Opinions and documents
IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
ELIZABETH TREADWAY, ) CASE NO. 1:25-CV-1744
)
Plaintiff, ) JUDGE DONALD C. NUGENT
) UNITED STATES DISTRICT JUDGE
v. )
) MAGISTRATE JUDGE
COMMISSIONER OF SOCIAL ) JENNIFER DOWDELL ARMSTRONG
SECURITY, )
) REPORT AND RECOMMENDATION
Defendant. )
I. INTRODUCTION
The Commissioner of Social Security denied Plaintiff Elizabeth Treadway’s application for
Supplemental Security Income (SSI). Ms. Treadway seeks judicial review of that decision pursuant
to 42 U.S.C. § 1383(c)(3). (Compl., ECF No. 1.) This matter is before me pursuant to Local Rule
72.2(b). (See ECF non-document entry dated August 21, 2025.)
For the reasons set forth below, I RECOMMEND that the Court AFFIRM the
Commissioner’s final decision.
II. PROCEDURAL HISTORY
In December 2021, Ms. Treadway applied to the Social Security Administration (SSA)
seeking SSI. (Tr. 347.) 1 She initially claimed that she became disabled on December 31, 2008, but
she later amended that date to November 18, 2021. (Tr. 70, 347.) She identified 27 allegedly
disabling conditions: (1) anxiety; (2) cervicalgia; (3) chronic ankle pain bilaterally; (4) dorsalgia;
(5) fibromyalgia; (6) trochanteric bursitis bilaterally; (7) lumbar muscle pain; (8) paresthesia of
1 The administrative transcript appears at ECF No. 6. I will refer to pages within the transcript by identifying
the Bates number printed on the bottom right-hand corner of the page (e.g., “Tr. 36”). I will refer to other
documents in the record by their CM/ECF document numbers (e.g., “ECF No. 8”) and page-identification
numbers (e.g., “PageID# 1783”).
both hands; (9) bilateral Achilles tendonitis; (10) bilateral biceps tendonitis; (11) bilateral wrist
pain; (12) pes anserine bursitis in both knees; (13) “shoulder issues”; (14) “disorder of bone and
cartilage”; (15) osteoarthritis of both feet; (16) osteoarthritis of both hands; (17) peroneal
tendonitis in the lower legs; (18) posterior tibial tendonitis of both legs; (19) scoliosis; (20)
tendonitis of both rotator cuffs; (21) leukocytosis; (22) neutrophilia; (23) carpal tunnel syndrome;
(24) learning disabilities; (25) depression; (26) sciatica pain; and (27) chronic obstructive
pulmonary disease. (Tr. 407.)
The SSA denied Ms. Treadway’s application initially and upon reconsideration. (Tr. 95, 96,
97, 107.) Ms. Treadway requested a hearing before an administrative law judge (ALJ). (Tr. 163.)
Her counsel submitted a letter–brief in advance of the hearing. (Tr. 452–56.) The ALJ held a
hearing on February 7, 2023, at which Ms. Treadway was represented by counsel. (Tr. 65–84.) Ms.
Treadway testified, as did an independent vocational expert (VE). (Id.)
On March 27, 2023, the ALJ issued a written decision finding that Ms. Treadway is not
disabled. (Tr. 109–27.) Among other findings, the ALJ concluded that Ms. Treadway had severe
impairments of fibromyalgia, chronic obstructive pulmonary disease, depressive disorder, and
generalized anxiety disorder. (Tr. 115.)
Despite making these findings, the ALJ noted that “[t]here is no indication in the medical
record that the requisite number of tender points to justify a diagnosis of fibromyalgia was ever
identified.” (Id.) The ALJ nevertheless found fibromyalgia to be a severe impairment because “the
symptoms attributed to fibromyalgia significantly limit [Ms. Treadway’s] work-related
capabilities.” (Id.)
Similarly, the ALJ found COPD to be a severe impairment despite noting normal
respiratory findings on examination in January, February, September, and November 2022. (Tr.
116.)
Ms. Treadway requested review of the ALJ’s decision. (Tr. 286–87.) Her counsel submitted
a brief identifying alleged errors in the decision. (Tr. 458–60.) On March 4, 2024, the SSA Appeals
Council granted review and remanded the case to a new ALJ. (Tr. 132.) The Council found that
the ALJ had not set adequately set forth a consideration of the supportability and consistency of
the prior administrative medical findings and an opinion from treating provider Vicky Delaney.
(Tr. 133–34.)
Ms. Treadway’s counsel submitted a second brief in advance of the second hearing.
(Tr. 464–68.) The new ALJ held a second hearing on August 21, 2024. (Tr. 42–64.) Ms. Treadway
testified again, as did a second VE. (Id.)
On August 29, 2024, the ALJ issued a second decision finding that Ms. Treadway is not
disabled. (Tr. 14–36.) Ms. Treadway again sought Appeals Council review, with her counsel
submitting a second appellate brief. (Tr. 344–45, 472–76.)
On June 25, 2025, the Appeals Council denied review, rendering the ALJ’s decision final.
(Tr. 1.)
On August 21, 2025, Ms. Treadway filed her Complaint, challenging the Commissioner’s
final decision that she is not disabled. (ECF No. 1.) Ms. Treadway asserts the following
assignments of error for review:
First Assignment of Error: The ALJ’s RFC finding is unsupported by
substantial evidence. The ALJ failed to evaluate the medical opinions and
prior administrative medical findings pursuant to the revised regulations.
The ALJ relied upon improper considerations relating to noncompliance
and subjective complaints to reject evidence of greater limitations.
Second Assignment of Error: The ALJ erred at step two when failing to
find Plaintiff had a severe physical impairment and erred when failing to
adopt any physical limitations.
(Pl.’s Merit Br. at 17, 27, ECF No. 8, PageID# 1783, 1793.)
III. BACKGROUND
A. Personal, Educational, and Vocational Experience
Ms. Treadway was born in December 1983 and was 37 years old on the date of her
application. (Tr. 70, 347.) She completed the tenth grade but did not graduate from high school.
(Tr. 72; 408.) She has not worked since November 2021. (Id.) She does not have a driver’s license.
(Tr. 71–72.) She lives with her eight-year-old son. (Tr. 47.) She has remote and brief work history
as a cook and deli worker, and as a cleaning worker. (See Tr. 397.)
B. School Records
The record contains school records documenting that Ms. Treadway completed the tenth
grade with special education and an individualized education program. (Tr. 377–96.)
C. Function Reports
Ms. Treadway completed a function report on December 16, 2021, in connection with her
disability application. (Tr. 415–22.) She wrote that, on a normal day, she will wake up and get her
son ready for school. (Tr. 416.) She will walk him to the bus stop. (Tr. 418.) She will then come
home, try to clean the house as best as she can, and then take a nap. (Tr. 416.) She will pick her
son from the bus stop after school, bring him home, and then make dinner before going to bed,
although her hands “freeze up” making dinner. (Id.; see also Tr. 418.) She cooks complete meals
every day, and cooking takes her two or more hours. (Tr. 417.)
She takes care of her son, doing “everything a mother should.” (Tr. 416.) She has no
problem seeing to her own personal care, and she does not need reminders to see her to personal
needs and grooming. (Id.) She folds clothes, sweeps, mops, and mows the lawn. (Tr. 417.) But her
hands “freeze up”; as a result, these chores take hours and cause pain in her hands, back, arms, and
legs. (Id.) She needs three hours to mow the lawn because of her COPD. (Id.) She often cannot
move the following day after doing chores. (Id.) Ms. Treadway described that pain in her “whole
body” makes it difficult to sleep. (Tr. 416.)
Ms. Treadway wrote that she “never got” her driver’s license. (Tr. 418.) She walks or
obtains rides when she goes out. (Id.) She shops in stores for food around twice monthly, and it
takes her around two hours to shop by using the “riding cart” in the store. (Id.)
Ms. Treadway is able to pay bills, count change, and handle a savings account. (Id.)
Ms. Treadway enjoys reading and reads every night. (Tr. 419.) She used to crochet, but she
cannot do so any longer because her hands “freeze up.” (Id.) She talks to people on the phone
every day. (Id.)
Ms. Treadway estimated that she can walk for 20 minutes at a time before needing to rest
for 15 minutes. (Tr. 420.) She can pay attention for 10 minutes at a time, but she “drift[s] in and
out.” (Id.) She does not follow written instructions well, but she gets along well with authority
figures and follows spoken instructions “fair[ly]” well. (See id.) She does not handle stress well,
but her ability to handle changes in routine is “fair.” (Tr. 421.) She uses a cane when her legs hurt,
but the cane was not prescribed. (Id.)
D. Relevant Hearing Testimony
1. Ms. Treadway’s Testimony
At the first hearing, Ms. Treadway testified that she is only able to wash three or four dishes
at a time due to trouble with her hands. (Tr. 73–74.) She has pain in her legs, shoulders, hips, and
“everything,” and her legs have “go[ne] out on [her]” when she walks, causing her to fall. (Id.)
She uses a cane, although the cane was not prescribed. (Tr. 74.) Ms. Treadway testified that
“[n]othing helps” with the pain; indeed, things like ice and stretching make the pain worse. (See
Tr. 74–75.)
Ms. Treadway has “COPD fits” of coughing, and sometimes she finds that she is unable to
“do anything for a few days.” (Tr. 75.) She is able to run the vacuum and do laundry, but doing so
hurts her arms and shoulders. (Id.) She is able to cook, but she sometimes asks for help moving
heavy cookware. (See id.) Ms. Treadway uses two inhalers for her COPD, and she uses a nebulizer
every four to six hours. (Tr. 78.) Her COPD is triggered by “certain smells” or “bending over” or
“just walking too much.” (Id.)
Ms. Treadway testified that she is scared to leave her home. (Tr. 74.) Her depression causes
her to stay at home “all day, every day.” (Id.) She has “major” anxiety. (Tr. 75–76.) She usually
only leaves her home for appointments, to go to the grocery store, or to take her son to the bus
stop. (Id.) She sometimes finds that she has to sit down, or leave the store altogether, due to anxiety
while shopping. (Tr. 76.)
Ms. Treadway said that she experiences anxiety and panic attacks “[p]retty much all day
long,” with symptoms including feeling dizzy and having pain in her chest. (Id.) She will lay down,
try to sleep, and listen to music to take her mind off of the situation. (Tr. 76–77.) She has trouble
in doctors’ waiting rooms, and she will play a game on her phone or “disappear into the bathroom”
or go outside to help deal with the situation. (Tr. 77.) She has crying spells a few times a month.
(Tr. 77–78.)
At the second hearing, Ms. Treadway said that she is “very forgetful” and described having
anxiety that grows “so high to where [she] pass[es] out.” (Tr. 48.) She passes out from anxiety at
least once a week. (Tr. 49.) She has never been injured from losing consciousness, and she does
not pass out at home. (Id.) If she feels herself getting dizzy, she will sit down and breathe. (Id.)
Ms. Treadway was in special education classes in school for a learning disability, but she has found
that her forgetfulness has gotten worse since her father recently passed away. (Tr. 51.) She has
post-traumatic stress disorder related to his passing. (Id.)
Ms. Treadway is responsible for seeing to the needs of her household, including her young
son. (Id.) She walks when she needs to go out, or she gets rides from fellow members of The
American Legion. (Id.) Her son is very active with Cub Scouts, and Ms. Treadway will take him
to dinners with the club. (Tr. 50.) Ms. Treadway is able to cook, clean, and “maintain the home.”
(Tr. 53.)
Ms. Treadway has COPD and trouble with her breathing. (Tr. 49.) She has cut back
smoking from three packs a day to five cigarettes a day, with the intention to quit entirely. (Tr. 50.)
She uses medical marijuana daily to help with sleep and anxiety. (Tr. 52.) Ms. Treadway was
recently started on cariprazine, which has helped some of her symptoms. (Tr. 53.) She said her
providers will not prescribe medication for her anxiety. (Id.)
