
I. BACKGROUND
Plaintiff filed an Amended Complaint1 alleging she was injured while a passenger aboard
Defendant’s vessel, the Carnival Miracle. ECF No. [26]. On January 18, 2025, Plaintiff states that
she and her daughter-in-law went to the dining room on deck two for dinner. Id. ¶ 14. As Plaintiff
was walking to her table, a “careless” Carnival waiter walked backwards and collided with her. Id.
¶ 15. Plaintiff tried to move out of the way, but the waiter was not looking where he was going
1 Plaintiff filed her Complaint on October 29, 2025. ECF No. [1]. Defendant filed a Motion to Dismiss
arguing the Complaint is an impermissible shotgun pleading. ECF No. [10]. The Court granted Defendant’s
Motion and granted Plaintiff leave to amend. ECF No. [25]. Plaintiff thereafter filed her Amended
Complaint. ECF No. [26].
when he backed into Plaintiff, knocking her down onto her left side causing injuries. Id. ¶¶ 16-17.
Plaintiff sustained injuries to her left leg and was unable to stand. Id. ¶ 34.
The incident was immediately reported to Defendant, and Defendant was able to identify
the specific area and employee involved. Id. ¶¶ 18-19. Plaintiff was transported to the ship’s
medical facility by stretcher where she received medical care for her injuries. Id. ¶¶ 35-36. The
ship’s doctor and medical personnel gave Plaintiff pain medication and took an x-ray, showing a
fracture of her left femur. Id. ¶¶ 38-39. Plaintiff was then transferred to her cabin where she
received further evaluation and medical care, including a catheter and pain medication. Id. ¶¶ 40-
41. On January 20, 2025, Plaintiff was medically disembarked in Jamaica and flown via emergency
medical flight to a hospital in Florida. Id. ¶¶ 42-43. Plaintiff underwent surgery to insert a metal
rod to repair her broken femur. Id. ¶ 45. She suffered complications from that surgery including a
blood clot and infection, requiring another surgery. Id. ¶ 46. Plaintiff has severe, permanent injuries
and her medical care and treatment are ongoing and continuing. Id. ¶¶ 54-55.
In her Amended Complaint, Plaintiff asserts seven counts of negligence: Count I –
vicarious liability for the acts and omissions of Defendant’s waitstaff crew member/employee;
Count II – vicarious liability for the acts and omissions of Defendant’s medical crew
member/employee; Count III – direct negligence of Defendant for failure to maintain; Count IV –
direct negligence of Defendant for policy and procedures; Count V – direct negligence of
Defendant for failure to warn; and Count VI – direct negligence of Defendant for failure to train
waitstaff crew member/employee; and Count VII – direct negligence of Defendant for failure to
train medical crew member/employee. ECF No. [26]. Defendant filed a Motion to Dismiss Counts
IV, VI, and VII of Plaintiff’s Amended Complaint, arguing those Counts allege negligent mode of
operation claims, which are not recognized under general maritime law. ECF No. [27]. Plaintiff
responds that Defendant waived this argument by not raising it in its first Motion to Dismiss and
that Counts IV, VI, and VII are not negligent mode of operation claims. ECF No. [28] at 2.
Defendant replies that waiver does not apply to motions under Rule 12(b)(6) and reiterates that the
Counts are impermissible negligent mode of operation claims. ECF No. [29].
II. LEGAL STANDARD
A. Motion to Dismiss
A pleading must contain “a short and plain statement of the claim showing that the pleader
is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Although a complaint “does not need detailed factual
allegations,” it must provide “more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007);
see Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (explaining that Rule 8(a)(2)’s pleading standard
“demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation”).
Additionally, a complaint may not rest on “‘naked assertion[s]’ devoid of ‘further factual
enhancement.’” Iqbal, 556 U.S. at 678, (quoting Twombly, 550 U.S. at 557). “Factual allegations
must be enough to raise a right to relief above the speculative level.” Twombly, 550 U.S. at 555. If
the allegations satisfy the elements of the claims asserted, a defendant’s motion to dismiss must
be denied. See id. at 556.
