Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JOSEPH J. GOOD, : Civil No. 4:24-CV-1158
:
Plaintiff, :
:
v. : (Magistrate Judge Carlson)
:
FRANK BISIGNANO,1
Commissioner of Social Security :
:
Defendant. :
MEMORANDUM OPINION
I. Introduction
The plaintiff in this case, Joseph Good, suffers from an array of physical and
mental impairments which, undisputedly, restrict his work-related abilities but
which the administrative law judge (ALJ) in the case found were not entirely
disabling. Good now challenges the decision of the ALJ denying him disability
benefits, arguing that the ALJ committed multiple errors in evaluating the medical
1 Frank Bisignano became the Commissioner of Social Security on May 6, 2025.
Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Frank Bisignano
should be substituted as the defendant in this suit. No further action need be taken to
continue this suit by reason of the last sentence of section 205(g) of the Social
Security Act, 42 U.S.C. § 405(g).
1
opinion evidence and incorporating these limitations into his residual functional
capacity (RFC) in compliance with the Social Security Regulations.
Our analysis of this case is cabined and confined by the standard of review in
Social Security cases, which is limited by the Supreme Court’s mandate that:
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency
factfinding. T-Mobile South, LLC v. Roswell, 574 U.S. ––––, ––––,
135 S. Ct. 808, 815, 190 L.Ed.2d 679 (2015). Under the substantial-
evidence standard, a court looks to an existing administrative record
and asks whether it contains “sufficien[t] evidence” to support the
agency’s factual determinations. Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229, 59 S. Ct. 206, 83 L.Ed. 126 (1938) (emphasis
deleted). And whatever the meaning of “substantial” in other contexts,
the threshold for such evidentiary sufficiency is not high. Substantial
evidence, this Court has said, is “more than a mere scintilla.” Ibid.; see,
e.g., Perales, 402 U.S. at 401, 91 S. Ct. 1420 (internal quotation marks
omitted). It means—and means only—“such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.”
Consolidated Edison, 305 U.S. at 229, 59 S. Ct. 206. See Dickinson v.
Zurko, 527 U.S. 150, 153, 119 S. Ct. 1816, 144 L.Ed.2d 143 (1999)
(comparing the substantial-evidence standard to the deferential clearly-
erroneous standard).
Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019). Under this standard of review,
we are obliged to affirm the decision of the administrative law judge (ALJ) once we
find that it is “supported by substantial evidence, ‘even [where] this court acting de
novo might have reached a different conclusion.’” Monsour Med. Ctr. v. Heckler,
2
806 F.2d 1185, 1190–91 (3d Cir. 1986) (quoting Hunter Douglas, Inc. v. NLRB, 804
F.2d 808, 812 (3d Cir. 1986)).
Here, after a review of the record, mindful of the fact that substantial evidence
“means only—‘such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion,’” Biestek, 139 S. Ct. at 1154, we find that
substantial evidence supported the ALJ’s findings in this case. Therefore, for the
reasons set forth below, we will affirm the decision of the Commissioner denying
this claim.
II. Statement of Facts and of the Case
A. Background
The administrative record of Good’s disability application reveals the
following essential facts: On February 24, 2021, Good applied for benefits under
Titles II and XVI of the Social Security Act, alleging an onset of disability beginning
November 19, 2019, but later amending his onset date to February 2, 2021.2 (Tr. 10,
95). According to Good, he was completely disabled due to the combined effects of
back conditions, arthritis, and neck conditions. (Tr. 71). Good was born on
December 7, 1969, and was forty-nine years old on his amended alleged disability
2 This was Good’s second disability application. The amended onset date reflects the
day after his previous application for disability benefits was denied. (Tr. 10).
3
onset date, which is defined as a person closely approaching advanced age under the
Commissioner’s regulations. (Tr. 27, 95). He has a high school education and
previously worked as a molding machine operator, pipeline laborer, water treatment
plant operator, tire repairer, loader, and sawmill operator. (Tr. 26, 27).
The evidence throughout the relevant period demonstrates that Good suffered
from chronic pain due to degenerative disc disease and lumbar radiculopathy, as well
as chronic obstructive pulmonary disease (COPD) and obesity. Moreover, the record
demonstrates that he had impaired intellectual functioning; although he graduated
high school, he testified that he was in special education classes and his prior
disability application showed a full scale IQ of 70. (Tr. 19, 116, 648). He was also
diagnosed with an adjustment disorder and testified that he gets “mean and nasty”
from his pain. (Tr. 19, 649).
With regard to his physical impairments, the ALJ summarized the longitudinal
medical evidence as follows:
The claimant alleged pain in his low back radiating down his both legs
and neuropathy in his lower extremities (Hearing Testimony). Prior to
the amended alleged onset date, x-rays of the lumbar spine from
December 2019 showed no acute bony injury of the lumbar spine; mild
degenerative disc disease at L1-L2 and L3-L4; and no spondylolisthesis
(Exhibit B1F/2). Follow up magnetic resonance imaging (MRI) of the
lumbar spine from December 2019 showed a leftsided disc herniation
at L4-5 effacing the left lateral recess that might have been impinging
upon the left L5 nerve roots (Exhibit B1F/1). The longitudinal evidence
4
documents medication prescribed, Gabapentin, by his primary care
provider since 2019 for left sided sciatica (Exhibit B2F/12). The
longitudinal evidence reflects his reports that he had tried physical
therapy sometime in 2019 that worsened his symptoms (Exhibit
B2F/14). The longitudinal evidence reflects conservative chiropractic
care from November 2019 through September 2020 for his pain
complaints (Exhibit B3F/25-56). In addition, the longitudinal evidence
documents that the claimant underwent pain injection therapy in July
2019 and August 2020, which the pain management records
documented were effective at treating his symptoms and improving his
functioning (Exhibit B3F/14, 17, 21-22, 23-24). Conversely, the
claimant testified that the injections did not help (Hearing Testimony).
However, the primary care provider from January 2020 through
December 2020 documented that his sciatica was improved, stable, and
under good control on his prescribed medication and he was able to do
more activities (Exhibit B2F/16, 18, 20, 22, 23).
Since the amended alleged onset date, the evidence documented that
the claimant returned to his chiropractor the end of January 2021
complaining of worsening low back pain with spasms and pain shooting
down his legs exacerbated by the cold weather (Exhibit B3F/59). On
exam, tenderness and tightness were noted in his low back and left
lumbar paraspinal region; his gait was not antalgic (Exhibit B3F/59).
He was treated with conservative chiropractic care through March 2021
(Exhibit B3F/60-66).
In April 2021, the primary care provider records reflected a routine six
month follow up visit were the claimant complained that his back pain
was acting up every other day. His doctor noted that on exam lumbar
spasms were noted but otherwise, the claimant’s range of motion was
completely normal and not associated with any pain or aggravation of
the left leg; he could bend at the waist with no problem; his reflexes
were symmetric; and there was no motor weakness in the lower legs
(Exhibit B2F/25). Notably, the office visit notes documented that the
claimant remained active around the house and his main function was
taking care of, observing, and being a 24-hour companion to his
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mother-in-law, who had a stroke, seizures, and was aphasic (Exhibit
B2F/25). His sciatica was assessed as stable, and his gabapentin was
refilled without any adjustment to the dosage (Exhibit B2F/26).