Ms. Treadway watches television, listens to music, and makes homemade candles. (Id.)
Ms. Treadway described that she grows sore from walking up a flight of steps, and she has
to take frequent five- to ten-minute breaks when cleaning. (Tr. 54.) She can work for about 20
minutes before needing to take a break. (Tr. 55.)
Ms. Treadway testified that her breathing difficulties are due to both anxiety and COPD.
(Tr. 55.) She will have panic attacks, often in the middle of the night. (Id.) Her mind races, which
makes it difficult to sleep. (Id.) She finds herself feeling paranoid, believing that others are talking
about her and judging her. (Id.) She has a hard time being around other people, including at her
son’s school events. (Tr. 56.) She has a short temper and is “not a sociable person.” (See id.)
Ms. Treadway stated that she had “really bad carpal tunnel” in her hands and finds that her
hands “freeze up,” causing her to drop things. (Tr. 62.) She does not want surgery. (Id.)
2. Vocational Experts’ Testimony
Don Wang testified as a vocational expert (“VE”) at the first hearing. (Tr. 79.) The ALJ
asked the VE to assume that a hypothetical person with Ms. Treadway’s age, education, and work
experience was limited to work at the light exertional level with several additional limitations. (Tr.
79.) Specifically, the person could occasionally climb ramps and stairs but could not climb ladders,
ropes, or scaffolds. (Id.) They could occasionally stoop, kneel, crouch, and crawl. (Id.) They must
avoid concentrated exposure to environmental irritants like fumes, odors, dust, and gas. (Id.) They
must avoid hazardous machinery and unprotected heights. (Id.) Their work must be limited to
simple, routine, and repetitive tasks performed in a work environment free of fast-paced production
requirements and involving only simple, work-related decisions with few—if any—workplace
changes. (Tr. 79–80.) They can have only occasional interaction with the public and occasional
interaction with coworkers, with no tandem tasks. (Tr. 80.) The VE testified that such a person
could perform the work of a mail clerk (DOT 209.687-026), garment sorter (DOT 222.687-014),
or routing clerk (DOT 222.687-022). (Tr. 80.)
The ALJ next asked the VE to further limit the hypothetical person to the sedentary
exertional level. (Id.) The VE testified that such a person could perform the work of a document
preparer (DOT 249.587-018), addresser (DOT 209.587-010), or tube operator (DOT 239.687-014).
(Tr. 80–81.)
Finally, the ALJ asked the VE to assume that the hypothetical person could not sustain
work activity for a full eight-hour workday, would be off task for 20 percent of the day, and would
be absent at least two days per month due to their impairments. (Tr. 81.) The VE confirmed that
these limitations would preclude all full-time competitive employment. (Id.)
Ms. Treadway’s counsel asked the VE to assume that the hypothetical person from the
ALJ’s first two hypotheticals would additionally need to work in isolation. (Tr. 82.) The VE
testified that no competitive work would be available to someone so limited. (Id.)
Kathleen Byrnes testified as a VE at the second hearing. (Tr. 57.) The ALJ asked the VE to
imagine a hypothetical person who cannot climb ladders, ropes, or scaffolds, and who cannot work
around hazards like unprotected heights or in proximity to exposed moving mechanical parts. (Tr.
58.) The person further cannot engage in occupational driving. (Id.) But the person can perform
simple tasks without a production rate pace (like assembly line work) or strict production quotas.
(Id.) She can interact occasionally with others and deal with occasional changes in a routine work
setting. (Id.) The ALJ asked if there would be work available at the medium exertional level for
such a person. (Id.) The VE testified that such a person could perform the work of a hand packager
(DOT 920.587-018), kitchen helper (DOT 318.687-010), or automobile detailer (DOT 915.687-
034). (Tr. 59–60.)
The ALJ next asked the VE to limit the person to the light exertional level, and to limit the
person to only occasional and not concentrated exposure to temperature extremes, humidity, and
atmospheric conditions. (Tr. 60.) The VE testified that such a person could perform the work of a
merchandise marker (DOT 209.587-034), routing clerk (DOT 222.687-022), or small product
assembler (DOT 706.684-022). (Id.)
The VE confirmed that there would be no work available to a person who is off task for 15
percent of the workday or who is absent for two days per month on a consistent basis. (Tr. 60–61.)
In response to questions from Ms. Treadway’s counsel, the VE testified that additional breaks
(beyond normal restroom breaks) are not tolerated in the workplace. (Tr. 61–62.) The VE further
testified that no competitive employment would be available to a person limited to working in
isolation
E. State Agency Consultants
A disability examiner (Tracy Spencer), a physician (Elizabeth Das, M.D.), and a
psychologist (Courtney Zeune, Psy.D.) reviewed Ms. Treadway’s claim at the initial review level.
(Tr. 85–96.)
Dr. Das found fibromyalgia to be a severe medically determinable impairment. (Tr. 88.)
Dr. Das noted that Ms. Treadway had complained of “pain throughout her body and fatigue” and
that the medical record evidence showed that “she has chronic pain syndrome/fibromyalgia with
18/18 fibro tender points.” (Tr. 89.) But Dr. Das noted that her x-ray imaging was normal and that
she walks independently, sometimes with an antalgic gait and sometimes with a normal gait. (Id.)
Dr. Das opined that Ms. Treadway has certain postural limitations, in that she can only occasionally
climb ramps and stairs, stoop, kneel, crouch, and crawl. (Tr. 91.) She must never climb ladders,
ropes, or scaffolds. (Id.) Dr. Das found that Ms. Treadway can occasionally lift up to 20 pounds
and frequently lift up to 10 pounds. (Id.) She can stand or walk for six hours in an eight-hour
workday and sit for six hours. (Id.)
Dr. Zeune opined that Ms. Treadway had a moderate limitation in her ability to understand
and remember detailed instructions, but she remained able to follow simple, routine instructions.
(Tr. 92.) Dr. Zeune found Ms. Treadway able to sustain routine tasks in a setting where there are
no strict production demands. (Tr. 93.) Dr. Zeune opined that Ms. Treadway had a marked
limitation in her ability to interact appropriately with the general public and limited Ms. Treadway
to “work in a non-public setting” and to superficial interaction with supervisors and coworkers.
(Id.) Ms. Treadway was further limited to “work in a setting where duties are relatively static.” (Tr.
94.) Based on these opinions, the consultants concluded that Ms. Treadway could perform the work
of a “bakery worker, conveyer line” (DOT 524.687-022), “electronics worker” (DOT 726.687-
010), or “surveillance-system monitor” (DOT 379.367-010) and was not disabled. (Tr. 94–95.)
In a letter to Ms. Treadway explaining this decision, the Agency wrote that the evidence
showed that she was treated for chronic pain syndrome but “continue[d] to have good strength and
c[ould] walk normally” such that she remained able to perform work that does not involve heavy
lifting. (Tr. 148.)
A disability examiner (Efrain Perez), physician (W. Scott Bolz, M.D.), and psychologist
(Robyn Murry-Hoffman, Psy.D.) reviewed Ms. Treadway’s claim at the reconsideration level.
(Tr. 97–108.) Drs. Bolz and Murry-Hoffman found that the initial-level findings were supported
by the overall evidence. (Tr. 101, 104, 106.) The consultants therefore affirmed that Ms. Treadway
was not disabled. (Tr. 107.)
In a letter to Ms. Treadway explaining this decision, the Agency wrote that she “ha[d]
chronic pain syndrome and fibromyalgia” but had “normal strength and sensation of [her] arms
and back,” could walk without an assistive device, could lift up to 20 pounds occasionally and 10
pounds frequently, could sit or stand for six hours at a time, and could use her hands without any
limitations. (Tr. 159.)
F. Relevant Medical Evidence
Ms. Treadway was evaluated by rheumatologist David Stainbrook, D.O., on August 2,
2021. (Tr. 659.) She complained of a constant aching pain “everywhere” and rated the pain as a 10
out of 10 (severe pain). (Id.) On examination, there was tenderness noted in the shoulders, upper
arms, wrists, hands, hips, legs, knees, ankles, Achilles tendons, feet, and in the cervical, thoracic,
and lumbar areas of the back. (Tr. 660–61.) Dr. Stainbrook noted, “18/18 fibro tender points.” (Tr.
661.) There was decreased range of motion in the shoulders, wrists, hands, cervical and lumbar
back, hips, knees, ankles, and feet. (Tr. 660–61.) There was decreased strength and sensation in
the hands. (Tr. 660.) There was decreased grip strength and motor weakness in both hands. (Tr.
661.)
Ms. Treadway reported allergies to aspirin, naproxen, diclofenac, and duloxetine. (Tr. 663.)
She said that gabapentin had not been effective. (Id.) Ms. Treadway was advised that “generalized
stretching and aerobic exercise” would be the “cornerstone” of treatment; she was advised to
engage in physical and occupational therapy and keep an “ideal body [weight].” (Id.) But Dr.
Stainbrook noted that coexisting health problems and comorbidities would make treatment “very
difficult.” (Tr. 659.)
Ms. Treadway consulted with Pradyumna Kumar Padival, M.D., on September 20, 2021,
to establish care. (Tr. 483.) Ms. Treadway complained of “general” body pain and pain in her chest
and shoulder. (Id.) Dr. Padival noted that Ms. Treadway had been examined by Dr. Stainbrook,
leading to “numerous diagnos[e]s” and a “questionable history of fibromyalgia.” (Id.) Dr. Padival
diagnosed her with psychogenic body system pain and prescribed lorazepam. (Tr. 484.) Ms.
Treadway also complained of chest tightness at this appointment, and she told Dr. Padival that had
been told she has COPD “for some time.” (Tr. 485.)
Ms. Treadway followed up with A. Raj Swain, M.D., a pain specialist, on October 18, 2021.
(Tr. 501.) Ms. Treadway complained of aching and stabbing pain that is “worst all the time,”
“increased with nothing and . . . relieved by nothing.” (Id.) She said that she had tried pain
medication, ice, and a heating pad. (Id.) She said she did not want to consider injections because
she does not want “anything injected into [her] body.” (Id.)
On examination, Ms. Treadway had “moderate difficulty transitioning from sitting to
standing.” (Tr. 504.) She had an antalgic gait and had increased pain with simultaneous knee and
hip extension. (Id.) There was increased pain with lumbar rotation and extension, and lumbar facet
loading produced pain on the left and right sides. (Id.) A FABER test produced low back pain
bilaterally. (Id.) There was minimal tenderness over the bilateral sacroiliac region. (Id.) But there
was full muscle strength in the arms and legs, and a straight leg raise was negative for leg pain
bilaterally. (Tr. 504–05.)
Dr. Swain ordered physical therapy for the low back and neck. (Tr. 506.) He wrote that he
would not recommend opioid medication but that Ms. Treadway may benefit from medical
marijuana. (Id.)
Ms. Treadway sought to establish care with Vicky Delany, N.P., on November 8, 2021.
(Tr. 489.) Ms. Treadway complained of pain in the wrists, shoulders, and extremities. (Tr. 490.)
Ms. Delany prescribed Lexapro, a Ventolin inhaler, Flexeril, and amitriptyline. (Id.)
Ms. Treadway met with Erica Clinker, a pain specialist and certified nurse practitioner, on
November 16, 2021. (Tr. 494.) Ms. Clinker noted that Ms. Treadway had been scheduled for
lumbar facet blocks, but the injections were cancelled “due to the patient’s allergy to Lidocaine.”
(Id.) On examination, Ms. Treadway was breathing normally. (Tr. 496.) Her musculoskeletal
examination findings were unchanged from Dr. Swain’s October 2021 observations. (Tr. 497.)
