Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JERRY FRANCIS VAIL, : Civil No. 4:24-CV-1873
:
Plaintiff, :
:
v. : (Magistrate Judge Carlson)
:
LELAND DUDEK, :
Acting Commissioner of Social Security1 :
:
Defendant. :
MEMORANDUM OPINION
I. Introduction
Administrative Law Judges (ALJs) make disability determinations using a
five-step sequential analysis which first establishes a residual functional capacity
(RFC) for a claimant and then determines whether an individual with the claimant’s
same age, education, and RFC could perform either their past work or any work that
exists in significant numbers in the national economy. ALJs use a number of tools
and experts to aid in this determination, including vocational experts (VEs) whose
1Leland Dudek became the Acting Commissioner of Social Security on February 16,
2025. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Leland Dudek
should be substituted for the previously named defendant in this suit. No further
action need be taken to continue this suit by reason of the last sentence of section
205(g) of the Social Security Act, 42 U.S.C. § 405(g).
1
testimony often informs and supports the decision of the ALJ as to whether any jobs
exist which the claimant could perform. Indeed, “vocational expert testimony may
provide substantial evidence to support an ALJ’s finding at Step 5.” Evans v.
Kijakazi, No. 1:21-CV-00554, 2023 WL 2761125, at *8 (M.D. Pa. Apr. 3, 2023)
(citing Zirnsak v. Colvin, 777 F.3d 607, 616 (3d Cir. 2014) (“The Commissioner can
also rely on testimony from a VE to meet its step-five evidentiary burden”)). But it
is also axiomatic that an ALJ must address and resolve any material ambiguities and
inconsistencies between vocational expert testimony, the Dictionary of Occupational
Titles (DOT), the reference work upon which the expert relies upon when rendering
an opinion, and the ALJ’s decision, or remand may be appropriate. See Boone v.
Barnhart, 353 F.3d 203, 209 (3d Cir. 2003); Smith v. Astrue, 961 F. Supp. 2d 620,
658 (D. Del. 2013); Williams v. Barnhart, 424 F. Supp. 2d 796, 802 (E.D. Pa. 2006).
So it is here. The plaintiff, Jerry Vail, applied for disability benefits, citing a
number of emotional and physical impairments, including the partial amputation of
his left thumb, fore finger and middle finger in a childhood explosives accident. At
the disability hearing conducted in this case, the ALJ asked the vocational expert if
there were jobs that a person with Vail’s impairments could perform in the national
economy that entailed no more than occasional left nondominant hand fingering and
frequent left nondominant handling. (Tr. 58). The Vocational Expert’s response was
2
initially unequivocal: The VE stated that there were no jobs that a person with Vail’s
impairments could perform, explaining that “the reason for that is because of the
occasional fingering with the nondominant left upper extremity.” (Tr. 59). Thus, the
VE’s testimony initially appeared to deem this limitation on fingering to be work
preclusive for a person who experienced Vail’s constellation of impairments.
What followed was confusion. Having declared, based upon these fingering
limitations, that a person with Vail’s impairments could not perform any work, the
VE then testified that if an individual could use both hands frequently to handle
materials there were a few jobs that individual could perform, including mail sorter
and office helper. (Id.) Neither the Vocational Expert, nor the ALJ, satisfactorily
explained this inconsistency between the VE’s testimony that fingering limitations
were work preclusive and the statement that jobs existed which a person with
bilateral handling ability could perform. Instead, they engaged in a brief and
enigmatic colloquy which seemed to conflate fingering and handling.
Based upon this ambiguous exchange, the ALJ crafted an RFC for Vail which
stated that he “is limited to frequent handling with the left nondominant hand, and
occasional left nondominant fingering, with no limitations to the right dominant
hand for handling or fingering.” (Tr. 28). Thus, the ALJ’s RFC seemingly
incorporated what the VE testified would be a work preclusive fingering limitation.
3
Moreover, although the VE testified that the fingering limitations on Vail’s
nondominant hand would preclude work, two of the occupations identified by the
VE and cited by the ALJ as work Vail could perform—mail sorter and office
helper—called for frequent fingering, something that Vail could not do with his left
hand due to the multiple digit amputations he suffered.
In our view, the ALJ’s failure to address these ambiguities and inconsistencies
results in a decision which cannot be sustained when viewed pragmatically in light
of economic realities. Accordingly, for the reasons set forth below, we will remand
this case for further consideration by the Commissioner.