Additionally, the claimant returned to pain management in April 2021
(Exhibit B3F/17-20). The exam showed mildly decreased sensation in
the left lower extremity L4-L5, decreased left lower extremity strength
4+/5, lumbar facet tenderness, positive straight leg raise testing on the
left, and mildly positive SI joint testing maneuvers on the left.
Otherwise, the remaining findings were reported normal (Exhibit
B3F/19). Repeat SI joint injections were recommended; however, there
is no indication that the claimant returned for the procedure (Exhibit
B3F/20).
That being said, the ongoing evidence is quite limited and no more than
conservative in nature. The claimant did return to his chiropractor in
April 2021; however, he reported that his low back pain and reported
numbness in his bilateral lower extremities were aggravated by his
increased amount of physical activity, lifting and bending, due to
preparing his trailer for camping (Exhibit B3F/68). The records
documented that he reported only two spasms in his low back while he
was away camping (Exhibit B3F/69). He was seen three times in May
2021 and reported an exacerbation in symptoms after moving a hot
water heater (Exhibit B3F/69-70, 71).
The evidence reflects a six-month gap in any treatment until he returned
to his chiropractor the end of October 2021 for treatment reporting an
exacerbation in symptoms while moving his camper over the past few
days (Exhibit B6F/1). The exam showed tenderness and tightness were
noted in his low back and left lumbar paraspinal region and mildly
decreased cervical range of motion (Exhibit 6F/1). However, the
claimant cancelled every one of his scheduled appointments in
November 2021 (Exhibit B6F/3).
On November 1, 2021, the claimant presented for a consultative
physical examination. Here, he reported multiple physical conditions,
including back pain, arthritis, and a herniated disc ongoing since 2016,
6
as well as left leg numbness at times and chronic obstructive pulmonary
disease (COPD) since 2021. He stated that he used a walking stick at
times but did not bring it to the exam. The objective findings
documented a recorded weight of 256 pounds; his gait was normal, and
he could walk on heels and toes without difficulty; he needed no
assistance with transferring from sitting to standing; he could squat
70% of full; his lungs were clear to auscultation bilaterally. Other than
straight leg raise testing positive on the right, low back pain with range
of motion testing, and sensation absent in all ten toes; the remaining
findings were reported normal.
(Tr. 19-20).
Thus, while the record reflects a history of chronic back pain and neuropathy
in his lower legs, his treatment was limited and overall conservative, with significant
gaps in his treatment, the cancellation of appointments and relatively unremarkable
examination findings. The ALJ went on to summarize the similarly unremarkable
and sparce treatment records throughout the remaining disability period:
The evidence does not reflect any treatment during 2022 except for
some chiropractic care from July 2022 through October 2022 (Exhibit
B14F). In September 2022, the records document his complaints of
bilateral lower extremities weakness and that he was falling often;
however, the totality of the evidence reflects no evaluation or treatment
for his symptoms (Exhibit B14F/6). The chiropractic exam noted
tautness and tenderness in the lumbar spine bilaterally and tenderness
in the SI joint on the right; however, the exam does not indicate any
gait dysfunction or imbalance/instability (Exhibit B14F/6). In October
2022, the claimant reported an exacerbation in his pain from splitting
wood but with treatment he reported improvement in his lumbar region
(Exhibit B14F/14, 16). The claimant cancelled all his scheduled
appointments in November 2022 and thereafter in January 2023
(Exhibit B14F/17).
7
The evidence reflects that the claimant presented in November 2022 for
a repeat lumbar spine MRI that was ordered due to increasing pain in
his low back radiating down his legs. The imaging showed at L4-L5,
there was a small left foraminal disc protrusion and spondylosis
resulting in mild left neuroforaminal narrowing and at L5-S1 there was
a new right posterolateral disc herniation and spondylosis resulting in
mild right lateral recess stenosis (Exhibit B12F/3-4). However, the
records does not indicate that the claimant was evaluated by any
treating provider for follow up of this report.
Notably, the evidence lacks no further primary care provider treatment
since April 2021, except for medication refills in February 2022,
January 2023, and April 2023 until he was seen by a new primary care
provider on July 6, 2023 (Exhibit B13F/33-39). On July 6, 2023, the
claimant reported low back pain for the past few days, although he had
not taken a pain pill and was not in any pain at present; and anger
control issues, which he stated was his most important issue (Exhibit
B13F/9, 10). The office note documented that he was prescribed and
taking bupropion, which was ordered for him on February 20, 2023,
and he controlled his anger by removing himself from situations;
however, there is no actual office visit or exam for that date (Exhibit
B13F/8, 10). Other than his weight of 243 pounds and BMI 32.09, the
physical exam was reported generally within normal limits; his
appearance was normal; he was fully alert and oriented; his pulmonary
effort was normal; and he was neurologically intact. He was diagnosed
with mood changes and referred to counseling. Notably, there is no
diagnosis associated with his back pain (Exhibit B13F/12).
Furthermore, the evidence lacks any indication that he followed
through with the recommendation for counseling, as the evidence lacks
any formal mental health treatment.
(Tr. 21-22).
The ALJ also considered the medical evidence of Good’s COPD and
obesity, noting:
8
Pertaining to his breathing issues, the longitudinal evidence reflects
references that the claimant had a history of asthma/COPD and was a
former smoker for many years (Exhibits B1F/11, B2F/1). He has been
prescribed an inhaler for his reported wheezing; however, his lungs
were clear on repeat physical exams (Exhibit B2F/1, 4, 6, 8). Chest x-
rays from January 2019 were reported normal (Exhibit B1F/21).
Computerized tomography (CT) scan/lung cancer screening was
conducted in June 2023 and reported negative; imaging of the lungs
showed no abnormality (Exhibit B12F/1). The evidence reflects that he
quit smoking again in March 2023; however, normal pulmonary exams
on repeat visits have been noted; and no more than a refill of his inhaler
ordered (Exhibits B2F/23, B13F/6, 12, 31).
In terms of the claimant's obesity, the record clearly establishes obesity
with the records showing weight of 243 to 260 pounds and BMIs 32.09
to 34.0 (Exhibits B2F/4, B4F, B13F/2, Hearing Testimony). However,
the record does not establish specific limitations directly related to the
claimant's obesity. Nevertheless, the undersigned has considered some
level of limitation to stamina and mobility. In addition, as indicated
above, the undersigned has taken into account the cumulative effects of
the claimant's obesity when forming the residual functional capacity as
set forth above.
(Tr. 22).
As far as the medical history of Good’s mental impairments, the ALJ
considered a November 5, 2021, consultative examination:
On November 5, 2021, the claimant presented for a consultative mental
status examination unaccompanied driving himself 35 miles to attend.
Here, he reported completing high school and attending special
education programming due to learning delays; he denied any history
of inpatient psychiatric treatment but reported having some counseling
at the age of 17; and endorsed irritability and high levels of frustration
due to being unable to work due to constant pain and short-term
memory problems. On exam, he reported his mood as feeling “lumpy,
9
here and there”; his attention and concentration were impaired due to
cognitive delays indicated by him counting by 2s only to the number 8,
he could add and subtract, but not multiply or divide, he could not
complete serial 7s, but he completed serial 3s slowly with one mistake;
his memory skills were mildly impaired; his intellectual functioning
appeared to be in the impaired range and his general fund of
information was somewhat limited; his language skills were poorly
developed, his vocabulary limited, and he required occasional
repetition of questions to ensure comprehension. Otherwise, he was
cooperative; well groomed, his posture motor behavior, and eye contact
were normal, his speech was fluent and clear; his thought processes
were coherent, and goal directed, his affect was full range, and his
insight and judgement were fair. As for his activities of daily living,
here he reported needing help with showering and dressing, his wife
managed their money due to the claimant's learning delays, he could
not clean or do laundry, and he did not socialize or feel close to family;
however, he could help with the shopping, was able to drive, enjoyed
ceramics, and spent his days caring for his dogs, ducks, and chickens.