Ms. Clinker recommended Cymbalta, and Ms. Treadway said she was allergic to the
medication. (Id.) Ms. Clinker recommended gabapentin, and Ms. Treadway said she was allergic
to that medication as well. (Id.) Ms. Treadway said the only medications that help her are Norco
and Valium, but Ms. Clinker explained that “opioid therapy and benzodiazepines are not warranted
at this time.” (Id.) Ms. Clinker recommended that Ms. Treadway follow up with medical marijuana
and return for injections as needed, but Ms. Clinker otherwise wrote that she did not feel that Ms.
Treadway would benefit from further pain clinic therapy at this time. (Tr. 498.)
Ms. Treadway presented to the emergency room on November 20, 2021. (Tr. 749.) She said
she had experienced a sore throat and cough for one day, denied that she had used any over-the-
counter medication at home to treat the symptoms, and requested cough medicine with codeine.
(Tr. 750.) She did not complain of musculoskeletal pain. (Id.) On examination, Ms. Treadway had
“some bilateral expiratory wheezes.” (Tr. 754.) Her musculoskeletal examination was normal. (Id.)
Ms. Treadway was discharged with cough medicine and a tapered steroid for what the doctor
“believe[d]” was “simply a COPD exacerbation.” (Tr. 755.)
Ms. Treadway reported a skin rash on December 1, 2021. (Tr. 491–92.)
On December 6, 2021, Ms. Treadway treated with an otolaryngologist, complaining of pain
in her sinuses, pain and pressure in her ear, and throat pain. (Tr. 737.) She did not complain of any
musculoskeletal symptoms, and her pulmonary effort was normal on examination. (Tr. 738.) She
was prescribed a nasal spray, an antihistamine, and cetirizine. (Tr. 739.)
Ms. Treadway saw Ms. Delany on January 4, 2022, complaining of COVID symptoms and
no musculoskeletal symptoms. (Tr. 910–11.) On examination, Ms. Treadway’s chest examination
was normal; there was no wheezing, rhonchi, rales, or other abnormalities noted. (Tr. 911–12.) She
had normal gait and normal bilateral upper and lower extremities with full strength. (Tr. 912.) Ms.
Treadway was prescribed a nebulizer treatment. (Id.)
Ms. Treadway sought to refill a Valium prescription on January 10, 2022. (Tr. 919.)
Ms. Treadway went to the emergency room on January 30, 2022, complaining of cough,
congestion, and a runny nose. (Tr. 703.) She did not complain of any musculoskeletal symptoms.
(Tr. 704.) Her congestion and rhonchi were confirmed on examination, and imaging of the chest
revealed several enlarged mediastinal nodes and a mild amount of pericardial fluid. (Tr. 708–09.)
The provider attributed the fluid to likely smoking and atypical bacteria. (Tr. 709.) She wrote that
this was likely “an exacerbation of her COPD.” (Tr. 709.) Ms. Treadway had requested cough
medicine with codeine, but the provider did not “feel that is necessary” at this time. (Id.)
Ms. Treadway sought to refill a Valium prescription on February 28, 2022, and she was
prescribed an SSRI antidepressant. (Tr. 928.)
On March 17, 2022, agency consultant Carolyn Arnold, Psy.D., completed a virtual mental
disability evaluation. (Tr. 678.) Ms. Treadway reported that she had been diagnosed with
depression and anxiety while a teenager. (Tr. 680.) She said she had pain “in her entire body,” as
well as “many other medical issues.” (Tr. 682.) She described that she feels overwhelmed by her
medical symptoms, “frozen and like she is trapped.” (Tr. 680.) Dr. Arnold opined that Ms.
Treadway’s prognosis was good and could be improved with counseling. (Tr. 682.) Dr. Arnold
wrote that Ms. Treadway could understand, remember, and carry out instructions and follow a
conversation; she was able to sustain concentration and show persistence with simple tasks for a
moderate period of time and multistep tasks for a short period of time. (Tr. 683.)
On March 21, 2022, Ms. Delany completed physical and mental residual functional
capacity questionnaires. (Tr. 684–86.) She listed Ms. Treadway’s diagnosis as “severe anxiety”
and opined that Ms. Treadway could never lift or carry any weight, would continuously be affected
by pain and other symptoms, and would be absent for four or more days per month. (Id.) Ms.
Delany marked that Ms. Treadway has “marked” or “extreme” functional limitations and wrote
that Ms. Treadway had “severe anxiety and limited social skills.” (Tr. 686.) She has “repeated
episodes of sudden feelings of intense anxiety” or fear or terror. (Id.)
Ms. Treadway consulted with Ms. Delany on March 30, 2022, for a cough. (Tr. 929.) Her
respiratory examination was normal. (Tr. 931.) Ms. Delany prescribed an antibiotic. (Id.)
Ms. Treadway was in the emergency room with a cough and other viral symptoms on April
15, 2022. (Tr. 778.) There was no musculoskeletal tenderness on examination, with normal range
of motion. (Tr. 781.) But the provider wrote that she had “diffuse body aches and pains” likely
related to “chronic arthritic conditions.” (Tr. 783.)
Ms. Treadway returned to the emergency room on May 2, 2022, concerned that she had
been exposed to carbon monoxide. (Tr. 813.) She had been doing laundry when something hit her
gas stove. (Id.) She also requested a refill of her anti-anxiety medication, saying that she had run
out. (Tr. 813.)
On June 8, 2022, Ms. Delany signed a letter for “verification of disability” and wrote that
Ms. Treadway was “unable to work sue to her severe anxiety and limited social skills.” (Tr. 689.)
Ms. Treadway treated with Ms. Delany on July 13, 2022, for anxiety. (Tr. 935.)
Ms. Treadway went to the emergency room with an insect bite on August 16, 2022. (Tr.
832.) She went back to the ER with hypertension and pain over the last week on September 7,
2022. (Tr. 851) She said that it had been hard for her to see Ms. Delany recently, and that Ms.
Delany had decreased her lorazepam prescription. (Id.) Her physical examination was largely
normal, with no tenderness noted on musculoskeletal exam. (Tr. 854.) She improved and rested in
the hospital and was discharged. (Tr. 856.) She asked about sleep aids, but the provider told her
she would have to follow up with her primary care physician. (Id.)
Ms. Treadway saw Ms. Delany for a prescription refill appointment on September 21, 2022.
(Tr. 942.) Ms. Treadway returned on November 4, 2022, complaining of weight loss, congestion,
urinary tract infection, insomnia, hip and back pain, COPD, and anxiety. (Tr. 946.) She returned
on November 15, 2022, complaining of COVID symptoms and insomnia. (Tr. 949.) She returned
with a cough on November 25, 2022. (Tr. 952.)
Ms. Treadway went to the emergency room on December 7, 2022, complaining of
unexplained weight loss, abdominal pain, and generalized headache. (Tr. 882.) She was determined
not to have an infection, and imaging of her abdomen showed no acute abnormality. (Tr. 887.)
Ms. Treadway saw Ms. Delany on December 8, 2022, complaining of COVID symptoms.
(Tr. 956.)
Ms. Treadway returned to the emergency department on December 13, 2022, complaining
of cough, congestion, dizziness, headache, and shortness of breath for the last two days. (Tr. 1040.)
On examination, her pulmonary examination was normal, and her other systems were normal
except for abdominal tenderness and tenderness in the area of the kidneys. (Tr. 1043.) She
ambulated without difficulty. (Tr. 1045.) She was found to be positive for influenza A. (Tr. 1045.)
At a medication check appointment on December 26, 2022, Ms. Delany assessed that Ms.
Treadway had opioid dependence, uncomplicated. (Tr. 970.) She was continued on lorazepam.
(Id.)
Ms. Treadway returned on January 16, 2023, complaining of cough and congestion and
requesting a refill of the lorazepam. (Tr. 972.) Her pulmonary functioning was normal on
examination. (Tr. 974.) Her lorazepam was refilled, but before she picked up her prescription she
went to the emergency room complaining of high blood pressure. (Tr. 1070.) She said was under
“a lot of stress.” (Id.) On chest imaging, the radiologist noted “background reactive
airways/bronchitis suspected without overt pneumonia.” (Tr. 1074.) The ER provider wrote that
the scan showed “her known COPD” but was “otherwise unremarkable.” (Id.)
Ms. Treadway consulted with David S. Fitch, D.O., on March 16, 2023, complaining of
low back pain since 2001 that has been gradually worsening since 2018. (Tr. 1475.) On
examination, she had difficulty with heel/toe walking due to pain. (Id.) X-ray imaging revealed
mild disc thinning at the L5–S1 level. (Id.) She said she planned to follow up with Dr. Stainbrook,
and Dr. Fitch made referrals to pain management “for chronic pain and fibromyalgia.” (Id.)
Ms. Treadway went to the emergency room on March 29, 2023, complaining of
hypertension. (Tr. 1104.) She said she had a headache, but that headaches are common with her
anxiety and hypertension. (Id.) She reported continued congestion for several weeks. (Tr. 1104.)
She said that her primary care physician had discontinued lorazepam in January “because her drug
screen was negative.” (Id.) Her symptoms improved upon taking lorazepam, and she was referred
back to her primary care physician. (Tr. 1114.)
Ms. Treadway returned to the ER on July 2, 2023. (Tr. 1453.) She complained of a
headache, which she said was common when she has high blood pressure. (Id.) Her symptoms
improved after an administrative of lorazepam and ibuprofen. (Tr. 1462–63.) She said her
symptoms were likely a “stress reaction.” (Id.)
She returned to the ER on July 8, 2023, complaining of chest pain and hypertension. (Tr.
1147.) An x-ray revealed “possible small bilateral pleural effusions with otherwise clear lungs.”
(Tr. 1152.) She was discharged with antibiotics and a steroid. (Tr. 1155.)
Ms. Treadway underwent a psychiatric assessment on July 18, 2023, with Jennifer
Schroeder, CNP. (Tr. 1680.) Ms. Treadway said she had lost a lot of weight this year due to anxiety.
(Tr. 1681.) She had stopped taking her prescribed escitalopram because it made her feel worse,
and she said she was not currently taking medication for her symptoms. (Id.)
She described that she felt tired and depressed, but she enjoyed being a mother and making
wax melts and candles. (Tr. 1681.) She said she had daily panic attacks but can go into the public
without fear; she is able to complete tasks but has difficulty with sleep, irritability, and fatigue.
(Id.) She said that she did not want psychotherapy because “they make [her] feel uncomfortable.”
(Id.) She reported past abuse and trauma that cause her to have nightmares and flashbacks. (Tr.
1682.) A physical examination was normal, with Ms. Treadway showing active range of motion in
the extremities and with no gait abnormalities noted. (Tr. 1685.) Ms. Treadway displayed an
anxious affect and described her mood as tired and depressed, but her mental status examination
was otherwise normal. (Tr. 1686.)
Ms. Treadway “repeatedly asked and stated only Valium has worked to control her
symptoms,” but Ms. Schroeder declined to prescribe benzodiazepines. (Tr. 1686.) Ms. Treadway
was started on mirtazapine. (Id.)
Ms. Treadway went back to the ER on July 21, 2023, complaining of worry after she
accidentally inhaled essential oils. (Tr. 1439.) She said she was “out of her anxiety medicines and
is waiting to see her physician again about this.” (Id.) On examination, her mood was anxious, and
her speech was rapid and pressured. (Tr. 1447.) She was given a dose of lorazepam to help with
anxiety and discharged. (Tr. 1449.)
Ms. Treadway underwent psychotropic genetic testing on July 24, 2023. (Tr. 1660–74.)
Ms. Treadway went to the ER on July 26, 2023, stating that she had been stung by a bee
and worried about losing consciousness, as that had happened to her previously. (Tr. 1206.) She
stated that she was feeling stressed out and anxious and requested a dose of lorazepam before
discharge. (Id.) On examination, there was no identifiable area of sting but there was a diffuse area
of redness. (Tr. 1210.) She was given lorazepam and instructed to follow up with her primary care
provider. (Tr. 1212.)