II. Statement of Facts and of the Case
On November 29, 2021, Vail filed an application for disability insurance
benefits pursuant to Title II of the Social Security Act, alleging disability beginning
June 1, 2021. (Tr. 18). Vail alleged that he was disabled due to the combined effects
of a cascading array of physical and emotional impairments, including status post
remote left hand first to third digit amputations; post-traumatic stress disorder
(PTSD); social anxiety disorder; anxiety disorder; depressive disorder; and a mood
disorder. (Tr. 21). Vail was born on July 10, 1994, and was twenty-seven years old
on his date last insured, which is defined as a younger individual under the Social
Security guidelines. (Tr. 35). He had a high school education. (Id.)
4
With respect to Vail’s physical limitations, the plaintiff reported that he
suffered the amputation of three digits on his left hand during a childhood explosives
accident when a quarter stick of dynamite that he was holding ignited. (Tr. 48). As
a result, he suffered “ the amputation of the left distal thumb, 2nd, and 3rd digits.”
(Tr. 23). Vail reported that she experienced a poor grip, numbness, limpness and
periodic pain in his left hand due to these multiple amputations, (Tr. 55-57), although
a consultative examiner reached somewhat more benign findings while confirming
that Vail had lost three digits on his left hand. (Tr. 322-39).
On May 2, 2023, an ALJ conducted a hearing in Vail’s case. (Tr. 41-63).
During this hearing Vail and a Vocational Expert testified. (Id.) The Vocational
Expert’s testimony, which was designed to provide a logical bridge between Vail’s
impairments and his ability to work, was riddled with inconsistencies and
ambiguities.
At the outset, the ALJ posed a hypothetical to the Vocational Exert which
asked the VE to:
Assume if you will we are dealing with an individual of the same age,
education, and past work experience as the Claimant. Assume further
that . . . [t]here should be no more than occasional left nondominant
fingering and frequent left nondominant handling [along with limitation
to unskilled work entailing simple and repetitive tasks in a low stress
environment with few workplace changes and no interaction with the
public.]
5
(Tr. 58-59).2
Given these assumptions, the ALJ asked whether a person with these
limitations could perform work that existed in the national economy. (Tr. 59). The
Vocational Expert’s initial response was unequivocal: The VE stated that there were
no jobs that a person with this combination of impairments could perform,
explaining that “the reason for that is because of the occasional fingering with the
nondominant left upper extremity.” (Tr. 59).
Having apparently testified that, for persons who suffered from impairments
like Vail’s, a limitation to occasional left hand fingering was work preclusive, the
VE then provided additional testimony which only compounded the confusion and
ambiguity regarding Vail’s ability to work. In response to a follow up question, the
expert stated that, if a worker could frequently handle articles with both hands, that
person could work as a mail sorter or office helper. (Tr. 59). However, the
Vocational Expert did not reconcile this testimony with her earlier statement that left
handed fingering impairments precluded all work. This was a puzzling omission
since, under the Dictionary of Occupational Titles, both of these jobs required
2 The ALJ posed this question to the VE in two forms, asking about the ability of a
person to perform light work with these impairments, or work at all exertional levels.
The VE stated that her opinions remained unchanged regardless of the exertional
level of the work. (Tr. 58-60).
6
frequent fingering, something that the ALJ’s hypothetical indicated Vail could not
do with his left hand. Moreover, when invited to try to reconcile these seemingly
irreconcilable averments with the Dictionary of Occupational Titles, the following
enigmatic exchange took place between the ALJ and VE:
Q. Are there any other variations to the DOT in the Hypotheticals .
. . I haven’t listed?
A. There are manipulative functions between fingering and
handling the nondominant and dominant upper extremities as were
distinguished in the DOT.
Q. Okay, they’re spoken of glibly as well? They lump them
altogether?
A. Yes, your Honor. Yes, your Honor.
(Tr. 61).
On this completely enigmatic note, the Vocational Expert’s testimony
concluded.
Following his hearing, on January 30, 2024, the ALJ entered a decision
denying Vail’s application for benefits. (Tr. 14-36). In that decision, the ALJ first
concluded that the plaintiff met the insured requirements of the Act through June
2022, and had not engaged in substantial gainful activity since June 1, 2021, the
alleged onset date. (Tr. 21). At Step 2 of the sequential analysis that governs Social
Security cases, the ALJ found that Vail had the following severe impairments: status
7
post remote left hand first to third digit amputations; post-traumatic stress disorder
(PTSD); social anxiety disorder; anxiety disorder; depressive disorder; and a mood
disorder. (Id.) At Step 3, the ALJ determined that Vail did not have an impairment
or combination of impairments that met or medically equaled the severity of one of
the disability listing impairments. (Tr. 24-28).