He was diagnosed with an adjustment disorder (Exhibit B5F).
(Tr. 21). Beyond the findings of this examination, Good was diagnosed by his
primary care physical with mood changes and was referred to counseling, but as the
ALJ noted, there is no evidence he followed through with the recommendation for
counseling since there is no evidence of any formal mental health treatment. (Tr.
22).
Given this clinical picture, a consultative examiner and three State agency
medical consultants opined on Good’s physical ability to perform work-related
activities. The three State agency medical sources concurred that Good could
perform a range of light work with some postural and environmental limitations. All
10
three opined that Good could stand and/or walk for a total of about six hours and sit
for a total of about six hours in an eight-hour workday. (Tr. 99, 117, 705). The
opinion of consultative examiner CRNP Shultz was more restrictive in terms of his
ability to walk, stating he could only walk for up to three hours total in an eight-hour
workday, but concurred with the State agency sources that he could stand and sit for
six hours total in an eight-hour workday. (Tr. 632).
Similarly, a consultative examiner and three State agency experts opined on
Good’s mental RFC. Consultative examiner Dr. Cole opined that Good would have
no limitations in understanding, remembering, and carrying out simple instructions
and no limitations interacting with supervisors but would be mildly limited in his
ability to interact with the public and coworkers, and would have moderate
limitations in understanding, remembering, carrying out complex instructions and
making judgments on complex work-related decisions. (Tr. 650).
State agency medical consultant Dr. Arlene Rattan opined that Good had
moderate limitations in his ability to understand, remember, or apply information,
concentrate, persist, or maintain pace, and adapt or manage himself, but had only
mild limitations in his ability to interact with others. (Tr. 97). Dr. Rattan explained
that Good could understand, retain, and follow simple instructions and perform
simple, routine, repetitive tasks in a stable environment. (Tr. 110). She noted that he
11
was not significantly limited in his ability to carry out both very short and simple
instructions and detailed instructions. (Id.) Finding him moderately limited in his
ability to maintain attention and concentration for extended periods, Dr. Rattan
explained that Good, “is able to meet the basic mental demands to complete 1-2 step
tasks on a sustained basis despite the limitations resulting from their mental health
impairment.” (Tr. 111).
On reconsideration, Dr. Dawn Marie Long concurred in the limitations in the
“paragraph B” criteria opined by Dr. Rattan but differed from Dr. Rattan in the more
specific limitations of his ability to sustain concentration and pace, specifically
opining that, although he was not significantly limited in carrying out very short and
simple instructions, Good would be moderately limited in his ability to carry out
detailed instructions. (Tr. 119). Nonetheless, Dr. Long confirmed that Good was able
to understand, retain, and follow simple instructions, make simple decisions, and
perform simple, routine, repetitive tasks in a stable environment. (Tr. 120).
Another State agency mental consultant, Dr. Ryan Mendoza, assessed Good’s
“paragraph B” criteria and found he would be only mildly limited in understanding,
remembering, or applying information, interacting with others, and adapting or
managing himself but concurred with the other consultants that Good was
moderately limited in concentrating, persisting, and maintaining pace. (Tr. 696).
12
It was against this medical background that Good’s case came to be
considered by the ALJ.
B. The ALJ Decision
A hearing was conducted in Good’s case on August 8, 2023, at which Good
and a vocational expert testified. (Tr. 41-73). Following this hearing, on October 31,
2023, the ALJ issued a decision in Good’s case. (Tr. 7-33). In that decision, the ALJ
first concluded that Good met the insured requirements of the Act through June 30,
2022, and had not engaged in substantial gainful activity since the amended alleged
onset date of February 2, 2021. (Tr. 13). At Step 2 of the sequential analysis that
governs Social Security cases, the ALJ found that Good had the following severe
impairments: chronic obstructive pulmonary disease, obesity, degenerative disc
disease of the lumbar spine, lumbar radiculopathy, and an adjustment disorder. (Tr.
13).
At Step 3, the ALJ determined that Good did not have an impairment or
combination of impairments that met or medically equaled the severity of one of the
disability listing impairments. (Tr. 13-17). In considering whether Good’s mental
impairment was severe, the ALJ considered whether the “paragraph B” criteria were
satisfied. In making this assessment, the ALJ concluded based on the evidence that
Good had a moderate limitation in his ability to remember or apply information, a
13
mild limitation in interacting with others, a moderate limitation in concentrating,
persisting or maintaining pace, and a moderate limitation in adapting or managing
himself. (Id.) These “paragraph B” findings aligned with the opinions of State
agency consultants Drs. Rattan and Long.
Between Steps 3 and 4, the ALJ then fashioned a residual functional capacity
(“RFC”) for the plaintiff which considered all of Good’s impairments as reflected in
the medical record, and found that:
After careful consideration of the entire record, the undersigned finds
that the claimant has the residual functional capacity to perform light
work as defined in 20 CFR 404.1567(b) and 416.967(b) except can
occasionally operate pedals and foot controls; can occasionally balance,
stoop, kneel, crouch, use ramps and climb stairs; can perform jobs that
do not require crawling or climbing ladders, ropes or scaffolding; can
tolerate occasional exposure to extreme cold, extreme heat, high
humidity, vibrations, and atmospheric conditions that can potentially
cause respiratory irritation, such as strong fumes, noxious odors,
concentrated dust or gases, and work environments with poor
ventilation; can perform jobs that do not require exposure to workplace
hazards, such as unprotected heights and dangerous, moving
machinery. He can perform jobs, that would take no more than 30 days
of training to learn with a specific vocational preparation level of two
(SVP2), which are generally classified as unskilled; can understand,
remember and carry out simple instructions; can perform simple,
routine and repetitive tasks; can perform jobs that would be considered
“low stress” in that they would involve only occasional, simple decision
making, and only occasional, gradual changes in the work duties and
work setting.
(Tr. 17-18).
14
In fashioning this RFC, the ALJ considered the medical evidence, the expert
opinions, and Good’s self-described limitations. (Tr. 18-26). The ALJ first engaged
in a two-step process to evaluate Good’s alleged symptoms, finding that, although
the plaintiff’s medically determinable impairments could reasonably be expected to
cause his alleged symptoms, his statements concerning the intensity, persistence, and
limiting effects of those symptoms were not entirely consistent with the medical
evidence and other evidence in the record. (Tr. 18-19).
In making this determination, the ALJ considered Good’s statements and
testimony regarding his impairments and limitations, noting:
The claimant alleges a back condition, arthritis, and neck condition
limit his ability to work (Exhibit B1E). In January 2022, he reports
worsening back pain, neuropathy in his lower extremities, and recently
being prescribed medication for depression (Exhibit B8E). In July
2022, he reported that his conditions worsened (Exhibit B11E). At the
hearing, the claimant testified that he could not work due to pain in his
low back, sharp pains his legs, and swelling in his feet that causes him
to pass out and fall to the ground. He stated that his legs and feet just
go cold and numb. He reported that he underwent pain injections that
did not help; was going to physical therapy but has no money to go for
treatment; and takes gabapentin, which does not relieve his symptoms.