Ms. Treadway returned to Ms. Schroeder on September 1, 2023, reporting that she stopped
using the mirtazapine because it made her too tired. (Tr. 1653.) She stated that “she really would
like to have Valium prescribed as this is what helps her.” (Id.) She described her anxiety as “over
the charts” and said she has panic attacks daily. (Id.) Ms. Schroeder declined to prescribe Valium
and opted instead for venlafaxine. (Tr. 1657.)
Ms. Treadway returned to the emergency department on September 7, 2023, complaining
of headache, chest congestion, and sinus congestion. (Tr. 1419.) On examination, wheezing was
noted. (Tr. 1427.) A chest x-ray showed no acute findings. (Tr. 1429.) Ms. Treadway was
discharged with instructions to continue taking her antibiotic and to add a steroid pack and an
expectorant. (Id.) She asked for a dose of lorazepam prior to discharge to help with her anxiety,
but the provider gave her a dose of an antihistamine. (Id.)
Ms. Treadway was in the ER again on September 22, 2023, complaining of flank and
abdominal pain beginning overnight. (Tr. 1228.) A CT of the abdomen revealed no acute pathology.
(Tr. 1233.) She was discharged and saw Ms. Delany the same day. (Tr. 976.) She complained that
Ms. Schroeder did not take the mirtazapine that had been prescribed because “she knew she was
allergic.” (Id.) Ms. Treadway said that her mental health had “not been good lately” and that she
had recently been diagnosed with post-traumatic stress disorder. (Id.) She was restarted on
escitalopram. (Tr. 979.)
Ms. Treadway returned to the ER on September 26, 2023 (Tr. 1405.) She said that she had
felt congested with a couple months, with no improvement from antibiotics or steroids. (Id.) She
said her anxiety had been “very high” recently. (Id.) Her examination was notable for sinus
congestion. (Tr. 1413.) She was prescribed a new antihistamine and told to follow up with an
otolaryngologist. (Tr. 1414.)
Ms. Treadway returned to Ms. Schroeder on September 29, 2023. (Tr. 1626.) She said that
she had not started on the venlafaxine because she was afraid to try it for the first time alone. (Id.)
She said that Valium improves her mood “and makes her feel like her old self.” (Id.) She described
having panic attacks frequently and said her anxious feelings were hard to control. (Id.) Ms.
Schroeder reiterated that she would not prescribe Valium and stressed the need to begin taking the
venlafaxine. (Tr. 1630.)
On October 11, 2023, Ms. Treadway called Ms. Delany’s office to report that her cousin
had been killed the night before and to request “some type of medication to help.” (Tr. 980.) She
had taken diazepam. (Id.)
When Ms. Treadway met with Ms. Schroeder on October 30, 2023, she reported that she
had found an old diazepam prescription and taken two doses. (Tr. 1616.) She said she had stopped
taking venlafaxine a few days prior because she had felt “shaky.” (Id.) She said she was unable to
afford Deplin nutritional treatment. (Id.) She reported that she had called a counseling service to
set up counseling and was awaiting a call back. (Id.) She described increased anxiety, daily panic
attacks, a racing mind, and sleep difficulty, among other things. (Id.) Ms. Schroeder indicated a
diagnosis of “Bipolar 2 disorder (HCC)/PTSD (post-traumatic stress disorder)/GAD (generalized
anxiety disorder.” (Tr. 1619.) Ms. Schroeder prescribed cariprazine. (Id.)
Ms. Treadway met with Ms. Delany in a telehealth appointment for a refill of albuterol on
November 7, 2023. (Tr. 983.) She returned to Ms. Delany on November 9, 2023, for sinusitis and
was prescribed an antibiotic. (Tr. 990.)
Ms. Treadway had a telehealth appointment with Ms. Schroeder on November 28, 2023.
(Tr. 1594.) She reported that she had been taking the cariprazine daily. (Id.) She reported that her
father had unfortunately passed away, which had caused her to feel depressed and overwhelmed.
(Id.) She described her anxiety as “still pretty bad” and described mood swings. (Id.) Ms. Treadway
again requested a diazepam prescription, but Ms. Schroeder instead increased the dosage of
cariprazine. (Tr. 1597.) Ms. Treadway was again “urged” to get self-scheduled for psychotherapy.
(Id.) As Ms. Treadway reported that she had left several messages without success for scheduling,
Ms. Schroeder said she would make available a list of other counseling services. (Id.)
Ms. Treadway reported to the emergency department on December 14, 2023, complaining
of generalized headache, dizziness, and lightheadedness. (Tr. 1265.) She said she had been on
lorazepam for years for anxiety, but the prescription was recently discontinued. (Id.) A physical
examination was normal, but hypertension and low oxygen saturation were documented. (Tr.
1268–72.) X-ray imaging of the chest showed no acute processes; CT imaging of the head was
essentially normal. (Tr. 1270.) After further workup, Ms. Treadway was discharged with
instructions to continue taking her hypertension medication. (Tr. 1272.) She expressed “excessive
anxiety” at the recent death of her father and due to “withdrawal from her recent Ativan,” so the
hospital treated her with lorazepam at the hospital and discharged her with a 10-day prescription
until she could be seen by a primary care provider. (Id.)
Ms. Treadway met with Ms. Schroeder on January 4, 2024. (Tr. 1571.) She reported that
she had not taken any cariprazine at all, saying that she was scared to take it. (Id.) She reported
that she had been prescribed lorazepam at the hospital and said that she was having frequent panic
attacks and bad anxiety, with a continued labile mood and difficulty sleeping. (Id.) Ms. Treadway
denied headache, joint pain, muscle aches, abdominal issues, and other symptoms. (Tr. 1573–74.)
Ms. Treadway said she was agreeable to try cariprazine “as she has never even tried it as previously
stated.” (Tr. 1575.) She was given the name of a male counselor and encouraged to schedule with
him. (Id.)
Two days later, Ms. Treadway was in the emergency room, concerned that she may have
frostbite of the toes and complaining that she had been coughing and wheezing. (Tr. 1395.) She
said she had pain in the toes and right upper leg. (Id.) There was “some wheezing” noted on
physical examination, but the exam was otherwise normal. (Tr. 1401–02.) She was discharged with
steroids and an antibiotic. (Tr. 1403.)
Ms. Treadway returned to the ER on January 11, 2024, complaining of abdominal pain.
(Tr. 1311.) Her physical examination was normal but for mild tenderness on palpation of the
periumbilical area. (Tr. 1314–15.) She was diagnosed with enteritis and diagnosed with an
anticholinergic and a proton pump inhibitor. (Tr. 1317.)
Ms. Treadway told Ms. Schroeder on January 31, 2024, that she was taking cariprazine
inconsistently, having taken fewer than half the doses prescribed since her January 4 appointment.
(Tr. 1548.) She was having “sporadic” panic attacks, mainly at night, but her mood had been
“decent.” (Id.) She said she grew annoyed and irritated easily. (Id.) She had been less anhedonic
but was stressed about finances about a pet lizard had passed away. (Tr. 1549.) She had forgotten
to call the counselor to set up an appointment. (Id.) On examination, Ms. Treadway’s mood was
euthymic, and her other indicators were all normal but for a circumstantial flow of thought. (Tr.
1551–52.) Ms. Schroeder emphasized the importance of medication compliance. (Tr. 1552.)
Ms. Treadway met with Ms. Schroeder again on April 8, 2024. (Tr. 1523.) She said that she
had not taken the cariprazine in two weeks because she had been told that she cannot take it with
her medical marijuana. (Id.) She said she recently became a member of the American Legion,
where her son volunteers. (Id.) Her anxiety had been “ok” with less frequent panic attacks, and her
mood has been “ok” but fluctuates. (Id.) She did say that her motivation was affected by “pain in
whole body.” (Tr. 1524.)
Ms. Schroeder decreased the frequency of cariprazine from once a day to once every other
day, as Ms. Treadway was using medical marijuana regularly. (Tr. 1527.)
Ms. Treadway met with Ms. Delany by telehealth on April 24, 2024, complaining of a
cough and likely respiratory infection. (Tr. 991.) Ms. Delany wrote, “[COPD] with acute lower
respiratory infection” as her assessment. (Tr. 994.)
Ms. Treadway presented to the emergency department on May 5, 2024, complaining of
cough, shortness of breath, and chest congestion for the past week. (Tr. 1363.) On examination, no
nasal congestion or runny nose was noted. (Tr. 1371.) Wheezing was present on pulmonary
examination, but without stridor, rhonchi, or rales. (Tr. 1372.) Her pulmonary effort was normal.
(Id.) On x-ray, no acute processes were found. (Tr. 1377.) She was discharged after receiving a
bronchodilator and corticosteroid treatment in the hospital. (Id.)
Ms. Treadway consulted with Ms. Schroeder on May 31, 2024. (Tr. 1494.) Ms. Treadway
reported good compliance with the every-other-day cariprazine. (Id.) She said her mood had been
“ok”; there had been no recent panic attacks. (Id.) While her mind raced at times, her focus and
concentration were “adequate.” (Id.) She had been engaging in social activities, having joined the
American Legion. (Id.) She had a friend that she speaks to at the Legion. (Id.) She was dating
someone and recently went to a concert with him, and she enjoyed that. (Id.) Her daughter had
given birth the previous week. (Id.) Her mental status examination was normal, with a liner and
goal-directed flow of thought. (Tr. 1497.) Ms. Schroeder noted that Ms. Treadway’s mood was
stable, and she continued Ms. Treadway on the same medication schedule. (Tr. 1498.) Ms.
Schroeder indicated that someone from her office would call the referred counselor directly to
facilitate scheduling. (Id.)
IV. THE ALJ’S DECISION
The ALJ found that Ms. Treadway had not engaged in substantial gainful activity since the
application date of November 18, 2021. (Tr. 19.)
The ALJ next determined that Ms. Treadway had the following severe impairments:
(1) “depression/bipolar disorder,” (2) anxiety; (3) post-traumatic stress disorder; and (4) a learning
disorder. (Id.)
The ALJ further found that Ms. Treadway had a number of non-severe impairments:
(1) heart murmur; (2) hypertension; (3) headaches; (4) thoracic scoliosis; (5) mild lumbar
degenerative disc disease; (6) minimal degenerative disc disease of the cervical spine; (7) fairly
frequent viral or bacterial infections; (8) psoriasis; (9) a number of rheumatological conditions
(greater trochanteric bursitis both hips, Achilles’ tendinitis, biceps’ tendinitis, arthritis of both
hands and feet, peroneal tendinitis, pes anserinus bursitis, posterior tibial tendinitis, subacromial
bursitis and rotator cuff tendinitis bilateral shoulders, and bilateral carpal tunnel syndrome); and
(10) nondurational cellulitis from insect bites. (Tr. 20–21.) The ALJ stated that the ALJ considered
all of Ms. Treadway’s impairments, including those found non-severe, when developing the
residual functional capacity. (Id.) But the ALJ declined to find medically determinable
impairments of fibromyalgia, a primary headache disorder, chronic obstructive pulmonary disease
(COPD), asthma, arthritis in the hands or feet, or an opioid use disorder. (Tr. 21–23.)
The ALJ determined that none of Ms. Treadway’s impairments, whether considered singly
or in combination, met or medically equaled the severity of one of the listed impairments in 20
CFR Part 404, Subpart P, Appendix 1. (Tr. 23.)
The ALJ determined that Ms. Treadway had the residual functional capacity (“RFC”) to
perform a full range of work at all exertional levels but with certain non-exertional limitations.
(Tr. 24.) Specifically, Ms. Treadway cannot climb ladders, ropes, or scaffolds. (Id.) She cannot
work around hazards like unprotected heights or in proximity to exposed moving mechanical parts.