When reviewing a motion to dismiss, a court, as a general rule, must accept the plaintiff’s
allegations as true and evaluate all plausible inferences derived from those facts in favor of the
plaintiff. See Chaparro v. Carnival Corp., 693 F.3d 1333, 1337 (11th Cir. 2012); Miccosukee Tribe
of Indians of Fla. v. S. Everglades Restoration Alliance, 304 F.3d 1076, 1084 (11th Cir. 2002);
AXA Equitable Life Ins. Co. v. Infinity Fin. Grp., LLC, 608 F. Supp. 2d 1349, 1353 (S.D. Fla. 2009)
(“On a motion to dismiss, the complaint is construed in the light most favorable to the non-moving
party, and all facts alleged by the non-moving party are accepted as true.”); Iqbal, 556 U.S. at 678.
B. General Maritime Law
In cases involving alleged torts “committed aboard a ship sailing in navigable waters,” the
applicable substantive law is general maritime law, the rules of which are developed by the federal
courts. Keefe v. Bahama Cruise Line, Inc., 867 F.2d 1318, 1320 (11th Cir. 1989) (citing Kermarec
v. Compagnie Generale Transatlantique, 358 U.S. 625, 628 (1959)); see also Everett v. Carnival
Cruise Lines, 912 F.2d 1355, 1358 (11th Cir. 1990) (“Because this is a maritime tort, federal
admiralty law should control. Even when the parties allege diversity of citizenship as the basis of
the federal court’s jurisdiction (as they did in this case), if the injury occurred on navigable waters,
federal maritime law governs the substantive issues in the case.”). In the absence of well-developed
maritime law, courts may supplement the maritime law with general common law and state law
principles. See Smolnikar v. Royal Caribbean Cruises, Ltd., 787 F. Supp. 2d 1308, 1315 (S.D. Fla.
2011). “In analyzing a maritime tort case, [courts] rely on general principles of negligence law.”
Chaparro, 693 F.3d at 1336 (quoting Daigle v. Point Landing, Inc., 616 F.2d 825, 827 (5th Cir.
1980)).
III. DISCUSSION
A. Waiver
As an initial matter, Plaintiff argues that Defendant waived its argument that Counts IV,
VI, and VII be dismissed as negligent mode of operation claims because those allegations were
contained in Plaintiff’s Complaint and Defendant did not raise the argument in its first Motion to
Dismiss. ECF No. [28] at 3. Defendant responds that Federal Rule of Civil Procedure 12’s
prohibition on successive Rule 12(b) motions applies only to defenses raised under Rule 12(b)(1)-
(5),2 not under Rule 12(b)(6). ECF No. [29] at 1. Defendant further argues that because Plaintiff’s
2 Rule 12(h)(1) states that a party waives any defenses raised under Rule 12(b)(2)-(5), not 12(b)(1) as lack
of subject matter jurisdiction may be raised at any time. See Fed. R. Civ. P. 12(h).
Complaint was dismissed as a shotgun pleading, Defendant was not on notice of the claims brought
against it in the Complaint. Id. at 2. The Complaint did not include Counts IV, VI, and VII, so
Defendant did not waive any defenses under Rule 12(b)(6) because those Counts were brought for
the first time in the Amended Complaint. Id. at 2.
Federal Rule of Civil Procedure 12(b) lists certain defenses to claims for relief and requires
that “[a] motion asserting any of these defenses must be made before pleading if a responsive
pleading is allowed.” Fed. R. Civ. P. 12(b). Rule 12(g) limits filing additional Rule 12 motions
raising a defense or objection “that was available to the party but omitted from its earlier motion.”
Fed. R. Civ. P. 12(g)(2). Rule 12(g) has certain exceptions, including raising a failure to state a
claim defense under Rule 12(b)(6), which may be raised in a Rule 7(a) pleading, by a motion for
judgment on the pleadings under Rule 12(c), or at trial. Fed. R. Civ. P. 12(g), (h)(2). A motion to
dismiss filed before a responsive pleading does not fall under any of those exceptions. See
PrimeLending v. First Cmty. Mortg., Inc., Case No. 23-cv-4402, 2024 WL 3914846, at *3 (N.D.
Ga. June 21, 2024) (“A pre-answer motion to dismiss under Rule 12(b)(6)—which is what
Defendant seeks to file here—falls into none of these [Rule 12(h)(2)] categories.”).