Having made these findings, between Steps 3 and 4, the ALJ then fashioned
the following residual functional capacity (“RFC”) for the plaintiff:
After careful consideration of the entire record, the undersigned finds
that, through the date last insured, the claimant had the residual
functional capacity to perform light work as defined in 20 CFR
404.1567(b) with the following limitations: No more than occasional
climbing of stairs and ramps, but no climbing of ladders, ropes, or
scaffolds. Further he is limited to frequent handling with the left
nondominant hand, and occasional left nondominant fingering, with no
limitations to the right dominant hand for handling or fingering. Also
he must avoid concentrated levels of temperature extremes, humidity
and hazards, defined as heights. Further he is limited to unskilled work
activity as defined in the Dictionary of Occupational Titles (DOT),
which is limited to simple routine repetitive tasks, that is low stress,
defined as only occasional decision making required and only
occasional changes in the work setting, with no interaction with the
public.
(Tr. 28) (emphasis added). Thus, this RFC embraced a limitation to occasional left
nondominant fingering, a limitation that the VE seemed to testify precluded any
employment. The ALJ then found that, while Vail could not return to his prior work,
he could perform the jobs of mail sorter and office helper. (Tr. 36). In reaching this
8
conclusion the ALJ neglected to mention that both of these jobs required frequent
fingering according to the Dictionary of Occupational Titles. This anomaly remained
unacknowledged and unaddressed in the ALJ’s decision.
The ALJ found at Step 5 that there were other jobs that existed in significant
numbers in the national economy which Vail could perform and denied this claim.
(Tr. 36). This appeal followed. (Doc. 1). On appeal, Vail argues, inter alia, that the
ALJ failed to account for meaningful ambiguities and inconsistencies in the
testimony of the vocational expert with regard to the occupations an individual with
Vail’s RFC could perform.
We agree. Accordingly, we will remand this case for further consideration by
the Commissioner.
III. Discussion
A. Initial Burdens of Proof, Persuasion, and Articulation for the ALJ.
To receive benefits under the Social Security Act by reason of disability, a
claimant must demonstrate an inability to “engage in any substantial gainful activity
by reason of any medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months.” 42 U.S.C. §423(d)(1)(A); see also 20
C.F.R. §404.1505(a). To satisfy this requirement, a claimant must have a severe
9
physical or mental impairment that makes it impossible to do his or her previous
work or any other substantial gainful activity that exists in the national economy. 42
U.S.C. §423(d)(2)(A); 20 C.F.R. §404.1505(a). To receive benefits under Title II of
the Social Security Act, a claimant must show that he or she contributed to the
insurance program, is under retirement age, and became disabled prior to the date on
which he or she was last insured. 42 U.S.C. §423(a); 20 C.F.R. §404.131(a).
In making this determination at the administrative level, the ALJ follows a
five-step sequential evaluation process. 20 C.F.R. §404.1520(a). Under this process,
the ALJ must sequentially determine: (1) whether the claimant is engaged in
substantial gainful activity; (2) whether the claimant has a severe impairment; (3)
whether the claimant’s impairment meets or equals a listed impairment; (4) whether
the claimant is able to do his or her past relevant work; and (5) whether the claimant
is able to do any other work, considering his or her age, education, work experience
and residual functional capacity (“RFC”). 20 C.F.R. §404.1520(a)(4).
Between Steps 3 and 4, the ALJ must also assess a claimant’s residual
functional capacity (RFC). RFC is defined as “that which an individual is still able
to do despite the limitations caused by his or her impairment(s).” Burnett v. Comm’r
of Soc. Sec., 220 F.3d 112, 121 (3d Cir. 2000) (citations omitted); see also 20 C.F.R.
§§404.1520(e), 404.1545(a)(1). In making this assessment, the ALJ considers all of
10
the claimant’s medically determinable impairments, including any non-severe
impairments identified by the ALJ at step two of his or her analysis. 20 C.F.R.
§404.1545(a)(2).
At Steps 1 through 4, the claimant bears the initial burden of demonstrating
the existence of a medically determinable impairment that prevents him or her in
engaging in any of his or her past relevant work. Mason, 994 F.2d at 1064. Once this
burden has been met by the claimant, it shifts to the Commissioner at Step 5 to show
that jobs exist in significant number in the national economy that the claimant could
perform that are consistent with the claimant’s age, education, work experience and
RFC. 20 C.F.R. §404.1512(f); Mason, 994 F.2d at 1064.
The ALJ’s disability determination must also meet certain basic substantive
requisites. Most significant among these legal benchmarks is a requirement that the
ALJ adequately explain the legal and factual basis for this disability determination.