(Id.) She cannot engage in occupational driving. (Id.) She can perform simple tasks without a
production rate pace (such as assembly line work) or strict production quotas. (Id.) She can interact
occasionally with others and can deal with occasional changes in a routine work setting. (Id.)
The ALJ found that Ms. Treadway had no past relevant work. (Tr. 34.) The ALJ determined
that Ms. Treadway was 37 years old on the date of her application and had a limited education.
(Tr. 35.) But the ALJ concluded that—considering Ms. Treadway’s age, education, work
experience, and RFC—she could perform the work of a “hand packager” (DOT 920.587-018),
“kitchen helper” (DOT 318.687-010), or “automobile detailer” (DOT 915.687-034). (Id.)
Accordingly, the ALJ determined that Ms. Treadway is not disabled. (Tr. 36.)
V. LAW & ANALYSIS
A. Standard of Review
“After the Appeals Council reviews the ALJ’s decision, the determination of the council
becomes the final decision of the Secretary and is subject to review by this Court.” Olive v. Comm’r
of Soc. Sec., No. 3:06 CV 1597, 2007 WL 5403416, at *2 (N.D. Ohio Sept. 19, 2007) (citing Abbott
v. Sullivan, 905 F.2d 918, 922 (6th Cir. 1990); Mullen v. Bowen, 800 F.2d 535, 538 (6th Cir. 1986)
(en banc)). The Court’s review “is limited to determining whether the Commissioner’s decision is
supported by substantial evidence and was made pursuant to proper legal standards.” Winn v.
Comm’r of Soc. Sec., 615 Fed. Appx. 315, 320 (6th Cir. 2015) (quoting Cole v. Astrue, 661 F.3d
931, 937 (6th Cir. 2011)); see also 42 U.S.C. § 405(g).
“Under the substantial evidence standard, a court looks to an existing administrative record
and asks whether it contains ‘sufficient evidence’ to support the agency’s factual determinations.”
Biestek v. Berryhill, 587 U.S. 97, 102 (2019) (cleaned up) (quoting Consolidated Edison Co. v.
NLRB, 305 U.S. 197, 229 (1938)). The standard for “substantial evidence” is “not high.” Id. While
it requires “more than a mere scintilla,” “[i]t means—and means only—‘such relevant evidence as
a reasonable mind might accept as adequate to support a conclusion.’” Id. (quoting Consolidated
Edison, 305 U.S. at 229).
In addition to considering whether substantial evidence supports the Commissioner’s
decision, the Court must determine whether the Commissioner applied proper legal standards.
Failure of the Commissioner to apply the correct legal standards as promulgated by the regulations
is grounds for reversal. See, e.g., White v. Comm’r of Soc. Sec., 572 F.3d 272, 281 (6th Cir.
2009); Bowen v. Comm’r of Soc. Sec., 478 F.3d 742, 746 (6th Cir. 2006) (“Even if supported by
substantial evidence, . . . a decision of the Commissioner will not be upheld where the SSA fails
to follow its own regulations and where that error prejudices a claimant on the merits or deprives
the claimant of a substantial right.”).
Finally, a district court cannot uphold an ALJ’s decision, even if there “is enough evidence
in the record to support the decision, [where] the reasons given by the trier of fact do not build an
accurate and logical bridge between the evidence and the result.” Fleischer v. Astrue, 774 F. Supp.
2d 875, 877 (N.D. Ohio 2011) (quoting Sarchet v. Chater, 78 F.3d 305, 307 (7th Cir. 1996))
(alteration in original).
B. Standard for Disability
Consideration of disability claims follows a five-step review process. 20 C.F.R. § 416.920.
First, the claimant must demonstrate that she is not currently engaged in “substantial gainful
activity” at the time of the disability application. 20 C.F.R. § 416.920(b). Second, the claimant
must show that she suffers from a “severe impairment” in order to warrant a finding of disability.
20 C.F.R. § 416.920(c). A “severe impairment” is one that “significantly limits . . . physical or
mental ability to do basic work activities.” Abbott v. Sullivan, 905 F.2d 918, 923 (6th Cir. 1990)
(quoting 20 C.F.R. §§ 404.1520(c) and 416.920(c)).
Third, if the claimant is not performing substantial gainful activity, has a severe impairment
that is expected to last for at least twelve months, and the impairment, or combination of
impairments, meets or medically equals a required listing under 20 CFR Part 404, Subpart P,
Appendix 1, the claimant is presumed to be disabled regardless of age, education or work
experience. See 20 C.F.R. § 416.920(d).
Before considering Step Four, the ALJ must determine the claimant’s residual functional
capacity, i.e., the claimant’s ability to do physical and mental work activities on a sustained basis
despite limitations from her impairments. 20 C.F.R. § 416.920(e). An RFC “is the most [a claimant]
can still do despite [the claimant’s] limitations.” 20 C.F.R. § 416.945(a)(1). Agency regulations
direct the ALJ to consider the functional limitations and restrictions resulting from a claimant’s
medically determinable impairment or combination of impairments, including the impact of any
related symptoms on the claimant’s ability to do sustained work-related activities. See Social
Security Ruling (“SSR”) 96-8p, 1996 WL 374184 at *5 (July 2, 1996).
“A claimant’s RFC is not a medical opinion, but an administrative determination reserved
to the Commissioner.” Golden v. Berryhill, No. 1:18CV00636, 2018 WL 7079506, at *17 (N.D.
Ohio Dec. 12, 2018), report and recommendation adopted sub nom, 2019 WL 415250 (N.D. Ohio
Feb. 1, 2019). The ALJ is “charged with the responsibility of determining the RFC based on [the
ALJ’s] evaluation of the medical and non-medical evidence.” Rudd v. Comm’r of Soc. Sec., 531 F.
App’x 719, 728 (6th Cir. 2013). “[T]he ALJ must give some indication of the evidence upon which
he is relying, and he may not ignore evidence that does not support [the ALJ’s] decision, especially
when that evidence, if accepted, would change [the ALJ’s] analysis.” Golden, 2018 WL 7079506
at *17.
At the fourth step, if the claimant’s impairment or combination of impairments does not
prevent her from doing her past relevant work, the claimant is not disabled. 20 C.F.R. §§
416.920(e)–(f). For the fifth and final step, even if the claimant’s impairment does prevent her
from doing her past relevant work, the claimant is not disabled if other work exists in the national
economy that the claimant can perform. 20 C.F.R. § 416.920(g). See Abbott, 905 F.2d at 923.
C. Analysis
I address Ms. Treadway’s assignments of error in reverse order, considering her Step Two
arguments first before proceeding to her arguments directed at the ALJ’s RFC determination and
Step Five conclusions.
1. Second Assignment of Error – Fibromyalgia and COPD
In her second assignment of error, Ms. Treadway argues that the ALJ erred at Step Two
when she failed to find fibromyalgia or COPD to be medically determinable impairments. Ms.
Treadway points out that the previous ALJ had, on nearly the same record, found both to be severe
impairments. (See Tr. 115.) Yet after the Appeals Council’s remand, the new ALJ found that they
were not medically determinable impairments at all. Ms. Treadway asserts that the ALJ’s
conclusions in this regard were not supported by substantial evidence.
The Commissioner defends the ALJ’s decision, arguing: (1) that any error at Step Two is
harmless because the ALJ found other impairments to be severe and continued on with the
sequential evaluation process; and (2) that the ALJ’s conclusions were supported by substantial
evidence.
At Step Two, an ALJ must determine whether a claimant’s medically determinable
impairment is a “severe” impairment. See 20 C.F.R. § 404.1520(a)(4)(ii). A “severe” impairment
is one that “significantly limits [a claimant’s] physical or mental ability to do basic work
activities[.]” 20 C.F.R. § 404.1520(c). “Step two has been described as a ‘de minimus hurdle’; that
is, ‘an impairment can be considered not severe only if it is a slight abnormality that minimally
affects work ability regardless of age, education, and experience.’” Rogers v. Comm’r of Soc. Sec.,
486 F.3d 234, 243 n.2 (6th Cir. 2007) (quoting Higgs v. Bowen, 880 F.2d 860, 862 (6th Cir. 1988)).
But when an ALJ finds severe and non-severe impairments at Step Two and continues through the
subsequent steps in the sequential evaluation—as was the case here—any error at Step Two is
normally harmless. Maziarz v. Sec’y of Health & Human Servs., 837 F.2d 240, 244 (6th Cir. 1987);
see also Floyd v. Comm’r of Soc. Sec., No. 23-2036, 2024 WL 3103757, at *2 (6th Cir. June 24,
2024).
However, courts within and outside of this circuit have distinguished between an ALJ’s
finding that a medically determinable impairment is non-severe and a finding that an alleged
condition is not a medically determinable impairment in the first place. Generally, courts have
found that an ALJ’s failure to find that a condition is medically determinable is not harmless error
unless the record reflects that the ALJ nevertheless considered the impairment in developing the
RFC. See Durbin v. Comm’r of Soc. Sec., No. 2:17-cv-896, 2020 WL 2744100, at *13–14 (S.D.
Ohio May 27, 2020); Kelley v. Comm’r of Soc. Sec., No. 1:24-cv-506, 2025 WL 1903777, at *3
n.1 (W.D. Mich. July 10, 2025) (collecting cases); see also Bruce v. Comm’r of Soc. Sec., 2022
WL 1555402, at *6 (N.D. Ohio May 17, 2022).
Here, at Step Two, the ALJ concluded that fibromyalgia was not a medically determinable
impairment pursuant to SSR 12-2p; the ALJ reasoned as follows:
According to SSR 12-2p, fibromyalgia cannot be established as medically
determinable without a diagnosis from an acceptable medical source based
on signs and findings that are consistent with one of two sets of criteria and
if the “diagnosis is not inconsistent with other evidence in the person’s case
record” (SSR 12-2p). This ruling states that we cannot rely on the diagnosis
alone. Here we have one rheumatology visit purporting to show 18/18
tender points. While there were quite a few noted tender areas, the exam did
not identify tenderness in the areas identified as relevant according to the
1990 ACR criteria for the classification of fibromyalgia. At least 11 positive
tender points must be found at specific tender points sites. The 18 tender
point sites are located on each side of the body at the: occiput (base of the
skull); low cervical spine (back and side of the neck); trapezius muscle
(shoulder); supraspinatus muscle (near the shoulder blade); second rib (top
of the rib cage near the sternum or breastbone); lateral epicondyle (outer
aspect of the elbow); gluteal (top of the buttock); greater trochanter (below
the hip); and inner aspect of the knee. To find 11 positive tender points on
physical exam, the patient cannot be missing more than 7 tender point sites
(or 3.5 sites bilaterally). On Dr. Stainbrook’s exam, he does not find any
tenderness at the occiput, ribs, lateral epicondyles, or gluteal muscles.
Moreover, his exam does not make it clear whether the tenderness in the
spine is in the paraspinal muscles or the axial spine. In any event, even
assuming that the other areas of tenderness related specifically to the ACR
Criteria (e.g., that “shoulder tenderness” is at the supraspinatus muscle, or
“knee tenderness” is in the inner aspect of the knee), this exam is missing
at least 8 of the required tender points sites and does not meet the first set
of criteria.
Considering the 2010 ACR Criteria to establish fibromyalgia as a medically
determinable impairment, the record does not support a finding that she has
six or more repeated manifestations of fibromyalgia. She does have
depression and anxiety. On rare occasions she complains of fatigue, but this
is not a repeated manifestation. To the contrary, she is overwhelmingly
awake and alert when seen by providers. She does not consistently report
problems with memory or “fibro fog.” She rarely has headaches, dizziness,
and chest pain or tightness, but those symptoms appear related to, at times,
poorly controlled hypertension and are therefore attributable to other
causes. She has reported irritable bowel syndrome and has abdominal pain
at times, but no etiology has been established for her abdominal pain except
for enteritis seen on one occasion on computed tomography, and no
acceptable source has diagnosed her with irritable bowel syndrome. She has
had wheezing, but this is invariably in connection with a viral or bacterial
upper or lower respiratory infection. No treating source has clearly
identified 6 or more repeated manifestations that were not clearly
attributable to other causes. In fact, most of her symptoms, other than pain,
are quite clearly attributable to other causes, as noted above. For these
reasons, fibromyalgia is not a medically determinable impairment under
SSR 12-2p.