Dismissal on shotgun pleading grounds is a dismissal pursuant to Rule 8(a)(2) or Rule
(10)(b), not Rule 12. See Weiland v. Palm Beach Cnty Sheriff’s Off., 792 F.3d 1313, 1320 (11th
Cir. 2015) (“Complaints that violate either Rule 8(a)(2) or Rule 10(b), or both, are often
disparagingly referred to as ‘shotgun pleadings.’”). “The unifying characteristic of all types of
shotgun pleadings is that they fail to one degree or another, and in one way or another, to give the
defendants adequate notice of the claims against them and the grounds upon which each claim
rests.” Id. at 1323.
Here, Defendant’s first Motion to Dismiss argued that Plaintiff’s Complaint should be
dismissed on shotgun pleading grounds. See ECF No. [10]. Defendant’s instant Motion is its first
motion filed under Rule 12. Where Defendant has not filed an Answer to the Amended Complaint,
its Motion to Dismiss pursuant to Rule 12(b)(6) is made before any responsive pleading, in
accordance with Rule 12(b). Therefore, Defendant has not filed successive Rule 12 motions.
Moreover, because the hallmark of a shotgun pleading is that it fails to provide adequate notice of
the claims and grounds upon which the claims rest, the Court finds that Defendant’s argument that
Counts IV, VI, and VII fail to state a claim was not available to Defendant in its first Motion to
Dismiss because those Counts were not included in the Complaint. Therefore, Defendant has not
waived its Rule 12(b)(6) arguments brought in the instant Motion.
B. Count IV – Direct Negligence of Defendant for Policy and Procedures
Defendant argues that Count IV must be dismissed with prejudice because it asserts a claim
for negligent mode of operation, which is not recognized under general maritime law. ECF No.
[27] at 3. Count IV alleges that Defendant did not establish, promulgate, or enforce proper policies
or protocols regarding the operation of the dining room, and Eleventh Circuit precedent forecloses
bringing such a claim. Id. at 3-5.
Plaintiff responds that negligent mode of operation claims are not recognized in federal
admiralty law, but such a claim focuses on a defendant’s general policies and procedures, not on
the specific incident at issue. ECF No. [28] at 5. A mode of operation claim under Florida law does
not require notice. Id. However, the Amended Complaint alleges Defendant had notice of the
dangerous condition and the allegations relate to the specific circumstances of Plaintiff’s injury,
which constitute cognizable maritime negligence claims. Id. Regarding Count IV, Plaintiff alleges
that Defendant failed to establish and/or enforce policies to ensure crew members do not bump
into passengers, that they pay attention, that they ensure safe walkways for passengers, ensure
proper staffing so waiters are not rushed, and ensure passengers are warned of dangerous
conditions, which is directly related to Plaintiff’s specific injury. Id. at 6. Plaintiff argues that if
Defendant had established and enforced such policies, the circumstances leading to the collision
and the collision would not have occurred. Id. Count IV brings a claim that the absence or lack of
enforcement of specific policies addressing known hazards caused Plaintiff’s injury. Id. Thus,
Count IV establishes all elements of negligence. Id.
Defendant replies that Plaintiff’s claims are not incident-specific, as Plaintiff argues, but
are instead generic claims devoid of facts. ECF No. [29] at 3. Defendant does not respond to
Plaintiff’s arguments regarding alleged notice. Id.
It is well-established that maritime law does not recognize claims alleging negligence
under a mode of operation theory. See Malley v. Royal Caribbean Cruises, Ltd., 713 F. App’x 905,
910 (11th Cir. 2017) (citing Keefe, 867 F.2d at 1322). “[T]he basis for the negligent mode of
operation theory is the claim that the specific mode of operation selected by the premises owner
or operator resulted in the creation of a dangerous or unsafe condition.” Cacciamani v. Target
Corp., 622 F. App’x 800, 804 (11th Cir. 2015) (quoting Markowitz v. Helen Homes of Kendall
Corp., 826 So. 2d 256, 260 (Fla. 2002)). This theory of liability “looks to a business’s choice of a
particular mode of operation and not events surrounding the plaintiff’s accident.” Id. (quotation
marks omitted). According to the Eleventh Circuit, such a theory of negligence is “at odds with
admiralty law’s requirement that a cruise ship must have notice of the dangerous condition.”