He reported that he has issues with breathing for which his primary care
provider prescribes him medication, and cannot be in the heat, which
exacerbates his symptoms. He testified that he could lift and carry no
more than 30 pounds; could walk no further than 50 feet before having
to stop and rest; could stand no more than 30 minutes; could sit no more
than 45 minutes before changing positions; bending causes him pain;
and he must elevate his legs when he watches television due to swelling.
He reported that uses a cane around the house that was not prescribed
15
and has brought it with him to medical appointments, but his doctor has
not commented on it. He stated that he stood 6’1” tall and weighed 260
pounds but his weight fluctuates. He stated that he was a slow learner,
had special education in school and difficulty in school with math and
reading, but graduated high school. He testified that when he was
working, other than taking some extra time to learn the jobs, he did not
require any assistance to perform his work. He reported that he gets
mean and nasty possibly from his pain and his doctor was looking into
ways to help him; otherwise, he has had no formal mental health
treatment or history of inpatient psychiatric hospitalization. He stated
that his primary care provider prescribes him medication for his mood
(Hearing Testimony).
(Tr. 18-19).
The ALJ concluded that the previously summarized longitudinal medical
evidence of record did not fully support his allegations concerning the intensity,
persistence, and limiting effects of his symptoms, stating:
All told, the undersigned has considered the effects of the claimant’s
lumbar impairment combined with some degree of limitation with the
bilateral lower extremities, his obesity, and his breathing issues in
lowering the claimant to the light exertional level and providing
postural limitations. The undersigned gave further consideration to the
claimant’s lumbar radiculopathy by providing specific limitations to
restrict the use of both lower extremities with the operation of pedals
and foot controls. The undersigned provided environmental limitations
to limit aggravation of symptoms and to prevent injury in the
workplace. However, the degree of abnormality on diagnostic testing,
the many clinical findings within normal limits and the conservative
level of treatment would not support greater limitations. In terms of the
mental limitations, the undersigned considered the combined effects of
moderate limitation to concentration, persist and maintaining pace and
moderate limitation to understanding, remembering and applying
information by reducing the claimant to unskilled work and occasional
16
decision-making. The undersigned also considered the claimant’s
problems with adaption in placing limitations to low stress and
occasional changes in the work setting. However, the conservative,
albeit limited, level of treatment, the claimant’s clinical findings, and
level of activity would not support even greater mental limitations.
(Tr. 22-23).
Finally, the ALJ considered the medical opinion evidence. With regard to his
physical impairments, the ALJ found the State agency medical consultant opinions
that Good was capable of performing light work with certain restrictions persuasive,
stating they were consistent with and supported by the evidence, which demonstrated
no more than conservative treatment for his physical complaints, generally normal
clinical findings, aside from tenderness and decreased range of motion in the lumbar
spine, and the degree of abnormality noted on diagnostic imaging. (Tr. 23-24). The
ALJ found the more restrictive opinion of CRNP Schultz only partially persuasive,
noting that the lifting and carrying limitations were not consistent with or supported
by the objective examination findings and the standing, walking, and sitting
limitations were not consistent with or supported by her findings of normal gait, no
assistance needed when transferring, and no difficulty walking on heels and toes.
(Tr. 23)
As to the opinions of Good’s mental RFC, the ALJ found the opinion of
consultative mental examiner Dr. Cole persuasive, as it was consistent with and
17
supported by the mental status examination findings and the nature and scope of his
treatment history, which reflected very little mental health treatment. (Tr. 24). The
ALJ also found the opinions of Drs. Rattan and Long persuasive and consistent with
the medical evidence of record, lack of mental health treatment and psychiatric
complaints, and his employment history as well as supported by the consultative
mental status examination findings. (Tr. 24-25). However, the ALJ stated:
In consideration of all the evidence of record, including the
observations from the consultative evaluation, the undersigned finds
the claimant would be limited to performing unskilled work within the
above parameters, but notes that the record does not support finding
that the claimant would require any greater limitations than included
above, or support finding that she would have any more than mild to
moderate limitations under the paragraph B criteria.
(Tr. 25). The ALJ found the less restrictive opinion of Dr. Mendoza not persuasive,
finding it was not consistent with the overall medical evidence of record supporting
more moderate limitations. (Tr. 25).
Having made these findings, the ALJ concluded that Good could not perform
any past relevant work, but that considering his age, education, work experience,
and RFC, there were jobs that existed in significant numbers in the national economy
that Good could perform. (Tr. 27-28). Accordingly, the ALJ concluded Good had
not been met the exacting standard of disability set by law from the amended onset
date through the date of his decision. (Id.)
18
This appeal followed. (Doc. 1). On appeal, Good argues that the ALJ failed to
conduct a function-by-function assessment of his physical abilities with regard to his
ability to sit, stand, and walk, and omitted relevant limitations assessed by the
opinions of the mental consultants which he found persuasive. However, finding that
substantial evidence supported the ALJ’s decision in this case, for the reasons set
forth below, we will affirm the decision of the Commissioner.
III. Discussion
A. Substantial Evidence Review – the Role of this Court
When reviewing the Commissioner’s final decision denying a claimant’s
application for benefits, this Court’s review is limited to the question of whether the
findings of the final decision-maker are supported by substantial evidence in the
record. See 42 U.S.C. § 405(g); Johnson v. Comm’r of Soc. Sec., 529 F.3d 198, 200
(3d Cir. 2008); Ficca v. Astrue, 901 F. Supp. 2d 533, 536 (M.D. Pa. 2012).
Substantial evidence “does not mean a large or considerable amount of evidence, but
rather such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Pierce v. Underwood, 487 U.S. 552, 565 (1988). Substantial
evidence is less than a preponderance of the evidence but more than a mere scintilla.
Richardson v. Perales, 402 U.S. 389, 401 (1971). A single piece of evidence is not
substantial evidence if the ALJ ignores countervailing evidence or fails to resolve a
19
conflict created by the evidence. Mason v. Shalala, 994 F.2d 1058, 1064 (3d Cir.
1993). But in an adequately developed factual record, substantial evidence may be
“something less than the weight of the evidence, and the possibility of drawing two
inconsistent conclusions from the evidence does not prevent [the ALJ’s decision]
from being supported by substantial evidence.” Consolo v. Fed. Maritime Comm’n,
383 U.S. 607, 620 (1966). “In determining if the Commissioner’s decision is
supported by substantial evidence the court must scrutinize the record as a whole.”
Leslie v. Barnhart, 304 F. Supp. 2d 623, 627 (M.D. Pa. 2003).
The Supreme Court has recently underscored for us the limited scope of our
review in this field, noting that:
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency
factfinding. T-Mobile South, LLC v. Roswell, 574 U.S. ––––, ––––,
135 S.Ct. 808, 815, 190 L.Ed.2d 679 (2015). Under the substantial-
evidence standard, a court looks to an existing administrative record
and asks whether it contains “sufficien[t] evidence” to support the
agency’s factual determinations. Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938) (emphasis
deleted). And whatever the meaning of “substantial” in other contexts,
the threshold for such evidentiary sufficiency is not high. Substantial
evidence, this Court has said, is “more than a mere scintilla.” Ibid.; see,
e.g., Perales, 402 U.S. at 401, 91 S.Ct. 1420 (internal quotation marks
omitted). It means—and means only—“such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.”
Consolidated Edison, 305 U.S. at 229, 59 S.Ct. 206. See Dickinson v.