(Tr. 21–22) (internal citations to the record omitted).
Ms. Treadway devotes much of her argument to this aspect of the ALJ’s opinion, arguing
also that the ALJ’s conclusions with respect to the state consulting opinions are erroneous for the
same reasons—namely that the ALJ failed to correctly apply the 1990 and 2010 ACR criteria to
the record evidence.
The Commissioner, however, argues that an error here is harmless because the ALJ
proceeded through the sequential evaluation and considered any limitations stemming from Ms.
Treadway’s physical conditions when developing the RFC.
After careful consideration, and noting that the ALJ could have more clearly set forth her
analysis on this issue, I conclude that—reading the decision as a whole—the ALJ adequately
considered whether to include limitations attributable to alleged fibromyalgia when developing the
RFC. I further conclude that the ALJ’s decision not to include any such limitations to be supported
by substantial evidence.
When crafting the RFC, the ALJ discussed Ms. Treadway’s physical conditions as follows:
As noted above, I have found her alleged physical conditions either not
medically determinable or non-severe. The evidence of record is not
consistent with her alleged physical symptoms. The objective evidence is
mostly inconsistent with the extent of her subjective complaints. As noted
above, she had one rheumatology visit showing a lot of tender points
(though not necessarily in the areas required to meet the criteria for
fibromyalgia) but at most of her other visits, no widespread tenderness was
noted. Her imaging showed mild or no issues. Her physical examinations
are mostly unremarkable. She was seen a couple of times in pain
management in the fall of 2021, before the application date, and her exams
were normal except for having moderate difficulty transitioning from sitting
to standing, an antalgic gait, flexed posture, pain with some range of motion,
minimal tenderness and some pain with lumbar facet loading. In contrast
she was awake, alert, pleasant, cooperative and a good historian with intact
sensation, full strength, and completely normal mental presentation. She
declined most medications, indicating that she was “allergic” to Gabapentin
and Cymbalta and that the only medications that could help her were Norco
and Valium. She refused injections of any kind. As noted above, she did not
follow up with the noted referral to occupational therapy or physical
therapy. It was determined that she was not a good candidate for opioids and
that benzodiazepines were not indicated. She later reported that she did not
like pain management.
. . .
Nurse Schroeder was very insistent on the claimant’s establishing with a
counselor as part of her treatment, but the claimant failed to do so despite
repeated reminders and great assistance in finding a counselor for her. The
claimant also failed to take her prescribed medications as ordered. With
regard to the treatment notes of Nurse Delaney, the vast majority of both her
“review of systems” (listing her reported symptoms) and her physical
examination findings were normal, from January 2022 through May 2024,
except for acute complaints mostly related to upper respiratory infections,
ear infections, and COVID symptoms. The claimant was also seen often for
medication refills. Ms. Delaney’s typical examination, when the claimant
was seen in person (for telephone visits Ms. Delaney indicated only vital
signs), noted the claimant was in no apparent distress, with normal reflexes,
sensation, strength, skin, mood, affect, insight and judgment, among other
findings. . . . Between primary care visits she was seen somewhat frequently
in the emergency department for mostly viral/infectious symptoms, but also
insect bites, worries about carbon monoxide poisoning, accidental ingestion
of scented oil, and some symptoms related to high blood pressure. She was
seen at a physical medicine and rehabilitation practice in early 2023, and
her exam was normal except for some elevated patellar reflexes, pain with
heel and toe walk, and pain inhibited ankle range of motion. In the middle
of 2023, the claimant established with a psychiatric nurse practitioner to
prescribe medications and her physical exams through May 2024 were
entirely normal with this provider.
The claimant’s course of treatment is not consistent with her alleged pain
complaints. As noted, she refused many treatment modalities, reported that
she was allergic to medication or that other treatment would not help, or
simply refused the treatment or evaluation recommendations. She sought
controlled substances by name, even after multiple providers indicated that
they were inappropriate. She reported inconsistent stories about her Ativan
prescription, indicating in January 2023 she had not picked up her
prescription, but then reporting that she was unable to get a refill due to her
primary care provider being so busy. She later indicated that her prescriber
took her off the drug in January after her drug screen was negative
(inconsistent). She sought Ativan in the emergency department when she
was anxious about an insect bite and anxious about elevated blood pressure.
She did not typically report side effects to medications but reported not
taking prescribed medications because she believed herself to be allergic or
for no documented reason. She did not consistently report aggravating and
precipitating factors. We have very little information about her daily
activities, other than caring for her son, performing ordinary household
tasks, having to clean her father’s home after he passed away, attending
appointments, going to the emergency department, and making candles.
Considering the record as a whole, I find that her reported pain and other
physical symptoms are not consistent with the evidence, and that a
preponderance of the evidence, including all the factors set forth in SSR 16-
3p, support a finding that the claimant has no severe physical impairment.
(Tr. 25–26 (internal citations to the record omitted)).
Beyond arguing that the ALJ should have found fibromyalgia to be medically determinable,
Ms. Treadway argues that the ALJ should have included limitations related to that condition based
on SSR 12-2p, based on the state agency opinions recommending some physical limitations, and
based on certain examination findings showing moderate difficulty transitioning from sitting to
standing, an antalgic gait, lower extremity deficits, and mild disc thinning. (ECF No. 8,
PageID# 1796–97.)
Because fibromyalgia presents without objectively alarming signs, cases involving
fibromyalgia “place[] a premium on the analysis of subjective symptoms and, for purposes of
judicial review, on the ALJ’s articulation of the reasons supporting this analysis.” Jones v. Comm’r
of Soc. Sec., No. 1:21-CV-01309-SO, 2022 WL 3567412, at *10 (N.D. Ohio July 20, 2022), report
and recommendation adopted, 2022 WL 3566791 (N.D. Ohio Aug. 18, 2022). As the Sixth Circuit
has held, “where subjective pain complaints play an important role in the diagnosis and treatment
of the condition, providing justification for discounting a claimant’s statements is particularly
important.” Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 248 (6th Cir. 2007).
While Ms. Treadway points to a number of medical records, those records do not convince
me that the ALJ’s conclusions are not supported by substantial evidence. “[T]he Commissioner’s
decision cannot be overturned if substantial evidence, or even a preponderance of the evidence,
supports the claimant’s position, so long as substantial evidence also supports the conclusion
reached by the ALJ.” Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 477 (6th Cir. 2003). A reviewing
court may not “try the case de novo, nor resolve conflicts in evidence, nor decide questions of
credibility.” O’Brien v. Comm’r of Soc. Sec., 819 F. App’x 409, 416 (6th Cir.
2020) (quoting Garner v. Heckler, 745 F.2d 383, 387 (6th Cir. 1984)); see also Anderson v.
Comm’r of Soc. Sec., No. 1:21-CV-1471, 2022 WL 4545188, at *2 (N.D. Ohio Sept. 29, 2022) (“it
is also well-established that as long as the ALJ cites substantial, legitimate evidence to support the
conclusion reached, the reviewing court may not second-guess that decision”).
Most of the records Ms. Treadway points to are from 2021 and do reflect pain complaints
and some abnormal findings on examination. (Tr. 483, 489, 501.) Ms. Treadway points also to her
March 2022 mental status examination, wherein she complains of widespread pain, but I note that
she also reported being able to do most household tasks, perform self-care activities, and spend
time with others. (Tr. 682.) She complained of diffuse body aches in April 2022. (Tr. 783.) She
complained of hip and back pain in November 2022 and April 2023. (Tr. 946, 1475.) She
complained of toe pain in January 2024, but this was related to cold exposure and resolved. (Tr.
1395.)
The ALJ acknowledged these records, including the records from 2021 showing antalgic
gait, difficulty transitioning from sitting to standing, postural abnormalities, and lumbar spine disc
thinning. (Tr. 20–23, 25–34.) But the ALJ went on to explain how the longitudinal record did not
support applying physical limitations from any physical condition. A review of the ALJ’s reasoning
shows why that conclusion is supported by substantial evidence and complies with SSR 12-2p.
SSR 12-2p sets out a roadmap for the ALJ in evaluating a claimant’s fibromyalgia. 2012
WL 3104869, at *6 (July 25, 2012). Among other things, the ALJ must evaluate the claimant’s
subjective complaints pursuant to the two-step process set forth in SSR 96-7p. First, the ALJ must
determine whether the claimant has a medically determinable impairment that can reasonably be
expected to produce the claimant’s alleged symptoms. Id. Second, the ALJ must evaluate the
intensity and persistence of the claimant’s pain and other symptoms to determine the extent to
which they limit the claimant’s ability to work. Id. SSR 12-2p also provides that, given the distinct
characteristics of fibromyalgia, the ALJ must “consider a longitudinal record whenever possible
because the symptoms of [fibromyalgia] can wax and wane so that a person may have ‘bad days
and good days.’” Id. at *6.
While the ALJ did not find fibromyalgia to be a medically determinable impairment, the
ALJ also explained why the record does not support that the intensity and persistence of her pain
and other symptoms limit her ability to work.
First, the ALJ repeatedly notes that Ms. Treadway’s subjective pain complaints are not
repeated frequently throughout this extensive record. Despite the sheer number of interactions Ms.
Treadway had with treating professionals over the course of these several years, the ALJ accurately
notes that the tenderness and decreased range of motion found at Dr. Stainbrook’s August 2021
examination “were not elsewhere or consistently repeated.” (Tr. 20–21; see also Tr. 25 (“at most
of her other visits, no widespread tenderness was noted”). The ALJ acknowledged that Ms.
Treadway complained of pain with Ms. Delany in late 2021, “early in the record,” but that most of
the following reviews of symptoms from January 2022 through May 2024 were normal apart from
acute complaints like upper respiratory infections, ear infections, and COVID. (Tr. 26.) In other
words, Ms. Treadway sought a lot of treatment over the years but did not frequently or consistently
complain of widespread pain or fatigue.
In particular, the ALJ noted that, during Ms. Treadway’s frequent visits to the hospital, she
complained primarily of anxiety, hypertension, or viral or infectious symptoms, except for one-off
visits for insect bites, ingestion of essential oil, and worries about carbon monoxide exposure. (Id.)
The ALJ further noted that Ms. Treadway did not consistently report aggravating or precipitating
factors for her conditions. (Id.) The ALJ found that there was no documented long history of
widespread pain here. (See Tr. 27.)
The ALJ considered other reported physical symptoms as well. The ALJ acknowledged
that Ms. Treadway has depression and anxiety and has at times complained of fatigue. (Id.) She
notes that Ms. Treadway’s headaches are most often associated (by both her and her treating
professionals) to hypertension and anxiety, and they resolve quickly with treatment. (Tr. 20.)
The ALJ then considered Ms. Treadway’s treatment history, finding it to be inconsistent
with Ms. Treadway’s statements about disabling fibromyalgia. The ALJ notes that Ms. Treadway
has declined occupational therapy and physical therapy when recommended. (Tr. 21.) She has
declined injection treatment. (Tr. 25.) The ALJ notes that the objective medical findings of “fibro
tender points” are found in “one rheumatology visit” (in other words, the findings are not repeated
consistently throughout the medical record). (Id.) Ms. Treadway repeatedly declined any treatment
except for her preferred treatment of Norco and Valium, often seeming to “shop” around for a
provider who would write her preferred prescription; she said inconsistent things to her providers
about the medication she was taking (or not taking) and sought Ativan from the hospital when her
primary care providers would not give it to her. (Id.) She failed to establish with a counselor, as
repeatedly urged. (Tr. 26.) Her symptoms and activities of daily living improved markedly once
she began taking the cariprazine as prescribed.