Malley, 713 F. App’x at 910 (citing Keefe, 867 F.2d at 1322).
Although policies and procedures may be relevant to establish negligence, alleging
negligence based on general policies to prevent dangerous conditions is not recognized as a stand-
alone claim. Stewart-Patterson v. Celebrity Cruises, Inc., No. 12-cv-20902, 2012 WL 2979032, at
*3 (S.D. Fla. July 20, 2012) (“While evidence of Defendant’s practices in preventing such
conditions may be relevant to establishing Plaintiff’s negligence claim, maritime law does not
support a stand-alone claim based on Defendant’s ‘mode of operation’ unconnected to Plaintiff’s
specific accident.”). Courts in this District, including this Court, have concluded that allegations
of negligence based on the failures of policies and procedures to address certain categories of
harms constitute negligent mode of operation claims. See e.g., Allen v. Carnival Corp., Case No.
25-cv-25317, 2026 WL 1162405, at *2-3 (S.D. Fla. Apr. 29, 2026) (policies and procedures
relating to navigating in and responding to rough seas); Smith v. NCL (Bah.), Ltd., 815 F. Supp.
3d 1314, 1323 (S.D. Fla. 2025) (policies and procedures relating to the condition of entry/exit
ramps); Nowak v. Carnival Corp., No. 24-24316-civ, 2025 WL 57525, at *3-4 (S.D. Fla. Jan. 9,
2025) (policies and procedures relating to staircase inspection and maintenance); Youngman v.
Royal Caribbean Cruises, Ltd., No. 23-cv-21796, 2023 WL 5206036, at *2 (S.D. Fla. Aug. 14,
2023) (policies and procedures relating to mobility-impaired passengers); Haddad v. Celebrity
Cruises, No. 25-cv-20330, 2025 WL 3145895, at *4 (S.D. Fla. Oct. 31, 2025) (same); Quashen v.
Carnival Corp., 576 F. Supp. 3d 1275, 1297 (S.D. Fla. 2021) (policies and procedures relating to
testing and maintaining door stoppers).
Here Count III alleges that Defendant breached its duties by “[f]ailing to establish proper
policies and/or protocols to ensure that the area of the incident was reasonably safe;” “[f]ailing to
establish proper policies and/or protocols to ensure that the area was blocked from passenger’s use
when not reasonably safe;” and “[f]ailing to promulgate and/or enforce adequate policies”
regarding crew members bumping into passengers, knocking them down, and paying attention to
where they are walking/moving, and policies and procedures to ensure safe walkways, proper
staffing, sufficient assistance and equipment, crowd control, warning of dangerous conditions, and
monitoring the condition of the area. ECF No. [26] at 14-15. By its very language, Count IV alleges
that Defendant failed to establish, promulgate, and/or enforce adequate policies and protocols
regarding the operation of the dining room where Plaintiff was injured. This is soundly a negligent
mode of operation claim.
To the extent Count IV alleges Defendant failed to maintain the dining room in a
sufficiently safe condition, it is duplicative of Count III. To the extent Count IV alleges Defendant
failed to warn passengers of any dangers in the dining room, it is duplicative of Count V. Plaintiff’s
assertions that Defendant had knowledge and notice of the hazard posed by collisions in a dining
room and connecting that notice to Plaintiff’s specific injury does not transform Count IV from a
negligent mode of operation claim because the claim, standing alone, asserts that Defendant is
liable because its policies and protocols were inadequate. Such policies and protocols for managing
a dining room may be relevant to Plaintiff’s other allegations of Defendant’s liability, but alleging
the failure to establish, promulgate, and/or enforce policies and protocols as a stand-alone claim is
foreclosed by Eleventh Circuit precedent. See Quashen, 576 F. Supp. 3d at 1297; Stewart-
Patterson, 2012 WL 2979032, at *3. Therefore, Count IV is dismissed with prejudice for failing
to state a claim recognized under maritime law.
C. Count VI – Direct Negligence of Defendant for Failure to Train Waitstaff Crew
Member/Employee
Defendant argues that Count V must be dismissed with prejudice as a negligent mode of
operation claim because it refashions the same allegations in Count IV regarding the alleged failure
to implement adequate policies and procedures into alleged failure to provide adequate training.