Zurko, 527 U.S. 150, 153, 119 S.Ct. 1816, 144 L.Ed.2d 143 (1999)
20
(comparing the substantial-evidence standard to the deferential clearly-
erroneous standard).
Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019).
The question before this Court, therefore, is not whether the claimant is
disabled, but rather whether the Commissioner’s finding that she is not disabled is
supported by substantial evidence and was reached based upon a correct application
of the relevant law. See Arnold v. Colvin, No. 3:12-CV-02417, 2014 WL 940205,
at *1 (M.D. Pa. Mar. 11, 2014) (“[I]t has been held that an ALJ’s errors of law denote
a lack of substantial evidence.”) (alterations omitted); Burton v. Schweiker, 512 F.
Supp. 913, 914 (W.D.Pa. 1981) (“The Secretary’s determination as to the status of a
claim requires the correct application of the law to the facts.”); see also Wright v.
Sullivan, 900 F.2d 675, 678 (3d Cir. 1990) (noting that the scope of review on legal
matters is plenary); Ficca, 901 F. Supp. 2d at 536 (“[T]he court has plenary review
of all legal issues . . . .”).
Several fundamental legal propositions flow from this deferential standard of
review. First, when conducting this review, “we are mindful that we must not
substitute our own judgment for that of the fact finder.” Zirnsak v. Colvin, 777 F.3d
607, 611 (3d Cir. 2014) (citing Rutherford, 399 F.3d at 552). Thus, we are enjoined
to refrain from trying to re-weigh the evidence. Rather, our task is to simply
21
determine whether substantial evidence supported the ALJ’s findings. However, we
must also ascertain whether the ALJ’s decision meets the burden of articulation
demanded by the courts to enable informed judicial review. Simply put, “this Court
requires the ALJ to set forth the reasons for his decision.” Burnett v. Comm’r of Soc.
Sec. Admin., 220 F.3d 112, 119 (3d Cir. 2000). As the Court of Appeals has noted
on this score:
In Burnett, we held that an ALJ must clearly set forth the reasons for
his decision. 220 F.3d at 119. Conclusory statements . . . are
insufficient. The ALJ must provide a “discussion of the evidence” and
an “explanation of reasoning” for his conclusion sufficient to enable
meaningful judicial review. Id. at 120; see Jones v. Barnhart, 364 F.3d
501, 505 & n. 3 (3d Cir. 2004). The ALJ, of course, need not employ
particular “magic” words: “Burnett does not require the ALJ to use
particular language or adhere to a particular format in conducting his
analysis.” Jones, 364 F.3d at 505.
Diaz v. Comm’r of Soc. Sec., 577 F.3d 500, 504 (3d Cir. 2009).
Thus, in practice, ours is a twofold task. We must evaluate the substance of
the ALJ’s decision under a deferential standard of review, but we must also give that
decision careful scrutiny to ensure that the rationale for the ALJ’s actions is
sufficiently articulated to permit meaningful judicial review.
This principle applies with particular force to legal challenges, like the claim
made here, based upon alleged inadequacies in the articulation of a claimant’s
mental RFC. In Hess v. Comm’r Soc. Sec., 931 F.3d 198, 212 (3d Cir. 2019), the
22
United States Court of Appeals recently addressed the standards of articulation that
apply in this setting. In Hess the court of appeals considered the question of whether
an RFC which limited a claimant to simple tasks adequately addressed moderate
limitations on concentration, persistence, and pace. In addressing the plaintiff’s
argument that the language used by the ALJ to describe the claimant’s mental
limitations was legally insufficient, the court of appeals rejected a per se rule which
would require the ALJ to adhere to a particular format in conducting this analysis.
Instead, framing this issue as a question of adequate articulation of the ALJ’s
rationale, the court held that: “as long as the ALJ offers a ‘valid explanation,’ a
‘simple tasks’ limitation is permitted after a finding that a claimant has ‘moderate’
difficulties in ‘concentration, persistence, or pace.’ ” Hess v. Comm’r Soc. Sec., 931
F.3d 198, 211 (3d Cir. 2019). On this score, the appellate court indicated that an ALJ
offers a valid explanation a mental RFC when the ALJ highlights factors such as
“mental status examinations and reports that revealed that [the claimant] could
function effectively; opinion evidence showing that [the claimant] could do simple
work; and [the claimant]’s activities of daily living, . . . . ” Hess v. Comm’r Soc.
Sec., 931 F.3d 198, 214 (3d Cir. 2019).
In our view, the teachings of the Hess decision are straightforward. In
formulating a mental RFC the ALJ does not need to rely upon any particular form
23
of words. Further, the adequacy of the mental RFC is not gauged in the abstract.
Instead, the evaluation of a claimant’s ability to undertake the mental demands of
the workplace will be viewed in the factual context of the case, and a mental RFC is
sufficient if it is supported by a valid explanation grounded in the evidence.
B. Initial Burdens of Proof, Persuasion, and Articulation for the ALJ
To receive benefits under the Social Security Act by reason of disability, a
claimant must demonstrate an inability to “engage in any substantial gainful activity
by reason of any medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months.” 42 U.S.C. §423(d)(1)(A); see also 20
C.F.R. §404.1505(a). To satisfy this requirement, a claimant must have a severe
physical or mental impairment that makes it impossible to do his or her previous
work or any other substantial gainful activity that exists in the national economy. 42
U.S.C. §423(d)(2)(A); 20 C.F.R. §404.1505(a). To receive benefits under Title II of
the Social Security Act, a claimant must show that he or she contributed to the
insurance program, is under retirement age, and became disabled prior to the date on
which he or she was last insured. 42 U.S.C. §423(a); 20 C.F.R. §404.131(a).
In making this determination at the administrative level, the ALJ follows a
five-step sequential evaluation process. 20 C.F.R. §404.1520(a). Under this process,
24
the ALJ must sequentially determine: (1) whether the claimant is engaged in
substantial gainful activity; (2) whether the claimant has a severe impairment; (3)
whether the claimant’s impairment meets or equals a listed impairment; (4) whether
the claimant is able to do his or her past relevant work; and (5) whether the claimant
is able to do any other work, considering his or her age, education, work experience
and residual functional capacity (“RFC”). 20 C.F.R. §404.1520(a)(4).
Between Steps 3 and 4, the ALJ must also assess a claimant’s residual
functional capacity (RFC). RFC is defined as “that which an individual is still able
to do despite the limitations caused by his or her impairment(s).” Burnett v. Comm’r
of Soc. Sec., 220 F.3d 112, 121 (3d Cir. 2000) (citations omitted); see also 20 C.F.R.
§§404.1520(e), 404.1545(a)(1). In making this assessment, the ALJ considers all of
the claimant’s medically determinable impairments, including any non-severe
impairments identified by the ALJ at step two of his or her analysis. 20 C.F.R.
§404.1545(a)(2).
There is an undeniable medical aspect to an RFC determination, since that
determination entails an assessment of what work the claimant can do given the
physical limitations that the claimant experiences. Yet, when considering the role
and necessity of medical opinion evidence in making this determination, courts have
followed several different paths. Some courts emphasize the importance of medical
25
opinion support for an RFC determination and have suggested that “[r]arely can a
decision be made regarding a claimant’s residual functional capacity without an
assessment from a physician regarding the functional abilities of the claimant.”
Biller v. Acting Comm’r of Soc. Sec., 962 F. Supp. 2d 761, 778–79 (W.D. Pa. 2013)
(quoting Gormont v. Astrue, Civ. No. 11–2145, 2013 WL 791455 at *7 (M.D. Pa.