I do not find it unreasonable for the ALJ to have concluded that this treatment history is
“not consistent with [Ms. Treadway’s] alleged pain complaints” or the state consultants’ finding of
fibromyalgia as a severe condition. (Id.)
The ALJ also considered Ms. Treadway’s activities of daily living, noting that Ms.
Treadway shops for groceries, handles all household tasks, cares for a young son, has a relationship
with a boyfriend, goes to the American Legion, has gone to a concert, and otherwise engages in
activity inconsistent with disabling fibromyalgia symptoms. (Tr. 23–24.) The ALJ noted that Ms.
Treadway cleaned her father’s home after he passed away, attends appointments, and makes
candles. (Tr. 26.)
It is clear, reading the opinion as a whole, that the ALJ did not overly rely on objective
examination findings but rather fulfilled her obligation to consider all the evidence, in compliance
with SSR 12-2p, and she drew a reasonable conclusion (or at least one supported by substantial
evidence) that Ms. Treadway’s statements about the limiting effects of her pain and other
fibromyalgia symptoms are not severe and are consistent with the RFC.
For similar reasons, I am not convinced that the ALJ failed to adequately consider the state
agency consultants’ opinions. The ALJ discussed supportability—noting that the opinion was
based only on the one rheumatological visit and failed to support, with other evidence, a finding
of widespread pain. (Tr. 27.) And the ALJ discussed consistency, noting that the opinion was
“inconsistent with the evidence overall” and referencing the detailed analysis described above.
(Id.)
Because the ALJ discussed the supportability and consistency of the opinions, and because
her conclusions are supported by substantial evidence as discussed above, I am convinced that the
Court should not disturb the ALJ’s decision.” Njegovan v. Comm’r of Soc. Sec., No. 5:21-CV-
00002-CEH, 2022 WL 1521910, at *4 (N.D. Ohio May 13, 2022).
For similar reasons, I am also convinced that the ALJ adequately considered Ms.
Treadway’s breathing symptoms in developing the RFC, such that any error at Step Two in failing
to find COPD to be medically determinable would not be reversible.
At Step Two, the ALJ found that COPD was not a medically determinable impairment,
reasoning as follows:
While a diagnosis of chronic obstructive pulmonary disease appears in the
record, this is primarily based on her self-reported history. We have no
objective signs/findings of obstructive pathology, as we have no pulmonary
function tests, and her chest x-rays are normal outside of viral/bacterial
infectious processes. Notably, her chest imaging shows no chronic
abnormalities. Sources appear to presume this is a diagnosis based on her
reported history and/or her ongoing smoking. Likewise, asthma is noted as
a diagnosis but, again, she only has wheezing, rhonchi, and other abnormal
findings when seen with a viral or bacterial infection, though at times this
is diagnosed as a “COPD exacerbation,” her symptoms are acute and
reported to have arisen only a short time before she presents for treatment.
Such symptoms resolve with the treatment of the underlying infection
and/or symptoms. Even if I found that the record supported a medically
determinable impairment of COPD or asthma, they would be non-severe for
the same reasons (the lack of chronic symptoms that would limit function).
(Tr. 22) (internal citations to the record omitted).
As discussed above, the ALJ then further discussed her findings with respect to physical
impairments when developing the RFC. She acknowledged those places where Ms. Treadway
complained of congestion, cough, wheezing, lightheadedness, and other breathing difficulties and
thoroughly reviewed the medical record. She explained, with citation to the record, that there was
no specific pulmonary function testing showing obstructive pathology. (Tr. 22.) The ALJ noted
that when Ms. Treadway complained of breathing difficulties at the hospital, imaging showed no
acute processes and examination findings were often normal or mild. (Id.) Moreover, the ALJ
accurately noted that Ms. Treadway’s seeking treatment for wheezing and coughing were
overwhelmingly associated with viral or bacterial infection and that symptoms went away quickly
with treatment. (Id.)
The records that Ms. Treadway cites are not inconsistent with the ALJ’s findings, with one
possible exception. The ALJ stated that imaging showed “no chronic abnormalities.” (Tr. 22.) Ms.
Treadway accurately notes that a January 2023 x-ray showed suspected background reactive
airways, and her treatment history suggests that her lungs may benefit from treatment from
bronchodilators and steroids. (See, e.g., Tr. 1074). To the extent the ALJ wrote that chronic
abnormalities had been completely excluded by imaging, that would not be accurate. I find the
remainder of the ALJ’s description of the evidence to be materially accurate and supported by
substantial evidence in the record.
I further note that here, as opposed to above with respect to fibromyalgia, the ALJ’s
conclusions are also supported by the state agency consultants, who opined that Ms. Treadway had
no severe physical impairments beyond fibromyalgia. (Tr. 88, 100.) Ms. Treadway, for her part,
points to no medical opinion establishing a specific functional limitation stemming from Ms.
Treadway’s pulmonary condition.
Because the ALJ considered whether Ms. Treadway’s pulmonary condition results in
occupational limitations when developing the RFC, and because her conclusion that no such
limitation should be included is supported by substantial evidence, I conclude that there is no
reversible error in the ALJ’s finding that COPD is not a medically determinable impairment at Step
Two.
2. First Assignment of Error – Mental Functioning
In her first assignment of error, Ms. Treadway argues that the ALJ’s findings with respect
to her mental functioning are not supported by substantial evidence.
First, Ms. Treadway takes issue with the ALJ’s statements throughout the decision about
her treatment history and allergies. The ALJ noted that Ms. Treadway declined medications,
suggesting that her claimed allergies were somehow doubtful. (See, e.g., Tr. 25.) Ms. Treadway
says this was a “presumption” that is not supported by evidence in the record. Ms. Treadway next
calls inaccurate the ALJ’s statement that Ms. Treadway’s testimony that her pain management
doctor “told her to smoke marijuana in lieu of other treatment” was “not supported by the record.”
(Tr. 26.)
I find neither argument persuasive. The ALJ’s recitation of the medical evidence was
materially accurate. A careful review of the medical records confirms that Ms. Treadway
repeatedly sought Norco, Valium, or Ativan to the exclusion of other recommended medications
and treatments. She declined medications, and also physical and occupational therapy, several
times. She went to different providers seeking diazepam or lorazepam, often at close to the same
times, and she obtained lorazepam from the hospital when her providers would not prescribe it to
her.
The ALJ’s statement about marijuana is also materially accurate. After being asked why
she had not followed up with other treatment modalities to address her alleged disabling pain, Ms.
Treadway testified that her pain management doctor “just put me on medical marijuana” and
“[t]hat’s all he did . . . .” (Tr. 52.) The ALJ correctly pointed out that this is not accurate. Dr. Swain
said she might benefit from medical marijuana instead of opioids, but he also recommended
physical therapy. (Tr. 506.) Other pain management professionals recommended that she follow
up and try medical marijuana, but only after she refused to consider injections or other non-opioid
or non-benzodiazepine treatment options. (See Tr. 498.) Ms. Schroeder urged Ms. Treadway to try
cariprazine, but had to reduce the frequency of the dosage because Ms. Treadway was using
medical marijuana frequently. (Tr. 1527.) Ms. Treadway’s condition ultimately improved when she
began taking the medication consistently. (Tr. 1494, 1498.)
The ALJ’s point—that Ms. Treadway’s condition was affected to some extent by her
noncompliance with recommendations—is materially accurate and a reasonable one to make in
light of this record.
Ms. Treadway next argues that the ALJ unfairly held it against her that she was not able to
schedule with a psychotherapy counselor. She suggests that her inability to do so was due to her
mental impairments or learning disorder.
Again, I find no reversible error. The ALJ acknowledged that Ms. Treadway said she had
called seeking counseling and did not receive a return call. (Tr. 28.) But the ALJ notes that Ms.
Treadway offered the same explanation for multiple referrals and after multiple and extensive
efforts from Ms. Schroeder to connect her with counseling services. (Id.) The ALJ noted
throughout the opinion that Ms. Treadway was able to seek medical services frequently and was
almost always noted to be a good historian. In light of the record, I again find that the ALJ’s
reasoning here is supported by substantial evidence notwithstanding the records to which Ms.
Treadway directs the Court. (See Tr. 1616–17, 1626–27, 1524, 1549, 1571, 1594, 1653, 1681.).
She was able to navigate medical appointments with relative ease despite the documented issues
with her motivation, sleep, concentration, and focus.
Ms. Treadway next contends that the ALJ failed to appropriately evaluate the opinions of
Dr. Arnold, Ms. Delany, and the state agency psychological consultants.
The SSA considers opinions from medical sources under five factors: (1) supportability;
(2) consistency; (3) relationship with the claimant; (4) specialization; and (5) other factors, such
as familiarity with other evidence in the claim or with the disability program’s policies and
evidentiary requirements. 20 C.F.R. § 404.1520c(c).
Section 404.1520c(b)(1) specifically provides that “it is not administratively feasible for
[the ALJ] to articulate in each determination or decision how [the ALJ] considered all of the factors
for all of the medical opinions and prior administrative medical findings in your case record.” 20
C.F.R. § 404.1520c(b)(1).
Of the five factors, supportability and consistency are the most important, and an ALJ must
explain how the ALJ considered them. 20 C.F.R. § 404.1520c(b)(2). The ALJ “may” but “is not
required to” explain how the ALJ considered the remaining factors. Id.
The “supportability” factor looks to how well the medical source supports the opinion with
objective medical evidence from the record. See 20 C.F.R. § 404.1520c(c)(1). “In other words, the
supportability analysis focuses on the physicians’ explanations of the opinions.” Lavenia v.
Comm’r of Soc. Sec., No. 3:21cv674, 2022 WL 2114661, at *2 (N.D. Ohio June 13, 2022) (quoting
Coston v. Comm’r of Soc. Sec., No. 20-12060, 2022 WL 989471, at *3 (E.D. Mich. Mar. 31, 2022)).
The “consistency” factor looks to how consistent the medical opinion is with evidence from
other medical and nonmedical sources. See 20 C.F.R. § 404.1520c(c)(2). “As long as the ALJ
discussed the supportability and consistency of the opinion and supported [the ALJ’s] conclusions
with substantial evidence within his decision, the Court will not disturb [the ALJ’s] decision.”
Njegovan v. Comm’r of Soc. Sec., No. 5:21-CV-00002-CEH, 2022 WL 1521910, at *4 (N.D. Ohio
May 13, 2022).
With respect to supportability, Ms. Treadway says that the ALJ improperly discounted these
opinions for relying heavily on Ms. Treadway’s subjective statements of her functioning.
Before turning to each opinion, I note that Ms. Treadway’s argument leaves out an
important foundational aspect of the ALJ’s opinion. As discussed further above, and throughout
this section of the decision, the ALJ considered each of the SSR 16-3p factors and determined that
Ms. Treadway’s subjective statements about the intensity and persistence of her symptoms were
not fully consistent with the record evidence. The ALJ repeatedly referred to Ms. Treadway’s: (1)
daily activities; (2) the location, duration, frequency, and intensity of pain or other symptoms; (3)
factors that precipitate and aggravate symptoms; (4) the type, dosage, effectiveness, and side
effects of any medication; (5) treatment an individual receives or has received other than
medication; (6) any measures other than treatment an individual uses or has used; and (7) any other
factors concerning the claimant's functional limitations and restrictions. 2016 WL 1119029 at *7–
8, (Mar. 16, 2016).
I make this observation because, in addition to what I discuss below, the ALJ clearly
explained that the ALJ considered that the supportability of opinions relying heavily on Ms.