ECF No. [27] at 5. Count VI is not a failure to train claim, which is recognized in maritime law,
but instead seeks to hold Defendant liable for failing to implement policies and procedures as to
the training of its crew members working in the dining room. Id. at 6. Plaintiff has not identified
that a specific training program exists or that the training instructs staff how to move about the
dining rooms, which is required to state a failure to train claim. Id.
Plaintiff responds that Count VI alleges that Defendant’s training program was deficient
because it did not address the specific safety practices directly related to Plaintiff’s injury. ECF
No. [28] at 7-8. Plaintiff has established that training programs exist because the Amended
Complaint alleges that Defendant has in place policies and procedures regarding crew member
attention, walkways, staffing levels, crowd control, and waiter job duties, which implies
corresponding training programs. Id. At the pleading stage, Plaintiff is not required to plead
evidentiary detail about the specific content of training programs. Id. at 8. Therefore, Plaintiff has
stated a claim for negligent training, which is a distinct theory of liability from Plaintiff’s other
claims. Id.
Negligent training is a “recognized dut[y] under federal maritime law.” Diaz v. Carnival
Corp., 555 F. Supp. 3d 1302, 1310 (S.D. Fla. 2021). “Negligent training occurs when an employer
was negligent in the implementation or operation of [a] training program and this negligence
caused a plaintiff's injury.” Quashen v. Carnival Corp., 576 F. Supp. 3d 1275, 1304 (S.D. Fla.
2021); see Gutman v. Quest Diagnostics Clinical Laboratories, Inc., 707 F. Supp. 2d 1327, 1332
(S.D. Fla. 2010). Therefore, for a plaintiff “to state a claim for negligent training, he must show
that [the defendant] was negligent in the implementation or operation of [a] training program.”
Mercado v. City of Orlando, 407 F.3d 1152, 1162 (11h Cir. 2005). It is not enough for the plaintiff
to merely challenge the content of the program or to “identify that certain training programs exist
and [ ] allege in a conclusory manner that [the d]efendant was negligent in operating such training
programs.” Mercado, 407 F.3d at 1162; Walsh v. Carnival Corp., Case No. 20-cv-21454, 2020
WL 10936272, at *5 (S.D. Fla. July 7, 2020).
The plaintiff must provide factual allegations that establish “how [the d]efendant was
negligent in implementing or operating its training programs.” Walsh, 2020 WL 10936272, at *5;
Lirette v. Carnival Corp., No. 24-24035-CIV, 2025 WL 385572, at *2 (S.D. Fla. Feb. 4, 2025);
see also Watts v. City of Hollywood, Fla., 146 F. Supp. 3d 1254, 1269 (S.D. Fla. 2015) (concluding
that to state a negligent training claim, a plaintiff “must identify a training program or policy and
explain specifically how the [defendant] was negligent in implementing it”). The plaintiff need not
identify every detail of the training program, but the complaint must allege some detail regarding
the actual training of the employees, not merely reference policies and procedures. See, e.g., Spotts
v. Carnival Corp., 711 F. Supp. 3d 1360, 1368-69 (S.D. Fla. Jan. 10, 2024) (allegations that
defendant “trains its crew members to inspect and maintain the deck areas in a clean and dry
condition” is sufficient to sustain a claim); Pimentel v. Carnival Corp., Case No. 25-cv-22706,
2025 WL 3012851, at *9 (S.D. Fla. Oct. 28, 2025) (identifying an “Own Your Spill” program,
two-minute trainers, Carnival College Program, and the HESS MS procedures was sufficient to
sustain a claim); Lorello v. Carnival Corp., Case No. 25-cv-23914, 2025 WL 3088953, at *6 (S.D.
Fla. Nov. 5, 2025) (conclusory allegations that defendant failed to train its crew “to take certain
precautionary steps to prevent slip and fall incidents” is not sufficient to state a claim).
Here, Plaintiff has failed to adequately allege a negligent training claim. In her Response,
Plaintiff argues that she has identified a training program. By alleging that Defendant has in place
policies and procedures regarding specific crew member actions in the dining room, the Amended
Complaint “necessarily impl[ies] corresponding training programs to implement them.” ECF No.