Mar. 4, 2013)). In other instances, it has been held that: “There is no legal
requirement that a physician have made the particular findings that an ALJ adopts
in the course of determining an RFC.” Titterington v. Barnhart, 174 F. App’x 6, 11
(3d Cir. 2006). Further, courts have held in cases where there is no evidence of any
credible medical opinion supporting a claimant’s allegations of disability that “the
proposition that an ALJ must always base his RFC on a medical opinion from a
physician is misguided.” Cummings v. Colvin, 129 F. Supp. 3d 209, 214–15 (W.D.
Pa. 2015).
These seemingly discordant legal propositions can be reconciled by
evaluation of the factual context of these decisions. Those cases which emphasize
the importance of medical opinion support for an RFC assessment typically arise in
the factual setting where a well-supported medical source has identified limitations
that would support a disability claim, but an ALJ has rejected the medical opinion
which supported a disability determination based upon a lay assessment of other
26
evidence. Biller, 962 F.Supp.2d at 778–79. In this setting, these cases simply restate
the commonplace idea that medical opinions are entitled to careful consideration
when making a disability determination, particularly when those opinions support a
finding of disability. In contrast, when an ALJ is relying upon other evidence, such
as contrasting clinical or opinion evidence or testimony regarding the claimant’s
activities of daily living, to fashion an RFC courts have adopted a more pragmatic
view and have sustained the ALJ’s exercise of independent judgment based upon all
of the facts and evidence. See Titterington v. Barnhart, 174 F. App’x 6, 11 (3d Cir.
2006); Cummings v. Colvin, 129 F. Supp. 3d 209, 214–15 (W.D. Pa. 2015). In either
event, once the ALJ has made this determination, our review of the ALJ’s assessment
of the plaintiff’s RFC is deferential, and that RFC assessment will not be set aside if
it is supported by substantial evidence. Burns v. Barnhart, 312 F.3d 113, 129 (3d
Cir. 2002); see also Metzger v. Berryhill, No. 3:16-CV-1929, 2017 WL 1483328, at
*5 (M.D. Pa. Mar. 29, 2017), report and recommendation adopted sub nom. Metzgar
v. Colvin, No. 3:16-CV-1929, 2017 WL 1479426 (M.D. Pa. Apr. 21, 2017); Rathbun
v. Berryhill, No. 3:17-CV-00301, 2018 WL 1514383, at *6 (M.D. Pa. Mar. 12,
2018), report and recommendation adopted, No. 3:17-CV-301, 2018 WL 1479366
(M.D. Pa. Mar. 27, 2018).
27
At Steps 1 through 4, the claimant bears the initial burden of demonstrating
the existence of a medically determinable impairment that prevents him or her in
engaging in any of his or her past relevant work. Mason, 994 F.2d at 1064. Once this
burden has been met by the claimant, it shifts to the Commissioner at Step 5 to show
that jobs exist in significant number in the national economy that the claimant could
perform that are consistent with the claimant’s age, education, work experience and
RFC. 20 C.F.R. §404.1512(f); Mason, 994 F.2d at 1064.
The ALJ’s disability determination must also meet certain basic substantive
requisites. Most significant among these legal benchmarks is a requirement that the
ALJ adequately explain the legal and factual basis for this disability determination.
Thus, in order to facilitate review of the decision under the substantial evidence
standard, the ALJ’s decision must be accompanied by “a clear and satisfactory
explication of the basis on which it rests.” Cotter v. Harris, 642 F.2d 700, 704 (3d
Cir. 1981). Conflicts in the evidence must be resolved and the ALJ must indicate
which evidence was accepted, which evidence was rejected, and the reasons for
rejecting certain evidence. Id. at 706-07. In addition, “[t]he ALJ must indicate in his
decision which evidence he has rejected and which he is relying on as the basis for
his finding.” Schaudeck v. Comm’r of Soc. Sec., 181 F.3d 429, 433 (3d Cir. 1999).
28
C. Legal Benchmarks for the ALJ’s Assessment of Medical Opinions
The plaintiff filed this disability application following a paradigm shift in the
manner in which medical opinions were evaluated when assessing Social Security
claims. Prior to March 2017, ALJs were required to follow regulations which defined
medical opinions narrowly and created a hierarchy of medical source opinions with
treating sources at the apex of this hierarchy. However, in March of 2017, the
Commissioner’s regulations governing medical opinions changed in a number of
fundamental ways. The range of opinions that ALJs were enjoined to consider were
broadened substantially, and the approach to evaluating opinions was changed from
a hierarchical form of review to a more holistic analysis. As one court as aptly
observed:
The regulations regarding the evaluation of medical evidence have been
amended for claims filed after March 27, 2017, and several of the prior
Social Security Rulings, including SSR 96-2p, have been rescinded.
According to the new regulations, the Commissioner “will no longer
give any specific evidentiary weight to medical opinions; this includes
giving controlling weight to any medical opinion.” Revisions to Rules
Regarding the Evaluation of Medical Evidence (“Revisions to Rules”),
2017 WL 168819, 82 Fed. Reg. 5844, at 5867–68 (Jan. 18, 2017), see
20 C.F.R. §§ 404.1520c(a), 416.920c(a). Instead, the Commissioner
must consider all medical opinions and “evaluate their persuasiveness”
based on the following five factors: supportability; consistency;
relationship with the claimant; specialization; and “other factors.” 20
C.F.R. §§ 404.1520c(a)-(c), 416.920c(a)-(c).
29
Although the new regulations eliminate the perceived hierarchy of
medical sources, deference to specific medical opinions, and assigning
“weight” to a medical opinion, the ALJ must still “articulate how [he
or she] considered the medical opinions” and “how persuasive [he or
she] find[s] all of the medical opinions.” Id. at §§ 404.1520c(a) and
(b)(1), 416.920c(a) and (b)(1). The two “most important factors for
determining the persuasiveness of medical opinions are consistency and
supportability,” which are the “same factors” that formed the
foundation of the treating source rule. Revisions to Rules, 82 Fed. Reg.
5844-01 at 5853.
An ALJ is specifically required to “explain how [he or she] considered
the supportability and consistency factors” for a medical opinion. 20
C.F.R. §§ 404.1520c (b)(2), 416.920c(b)(2). With respect to
“supportability,” the new regulations provide that “[t]he more relevant
the objective medical evidence and supporting explanations presented
by a medical source are to support his or her medical opinion(s) or prior
administrative medical finding(s), the more persuasive the medical
opinions or prior administrative medical finding(s) will be.” Id. at §§
404.1520c(c)(1), 416.920c(c)(1). The regulations provide that with
respect to “consistency,” “[t]he more consistent a medical opinion(s) or
prior administrative medical finding(s) is with the evidence from other
medical sources and nonmedical sources in the claim, the more
persuasive the medical opinion(s) or prior administrative medical
finding(s) will be.” Id. at §§ 404.1520c(c)(2), 416.920c(c)(2).
Under the new regulations an ALJ must consider, but need not
explicitly discuss, the three remaining factors in determining the
persuasiveness of a medical source's opinion. Id. at §§ 404.1520c(b)(2),
416.920c(b)(2). However, where the ALJ has found two or more
medical opinions to be equally well supported and consistent with the
record, but not exactly the same, the ALJ must articulate how he or she
considered those factors contained in paragraphs (c)(3) through (c)(5).