Treadway’s subjective statements turns in large part on how credible those statements are. Having
found them less than credible, the ALJ found opinions relying solely or heavily on them to be less
supportable. Ms. Treadway directs the Court to no authority holding that this reasoning does not
comport with the regulations.
Moreover, “[i]t is for the administrative law judge, not the reviewing court, to judge the
consistency of a claimant’s statements.” Lipanye v. Comm’r of Soc. Sec., 802 F. App’x 165, 171
(6th Cir. 2020). And while “those determinations must be reasonable and supported by substantial
evidence,” the ALJ’s determinations are reasonable here for the reasons described above and
below. Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 249 (6th Cir. 2007); see also Kurman v.
Comm’r of Soc. Sec., No. 1:20-cv-01837, 2022 WL 765072, at *3 (N.D. Ohio Mar. 14, 2022) (“The
ALJ’s decision . . . must be rooted in the record and must contain specific reasons for the weight
given to the [claimant’s] symptoms.”) (quotations omitted).
Ms. Treadway points out that the ALJ found Dr. Arnold’s opinion regarding social
interaction and adaptation was less than persuasive because “he simply repeated her subjective
reports but voiced no opinions.” (Tr. 32.) And she points out that the ALJ wrote that Dr. Arnold’s
statements related to certain domains “are not medical opinions because they simply restate her
subjective allegations rather than offering a medical opinion as to function based on evidence.”
(Tr. 33.)
Ms. Treadway’s argument, and the caselaw she gathers in support, do not address the ALJ’s
actual finding. The ALJ did not reject Dr. Arnold’s opinion as to social interaction for a lack of
supportability; the ALJ found that Dr. Arnold did not express an opinion as to any functional
limitation on that issue in the first place. Indeed, reading Dr. Arnold’s report, it is difficult to discern
what his opinion is—if any—as to Ms. Treadway’s ability to adapt or maintain social interactions.
He writes, in his “functional assessment,” that:
The claimant has limited social interactions, mostly with family. The
claimant reported difficulty with social interactions in the past, always
feeling uncomfortable around others and preferring to be alone, a history of
sometimes interacting well with co-workers and supervisors and responding
inadequately to workplace pressures by getting upset, feeling overwhelmed
and quitting. The claimant has adapted to limitations by remaining at home,
self-isolating and adjusting activities. The reported plan for the future is "I
don't have a plan for the future, just plan to raise my children and follow
whatever path g-d takes me on".
(Tr. 683.)
It is difficult to find reversible error in the ALJ’s characterization of this statement as
merely a summary. Dr. Arnold wrote earlier that “[t]he claimant does spend time with other people,
specifically family and can tolerate these interactions for up to an hour or more.” (Tr. 682.) But
that is not readily understood as a concrete opinion on Ms. Treadway’s ability to adapt or interact
socially.
Ms. Treadway next points to the ALJ’s statements about the state psychological
consultants:
The findings of the DDS that the claimant is moderately limited in domains
2–4 and mildly limited in domain one, with associated residual functional
capacity limits, is persuasive in part. While the DDS supported this in part
by reference to evidence available to them at the time of their findings, their
narrative relies heavily on the claimant’s subjectively reported symptoms
rather than objective evidence, course of treatment, and other evidence such
as daily activities. As the claimant’s subjective reports are in themselves
inconsistent with the record, as discussed above, they provide only partial
support for the DDS’ findings.
(Tr. 33.)
The ALJ further found that, “the DDS’ support for precluding public work is poor, as they
relied principally on her subjective reports, which in themselves are not consistent with the
evidence, as discussed above.” (Id.)
I find no reversible error in these findings. As an initial matter, the ALJ ultimately found a
moderate limitation in the area of understanding, remembering, and applying information—a
greater limitation than the consultants recommended. (Tr. 33.) The ALJ then ultimately adopted
the consultants’ opined limitations. The only specific functional limitation that Ms. Treadway
points out as being excluded is the limitation to “work in a non-public setting.” (Tr. 93.) But, as
discussed above, I do not find reversible error in the ALJ’s find that opinion to be less credible
where it was based principally on subjective statements that have been found inconsistent with the
record.
Turning to Ms. Delany, the ALJ observed that her opinions were “very poorly supported.”
(Tr. 34.) Ms. Delany cited to the mental questionnaire she completed, which in turn “appear to be
the subjective reports of the claimant (as nowhere in Ms. Delaney’s records has she indicated that
she observed either marked or extreme limitations in terms of any of aspect of mental
functioning.)” An ALJ adequately addresses supportability by discussing how a provider’s opinion
is not supported by objective evidence contained in her own treatment notes. See Rattliff v. Comm’r
of Soc. Sec., No. 1:20-cv-01732, 2021 WL 7251036, at *9 (N.D. Ohio Oct. 29, 2021) (holding that
ALJ addressed supportability factor by noting that physician's opinion was inconsistent with
physician's treating notes), report and recommendation adopted, 2022 WL 627055 (N.D. Ohio
Mar. 3, 2022); Neff v. Comm’r of Soc. Sec., No. 5:18 CV 2492, 2020 WL 999781, at *11 (N.D.
Ohio Mar. 2, 2020); see also Hopkins v. Comm’r of Soc. Sec., No. 23-5696, 2024 WL 3688302, at
*3 (6th Cir. Apr. 9, 2024) (approving an ALJ’s supportability explanation where, among other
things, the ALJ found the opinion unsupported by the objective findings in her medical report).
Ms. Treadway acknowledges that Ms. Delany’s notes were “not detailed,” but she argues
that Ms. Delany’s “personal observations of Plaintiff provide support for her opinions.” I find no
reversible error in the ALJ’s conclusion that Ms. Delany’s extreme limitations find poor support in
her treatment notes.
Ms. Treadway turns finally to the issue of consistency. Here, here argument is a
straightforward “cherry-picking” argument. She points to evidence that she says support greater
social interaction limitations. (See, e.g., Tr. 86–91, 93, 101–03, 105–06, 1551, 1574, 1686.)
But after a careful review, I find that the ALJ thoroughly discussed the treatment notes from
each provider and other medical records (including the numerous hospital records) and
explained—with citations to those notes—that the notes are inconsistent with greater limitations
than those contained in the RFC. It is clear that the ALJ carefully reviewed the record, including
the notes reflecting Ms. Thompson’s mental health complaints and associated mental status
examinations, considered those notes as well those showing unremarkable examination findings
inconsistent with disabling limitations, considered Ms. Thompson’s activities of daily living
(including attending American Legion events, dating, navigating numerous hospital and medical
appointments, and attending a concert), and made reasonable conclusions supported by substantial
evidence.
Before briefly concluding, I turn briefly to an argument raised primarily in the reply brief,
namely that the ALJ erred by not using the word “superficial” when translating the agency
consultants’ opined limitations into the RFC. I find no reversible error here, either. First, Ms.
Treadway did not significantly raise or brief this issue in her merits brief.
Additionally, to the extent the argument is not waived, an ALJ is not required to adopt the
verbatim wording of an opined limitation in the RFC finding. E.g., Poe v. Comm’r of Soc. Sec.,
342 F. App’x 149, 157 (6th Cir. 2009). The term “superficial interaction” is not defined in the
governing regulations. See, e.g., Lopez v. Comm’r of Soc. Sec., No. 1:22-CV-01801, 2024 WL
1580101, at *19 (N.D. Ohio Apr. 11, 2024) (collecting cases). There is general—although not
universal—agreement that a limitation to “superficial interaction” is a limitation on the depth or
quality of one’s interactions, as opposed to the frequency of interactions. See, e.g., Haahr v.
Comm’r of Soc. Sec., No. 3:23 CV 2159, 2024 WL 5242214, at *3 (N.D. Ohio Dec. 30, 2024).
Here, the ALJ stated that her combination of limitations, including a limitation to simple
work, adequately covers that opined limitation. (Tr. 33.) As discussed above, Ms. Treadway was
limited to performing “simple tasks without a production rate pace (such as assembly line work)
or strict production quotas” in a routine work environment with only “occasional changes” and
where she needs to interact with others only occasionally.
This court in Wieman reasoned that a combination of restrictions (there, occasional
interaction with supervisors; only simple, routine, and repetitive tasks; few changes in the work
setting; and “infrequent[] and . . . easily explained” changes) can sufficiently encompass a
superficial interaction limitation. Wieman v. Comm’r of Soc. Sec., 2023 WL 5541597 at *3 (citing
Carver v. Colvin, 600 F. App’x 616, 620 (10th Cir. 2015) (superficial interaction adequately
accounted for, where the claimant was limited to simple instructions and interacting with
coworkers and supervisors “under routine supervision,” because “[i]nteracting with supervisors in
the course of routine supervision over simple work is tantamount to the ‘superficial’ interaction
typically encountered in jobs involving such work.”).
Here, I find that the combination of restrictions identified by the ALJ adequately accounted
for the opinions of the state agency consultants and any discrepancy between the RFC and other
medical opinions was adequately explained and supported by substantial evidence.
In conclusion, I am confident that the ALJ complied with the regulations in evaluating these
opinions, and that her conclusions are supported by substantial evidence. Accordingly, I
recommend that the Court overrule Ms. Treadway’s first two assignments of error.
VI. RECOMMENDATION
Based on the foregoing, I RECOMMEND that the Court AFFIRM the Commissioner’s
final decision.
Dated: June 10, 2026 /s/ Jennifer Dowdell Armstrong
Jennifer Dowdell Armstrong
U.S. Magistrate Judge
VII. NOTICE TO PARTIES REGARDING OBJECTIONS
Local Rule 72.3(b) of this Court provides:
Any party may object to a Magistrate Judge’s proposed findings,
recommendations or report made pursuant to Fed. R. Civ. P. 72(b) within
fourteen (14) days after being served with a copy thereof, and failure to file
timely objections within the fourteen (14) day period shall constitute a waiver
of subsequent review, absent a showing of good cause for such failure. Such
party shall file with the Clerk of Court, and serve on the Magistrate Judge and all
parties, written objections which shall specifically identify the portions of the
proposed findings, recommendations, or report to which objection is made and the
basis for such objections. Any party may respond to another party’s objections
within fourteen (14) days after being served with a copy thereof. The District
Judge to whom the case was assigned shall make a de novo determination of those
portions of the report or specified proposed findings or recommendations to which
objection is made and may accept, reject, or modify, in whole or in part, the findings
or recommendations made by the Magistrate Judge. The District Judge need
conduct a new hearing only in such District Judge’s discretion or where required
by law, and may consider the record developed before the Magistrate Judge,
making a determination on the basis of the record. The District Judge may also
receive further evidence, recall witnesses or recommit the matter to the Magistrate
Judge with instructions.
Id. (emphasis added).
Failure to file objections within the specified time may result in the forfeiture or waiver of
the right to raise the issue on appeal either to the district judge or in a subsequent appeal to the
United States Court of Appeals, depending on how or whether the party responds to the report and
recommendation. Berkshire v. Dahl, 928 F.3d 520, 530 (6th Cir. 2019). Objections must be
specific and not merely indicate a general objection to the entirety of the report and
recommendation; a general objection has the same effect as would a failure to object. Howard v.
Sec’y of Health and Hum. Servs., 932 F.2d 505, 509 (6th Cir. 1991).
Stated differently, objections should focus on specific concerns and not merely restate the
arguments in briefs submitted to the magistrate judge. “A reexamination of the exact same
argument that was presented to the Magistrate Judge without specific objections ‘wastes judicial
resources rather than saving them, and runs contrary to the purpose of the Magistrates
Act.’” Overholt v. Green, No. 1:17-CV-00186, 2018 WL 3018175, at *2 (W.D. Ky. June 15, 2018)
(quoting Howard). The failure to assert specific objections may in rare cases be excused in the
interest of justice. See United States v. Wandahsega, 924 F.3d 868, 878–79 (6th Cir. 2019).
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