[28] at 8. Such implication from general policies is not sufficient to sustain a failure to train claim
because it does not identify that a specific training program exists or how that training program
was deficient or improperly implemented. See Mayer v. Carnival Corp., 731 F. Supp 3d 1316,
1321 (S.D. Fla. 2024) (dismissing a claim for negligent training because “Mayer never actually
alleges that Carnival has a training program for its bartenders that goes beyond the company’s
general policies and operations.”); Lirette, 2025 WL 385572, at *3 (“[W]ithout at least identifying
a specific training program, a negligent-training claim is dead on arrival.”); Quashen, 576 F. Supp.
3d at 1296 (“[I]t is well settled that general maritime law does not recognize a claim of negligence
that is premised upon a company’s general policies and operations.”).
Count VI alleges that Defendant failed to train its crew members to take certain precautions
to avoid collisions in the dining room. However, it does not allege the existence of any such
training program. Therefore, Count VI is dismissed for failing to state a claim.
D. Count VII – Direct Negligence of Defendant for Failure to Train Medical Crew
Member/Employee
Defendant argues that Count VII must be dismissed with prejudice because Count VII
alleges Defendant is liable for failing to implement adequate policies and procedures for the
training of its medical staff and doctors. ECF No. [27] at 7. Count VII is duplicative of Count II
that alleges a general claim for the negligent practice of medicine. Id. at 8. Plaintiff does not allege
that Defendant has a specific training program for medical staff or that any such training
specifically instructed the medical staff on how to generally practice medicine. Id. Therefore, it is
an impermissible negligent mode of operation claim. Id.
Plaintiff responds that Count VII alleges Defendant failed to train medical personnel to
properly diagnose, treat, and evacuate injured passengers. ECF No. [28] at 8. Plaintiff argues the
ship’s medical personnel had knowledge of a femur fracture but did not evacuate her until two
days later, which caused post-injury complications. Id. If the medical staff had been properly
trained to recognize the severity of the injury, there would not have been the delay in evacuation,
and Plaintiff would not have developed complications. Id. Plaintiff argues this claim is distinct
from Count II, which raises a vicarious liability claim for the medical personnel’s negligence. Id.
at 9. Defendant’s liability for failing to train the medical personnel is a separate theory of liability
and is not duplicative. Id.
For the same reasons as Count VI, Count VII has failed to adequately allege a negligent
training claim. Count VII alleges that Defendant failed to train and instruct medical personnel to
properly diagnose, treat, or timely evacuate injured passengers. However, Plaintiff does not allege
that a training program exists for its medical personnel. Additionally, Plaintiff has not alleged how
any such training program was deficient such that the medical personnel were not trained to
recognize the severity of Plaintiff’s injury. Where Plaintiff has not identified a training program,
Count VII does not allege a negligent training claim. See Lirette, 2025 WL 385572, at *3
(“[W]ithout at least identifying a specific training program, a negligent-training claim is dead on
arrival.”). Therefore, Count VII is dismissed for failing to state a claim.
E. Leave to Amend
In her Response, Plaintiff requests that Counts IV, VI, and VII be dismissed without
prejudice and Plaintiff be granted leave to amend her Amended Complaint. ECF No. [28] at 10.
Plaintiff argues that because the prior amendment was based only on shotgun pleading issues, she
has not had the chance to amend based on the arguments raised in Defendant’s second Motion to
Dismiss. Id. Plaintiff argues she should be granted the opportunity to conduct discovery regarding
Defendant’s training programs, obtain relevant documents and testimony, and then file a Second
Amended Complaint. Id. at 9-10.
Defendant responds that dismissal with prejudice is warranted because Plaintiff has already
had a chance to amend. ECF No. [29] at 3. Defendant argues that Plaintiff cannot rely on discovery
to support her claims because the Eleventh Circuit has held that a motion to dismiss based on
failure to state a claim for relief should be resolved before discovery begins. Id. at 4.
Dismissal for failure to state a claim under Rule 12(b)(6) is a judgment on the merits. See
N.A.A.C.P. v. Hunt, 891 F.2d 1555, 1560 (11th Cir. 1990) (citing Federated Dept. Stores, Inc. v.