Id. at §§ 404.1520c(b)(3), 416.920c(b)(3).
30
Andrew G. v. Comm'r of Soc. Sec., No. 3:19-CV-0942 (ML), 2020 WL 5848776, at
*5 (N.D.N.Y. Oct. 1, 2020).
Oftentimes, as in this case, an ALJ must evaluate various medical opinions.
Judicial review of this aspect of ALJ decision-making is still guided by several
settled legal tenets. First, when presented with a disputed factual record, it is well-
established that “[t]he ALJ – not treating or examining physicians or State agency
consultants – must make the ultimate disability and RFC determinations.” Chandler
v. Comm’r of Soc. Sec., 667 F.3d 356, 361 (3d Cir. 2011). Thus, when evaluating
medical opinions “the ALJ may choose whom to credit but ‘cannot reject evidence
for no reason or for the wrong reason.’” Morales v. Apfel, 225 F.3d 310, 317 (3d
Cir. 2000) (quoting Mason, 994 F.2d at 1066). Therefore, provided that the decision
is accompanied by an adequate, articulated rationale, it is the province and the duty
of the ALJ to choose which medical opinions and evidence deserve greater weight.
Further, in making this assessment of medical evidence:
An ALJ is [also] entitled generally to credit parts of an opinion without
crediting the entire opinion. See Thackara v. Colvin, No. 1:14–CV–
00158–GBC, 2015 WL 1295956, at *5 (M.D. Pa. Mar. 23, 2015);
Turner v. Colvin, 964 F. Supp. 2d 21, 29 (D.D.C. 2013) (agreeing that
“SSR 96–2p does not prohibit the ALJ from crediting some parts of a
treating source's opinion and rejecting other portions”); Connors v.
Astrue, No. 10–CV–197–PB, 2011 WL 2359055, at *9 (D.N.H. June
10, 2011). It follows that an ALJ can give partial credit to all medical
opinions and can formulate an RFC based on different parts from the
31
different medical opinions. See e.g., Thackara v. Colvin, No. 1:14–CV–
00158–GBC, 2015 WL 1295956, at *5 (M.D. Pa. Mar. 23, 2015).
Durden v. Colvin, 191 F.Supp.3d 429, 455 (M.D. Pa. 2016). Finally, where there is
no evidence of any credible medical opinion supporting a claimant’s allegations of
disability “the proposition that an ALJ must always base his RFC on a medical
opinion from a physician is misguided.” Cummings, 129 F.Supp.3d at 214–15.
D. The ALJ’s Decision is Supported by Substantial Evidence.
In this setting, we are mindful that we are not free to substitute our
independent assessment of the evidence for the ALJ’s determinations. Rather, we
must simply ascertain whether the ALJ’s decision is supported by substantial
evidence, a quantum of proof which is less than a preponderance of the evidence but
more than a mere scintilla, Richardson, 402 U.S. at 401, and “does not mean a large
or considerable amount of evidence, but rather such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.” Pierce, 487 U.S.
at 565. Judged against these deferential standards of review, we find that substantial
evidence supported the decision by the ALJ that Good retained the residual
functional capacity to perform a range of light work in “low stress” jobs requiring
only simple, routine, and repetitive tasks with additional postural and emotional
limitations. Therefore, we will affirm this decision.
32
1. The ALJ’s RFC limiting him to light work accounted for the standing,
walking, and sitting limitations the ALJ found persuasive.
The plaintiff first argues that the ALJ erred in limiting him to just light work
without including any specific standing or walking limitations despite finding the
stand/walk limitations to six hours per day persuasive. He argues that, in failing to
include any standing or walking limitations within the RFC assessment, the ALJ
failed to conduct the requisite function-by-function assessment required by SSR 96-
8p. We disagree.
In fact, the Third Circuit has rejected the argument that simply limiting a
claimant to light work amounts to a failure to define sitting, standing, and walking
limitations in terms of the RFC, but rather found that such a limitation implicitly
addresses these functions. Navas v. Comm'r of Soc. Sec., 289 F. App'x 555, 558 (3d
Cir. 2008) (rejecting a claimant's argument that the ALJ failed to define her sitting,
standing, and walking limitations, stating “by finding that Navas could perform light
work, the ALJ implicitly found that she could work at a job that involves ‘a good
deal of walking or standing,’ or a job that ‘involves sitting most of the time with
some pushing and pulling of arm or leg controls.”). Indeed, this Court has affirmed
decisions even where the ALJ did not discuss a claimant’s ability to sit, stand, or
walk individually. In a similar case, Magistrate Judge Arbuckle explained:
33
Plaintiff argues that the ALJ's RFC assessment is deficient as a matter
of law because it does not include a function-by-function assessment of
Plaintiff's limitations. In particular she argues that, instead of separately
setting out the individual limitations to Plaintiff's ability to sit, stand,
and walk, the ALJ simply cites to the definition of “light” work. (Doc.
13, pp. 5-6). Plaintiff is correct that neither the RFC assessment itself
nor the narrative discussion that follows discusses Plaintiff's ability to
sit, stand, or walk individually. We are not, however, persuaded that
this issue requires remand.
It is well-established that although an ALJ's RFC assessment “must first
identify an individual's functional limitations or restrictions and assess
his or her work-related abilities on a function-by-function basis,” an
ALJ is not required to use particular language or adhere to a particular
format in conducting that analysis. Instead, an ALJ is only required to
provide “sufficient development of the record and explanation of [his
or her] findings to permit meaningful review.” This principle has been
extended to issues like this one, where an ALJ articulated an RFC
assessment in terms of an exertional category without discussing
sitting, standing, or walking separately.
Danielle R. v. Kijakazi, No. 1:22-CV-1446, 2023 WL 6130588, at *8 (M.D. Pa. July
28, 2023), report and recommendation adopted sub nom. Riebling v. Kijakazi, No.
1:22-CV-01446, 2023 WL 6129498 (M.D. Pa. Sept. 19, 2023) (citing Navas, 289 F.
at 558; Johnny R. v. Kijakazi, No. 2:20-CV-12818, 2023 WL 4073960, at *6 (D.N.J.
June 20, 2023) (finding that an ALJ's RFC assessment limiting a claimant to
sedentary work was effectively an assessment that the claimant could sit for up to
six hours in an eight-hour workday, stand/walk for up to two hours in and eight-hour
workday, and lift/carry up to ten pounds)).
34
Here, the ALJ found the medical consensus of opinion that Good could stand
and/or walk for a total of six hours in an eight-hour workday, persuasive. (Tr. 24).
He then concluded that Good could perform light work as defined in 20 CFR
404.1567(b) and 416.967(b), but with some additional postural and environmental
limitations. SSR 83-10 explains, “the full range of light work requires standing or
walking, off and on, for a total of approximately 6 hours of an 8-hour workday.”
Titles II & Xvi: Determining Capability to Do Other Work-the Med.-Vocational
Rules of Appendix 2, SSR 83-10 (S.S.A. 1983). Thus, since the opinion evidence
which the ALJ found persuasive did not include any more extreme or specific sitting,
standing, or walking limitations than what is already included in the light work
limitation, no more was needed here.