Moitie, 452 U.S. 394, 399 n.3 (1981)). “An adjudication on the merits is, in turn, presumed to
operate as a dismissal with prejudice unless the district court specifies otherwise.” Eiber
Radiology, Inc. v. Toshiba Am. Med. Sys., Inc., 673 F. App’x 925, 929 (11th Cir. 2016) (citing
Semtek Int’l Inc. v. Lockheed Martin Corp., 531 U.S. 497, 505 (2001) (finding that “an
‘adjudication upon the merits’ is the opposite of a ‘dismissal without prejudice’”)).
Under Federal Rule of Civil Procedure 15(a)(2), leave to amend a complaint should be
given freely “when justice so requires.” Fed. R. Civ. P. 15(a)(2). However, “[a] district court is not
required to grant a plaintiff leave to amend his complaint sua sponte when the plaintiff, who is
represented by counsel, never filed a motion to amend nor requested leave to amend before the
district court.” Wagner v. Daewoo Heavy Indus. Am. Corp., 314 F.3d 541, 542 (11th Cir. 2002).3
An exception exists when a complaint is dismissed on shotgun pleading grounds. See Vibe Micro
Inc., v. Shabents, 878 F.3d 1291, 1296 (11th Cir. 2018) (“When a litigant files a shotgun pleading,
is represented by counsel, and fails to request leave to amend, a district court must sua sponte give
[the litigant] one chance to replead before dismissing [the litigant’s] case with prejudice on non-
merits shotgun pleading grounds.”).
The Eleventh Circuit has held that a request for leave to amend contained in a response in
opposition to a motion to dismiss is not properly before the court and “possesse[s] no legal effect.”
3 Plaintiff cites Bank v. Pitt, 928 F.2d 1108, 1112 (11th Cir. 1991) to support her request for leave to amend.
See ECF No. [28] at 9. However, Wagner expressly overruled the rule espoused in Bank. See Wagner v.
Daewoo Heavy Indus. Am. Corp., 314 F.3d 541, 542 (11th Cir. 2002) (“We, however, have determined that
the Bank rule should no longer be followed. As a result, we overrule Bank and substitute the following rule:
A district court is not required to grant a plaintiff leave to amend his complaint sua sponte when the plaintiff,
who is represented by counsel, never filed a motion to amend nor requested leave to amend before the
district court.”).
Case No. 25-cv-24989-BLOOM/Elfenbein
See Newton v. Duke Energy Fla., LLC, 895 F.3d 1270, 1277 (11th Cir. 2018). The court is “free
to dismiss [plaintiffs] complaint with prejudice” on that basis alone without determining whether
further amendment is futile, unless dismissal is based on shotgun pleading grounds. See Pop v.
LuliFama.com, LLC, 145 F. 4th 1284, 1297-98 (11th Cir. 2025); Ounjian v Globoforce, Inc., 89
F.4th 852, 862 (11th Cir. 2023) (“A district court may dismiss a complaint with prejudice where
the plaintiff fails to request leave to amend, or where the complaint could not be more carefully
drafted to state a valid claim.”).
Here, Plaintiff did not file a motion to amend her Amended Complaint.‘ Plaintiff's request
for leave to amend contained within her Response to the instant Motion is not properly before the
Court. Moreover, any amendment would be futile based on the Court’s ruling. As such, there is no
basis to permit amendment and Count IV, VI, and VII are dismissed with prejudice for failing to
state a claim upon which relief can be granted.
IV. CONCLUSION
1. Defendant’s Motion, ECF No. [27], is GRANTED.
2. Counts IV, VI, and VII of Plaintiffs Amended Complaint are DISMISSED WITH
PREJUDICE.
3. Defendant shall file its Answer to the remaining counts in the Second Amended
Complaint by September 3, 2026.
DONE AND ORDERED in Chambers at Miami, Florida, on August 20, 2026.
UNITED STATES DISTRICT JUDGE
* The deadline to file a motion to amend pleadings was February 17, 2026. See ECF No. [16].
15
Copies to: Counsel of Record
Not legal advice. These patterns come from public court records, not ratings of judges as people. They may reflect the types of cases a judge handles, local procedures or other factors, and they do not account for the facts of any individual case. Past patterns do not predict future rulings. Records can be incomplete, months behind current activity, or matched to the wrong person; sealed and confidential cases are not included. Use this as one piece of information, never the sole basis for legal strategy or a recusal motion. Full disclaimer: https://judgefinder.io/legal/disclaimer Read the full disclaimer.