Nonetheless, as the defendant points out, the ALJ did discuss the plaintiff’s
ability to sit, stand, and walk throughout the RFC analysis, noting: “All told, the
undersigned has considered the effects of the claimant’s lumbar impairment
combined with some degree of limitation with the bilateral lower extremities, his
obesity, and his breathing issues in lowering the claimant to the light exertional level
and providing postural limitations.” (Tr. 22). Moreover, in discussing the medical
opinion evidence, the ALJ specifically addressed why CRNP Shultz’s more
restrictive sit, stand, and walk limitations were not persuasive, noting: “The
35
undersigned is not persuaded by the standing, walking, and sitting limitations, which
are not consistent with or supported by the objective findings on exam that showed
normal gait, no assistance needed when transferring, no difficulty walking on heels
and toes.” (Tr. 23). More importantly, the opinions which the ALJ did find
persuasive, those of Drs. Kim, Brislow, and Gandhi, all found the plaintiff was
capable of standing and/or walking for a total of six hours in an eight-hour workday,
(Tr. 99, 117, 705) – limitations which are fully compatible and “implicitly
addressed” in a light work RFC. There was no error here.
2. The ALJ’s Assessment of Good’s Mental Impairment Complied with
Hess.
The plaintiff also argues that the ALJ erred in evaluating his mental
impairment. Specifically, the plaintiff avers that the ALJ’s limitation to simple,
routine, and repetitive tasks and unskilled work with SVP 2 did not encompass the
one-to-two step limitation or “very short simple instructions” limitations opined by
Dr. Rattan or the moderate limitation in ability to carry out detailed instructions
opined by Dr. Long.
As explained above, “[t]he ALJ – not treating or examining physicians or
State agency consultants – must make the ultimate disability and RFC
determinations.” Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 361 (3d Cir. 2011).
36
Moreover, [a]n ALJ is [also] entitled generally to credit parts of an opinion without
crediting the entire opinion.” Durden, 191 F. Supp. 3d at 455. Thus, at the outset,
while the ALJ found the opinions of Drs. Rattan and Long persuasive, he was
entitled to incorporate parts of their opinions in the RFC without adopting each and
every limitation.
Furthermore, Good’s challenge to this decision based upon alleged
inconsistencies between the opinions of Dr. Rattan and Dr. Long fails when it is
viewed through the pragmatic analytical lens prescribed by the Court of Appeals in
Hess. The plaintiff focuses on Dr. Rattan’s narrative notes accompanying the mental
RFC assessment which state that Good is able to meet the basic mental demands to
complete 1-2 step tasks on a sustained basis and that he is able to carry out very short
and simple instructions. The plaintiff argues first that, despite finding the opinion of
Dr. Rattan persuasive, the RFC adopted by the ALJ is inconsistent with this narrative
assessment because a limitation to simple, routine, and repetitive tasks is not the
same as “short instructions” are not the same as “simple instructions.” Nonetheless,
viewed as a whole, Dr. Rattan’s RFC assessment is generally consistent with the
RFC assessment. For example, Dr. Rattan found Good was moderately limited in his
ability to understand and remember detailed instructions, but explained that “the
claimant can understand, retain, and follow simple instructions and perform simple,
37
routine, repetitive tasks in a stable environment.” (Tr. 101). Moreover, despite the
narrative explanation stating “the claimant is able to carry out very short and simple
instructions,” Dr. Rattan also opined that Good was not significantly limited in
carrying out even detailed instructions, and was only moderately limited in any area
of sustained concentration and persistence.
Dr. Long opined that Good was moderately limited in his ability to carry out
detailed instructions but confirmed that Good retained the ability to “understand,
retain, and follow simple instructions” and to “perform simple, routine, repetitive
tasks in a stable environment,” restrictions which are largely congruent with the
RFC. Therefore, given this opinion evidence a simple tasks RFC is entirely
consistent with the teaching of Hess, that “as long as the ALJ offers a ‘valid
explanation,’ a ‘simple tasks’ limitation is permitted after a finding that a claimant
has ‘moderate’ difficulties in ‘concentration, persistence, or pace.’” Hess v. Comm’r
Soc. Sec., 931 F.3d 198, 211 (3d Cir. 2019).
Here, the ALJ provided a valid explanation for this RFC, which limited Good
to work which would take no more than 30 days of training to learn with a specific
vocational preparation level of two (SVP2), which are generally classified as
unskilled; require him only to understand, remember and carry out simple
instructions; perform simple, routine and repetitive tasks; and which are “low stress”
38
in that they would involve only occasional, simple decision making and only
occasional, gradual changes in the work duties and work setting. These detailed
restrictions incorporated the opinions which the ALJ found to be most persuasive,
when viewed in a pragmatic lens considering Good’s treatment history and reported
activities of daily living. As the ALJ explained:
The undersigned finds these opinions persuasive, as they are consistent
with the overall medical evidence of record, including the reported
history of special education, the essential lack of mental health
treatment and psychiatric complaints, and his employment history
indicating that when he was working, other than taking some extra time
to learn the jobs, he did not require any assistance to perform his work,
which ranged largely from semi-skilled to skilled work, as discussed.
The undersigned finds these opinions are supported by the consultative
mental status exam findings showing difficulty with focus, a mild
impairment with memory, and the reported learning delays, as well as
his symptoms of irritability and frustration due to his back pain
preventing him from working. However, the claimant was noted to be
cooperative, related fairly, was well groomed, with normal behaviors
and fair insight and judgement, as discussed. In consideration of all the
evidence of record, including the observations from the consultative
evaluation, the undersigned finds the claimant would be limited to
performing unskilled work within the above parameters, but notes that
the record does not support finding that the claimant would require any
greater limitations than included above, or support finding that she
would have any more than mild to moderate limitations under the
paragraph B criteria.
(Tr. 25).
Thus, to the extent the plaintiff argues the ALJ was required to more
specifically discuss Dr. Rattan’s mention of one-to-two step tasks, the ALJ explained
39
that “the record does not support finding that the claimant would require any greater
limitations than included above, or support finding that she would have any more
than mild to moderate limitations under the paragraph B criteria.” (Id.) Under the
pragmatic standard of Hess, the ALJ adequately explained how the RFC adequately
accounted for any moderate limitations opined by these experts. Furthermore, when
read in a commonsense fashion, the RFC is fully supported by the evidence relating
to Good’s treatment history and reported activities of daily living. Moreover, the
RFC is largely congruent with the expert opinions that the ALJ found to be
persuasive, as he adopted the “paragraph B” limitations on which these experts all
concurred. Therefore, when viewed through the pragmatic and holistic lens
mandated by the court of appeals in Hess this argument fails.
In closing, the ALJ’s assessment of the evidence in this case complied with
the dictates of the law and was supported by substantial evidence. This is all that the
law requires, and all that a claimant can demand in a disability proceeding. Thus,
notwithstanding the argument that this evidence might have been viewed in a way
which would have also supported a different finding, we are obliged to affirm this
ruling once we find that it is “supported by substantial evidence, ‘even [where] this
court acting de novo might have reached a different conclusion.’” Monsour Med.
Ctr. v. Heckler, 806 F.2d 1185, 1190–91 (3d Cir. 1986) (quoting Hunter Douglas,
40
Inc. v. NLRB, 804 F.2d 808, 812 (3d Cir. 1986)). Accordingly, under the deferential
standard of review that applies to appeals of Social Security disability
determinations, we find that substantial evidence supported the ALJ’s evaluation of
this case and affirm the decision of the Commissioner.
IV. Conclusion
Accordingly, for the foregoing reasons, the final decision of the
Commissioner denying these claims will be AFFIRMED.
An appropriate order follows.
s/ Martin C. Carlson
Martin C. Carlson
United States Magistrate Judge
DATED: August 28, 2025
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