Thus, in order to facilitate review of the decision under the substantial evidence
standard, the ALJ's decision must be accompanied by “a clear and satisfactory
explication of the basis on which it rests.” Cotter v. Harris, 642 F.2d 700, 704 (3d
Cir. 1981). Conflicts in the evidence must be resolved and the ALJ must indicate
which evidence was accepted, which evidence was rejected, and the reasons for
rejecting certain evidence. Id. at 706-07. In addition, “[t]he ALJ must indicate in his
11
decision which evidence he has rejected and which he is relying on as the basis for
his finding.” Schaudeck v. Comm’r of Soc. Sec., 181 F.3d 429, 433 (3d Cir. 1999).
B. The Role of the Vocational Expert and Dictionary of Occupational
Titles in Disability Analysis.
Oftentimes, as in this case, an ALJ turns to the testimony of a vocational
expert based upon data drawn from the Dictionary of Occupational Titles to carry
the Commissioner’s burden at Step 5 to show that jobs exist in significant number
in the national economy that the claimant can perform consistent her age, education,
work experience and RFC. In this setting:
Testimony of vocational experts in disability determination
proceedings typically includes, and often centers upon, one or more
hypothetical questions posed by the ALJ to the vocational expert. The
ALJ will normally ask the expert whether, given certain assumptions
about the claimant's physical capability, the claimant can perform
certain types of jobs, and the extent to which such jobs exist in the
national economy.
Rutherford v. Barnhart, 399 F.3d 546, 553 (3d Cir. 2005). When opining on this
question, the vocational expert, in turn, “will generally consult the Dictionary of
Occupational Titles (DOT), a publication of the United States Department of Labor
that contains descriptions of the requirements for thousands of jobs that exist in the
national economy, in order to determine whether any jobs exist that a claimant can
perform.” Burns v. Barnhart, 312 F.3d 113, 119 (3d Cir. 2002).
12
The evidentiary value of this vocational expert testimony and reliance upon
the Dictionary of Occupational Titles to carry the Commissioner’s Step 5 burden of
proof is directly a function of how accurately that testimony reflects economic
reality. Recognizing this fact, the Dictionary of Occupational Titles catalogues a
compendium of job titles, describing the responsibilities of myriad tasks, and
assessing the physical, exertional, learning and language requirements for each of
these jobs. And the purpose of the hypothetical questioning of the vocational expert
is to reconcile the limitations in a claimant’s RFC with the requirements of the jobs
as described by the DOT. On this score, “vocational expert testimony may provide
substantial evidence to support an ALJ's findings at Step 5.” Evans v. Kijakazi, No.
1:21-CV-00554, 2023 WL 2761125, at *8 (M.D. Pa. Apr. 3, 2023) (citing Zirnsak,
777 F.3d at 616) (“The Commissioner can also rely on testimony from a VE to meet
its step-five evidentiary burden”). But “[a] vocational expert's testimony is not
substantial evidence if the ALJ did not include in the hypothetical to the vocational
expert all the claimant's credibly established impairments,” McMahon v. Kijakazi,
No. 1:20-CV-01320, 2022 WL 801505, at *4 (M.D. Pa. Mar. 15, 2022), and “[w]hile
the ALJ may proffer a variety of assumptions to the expert, the vocational expert's
testimony concerning a claimant's ability to perform alternative employment may
only be considered for purposes of determining disability if the question accurately
13
portrays the claimant's individual physical and mental impairments.” Podedworny
v. Harris, 745 F.2d 210, 218 (3d Cir. 1984).
Moreover, it is also well-settled that an ALJ may not allow inconsistencies
between a claimant’s actual skills, a vocational expert’s testimony, and the criteria
set forth in the Dictionary of Occupational Titles to go unaddressed and unresolved.
Thus, the Third Circuit has long held that:
To ensure consistency, courts have imposed an obligation on ALJs to
“[i]dentify and obtain a reasonable explanation for any conflicts
between occupational evidence provided by VEs ... and information in
the [DOT].” Id. at *1; Rutherford, 399 F.3d at 556. Specifically, an ALJ
is required to (1) ask, on the record, whether the VE's testimony is
consistent with the DOT, (2) “elicit a reasonable explanation” where an
inconsistency does appear, and (3) explain in its decision “how the
conflict was resolved.” Burns v. Barnhart, 312 F.3d 113, 127 (3d
Cir.2002). An ALJ's failure to comply with these requirements may
warrant remand in a particular case. Rutherford, 399 F.3d at 557.
Zirnsak, 777 F.3d at 617. Similarly, a remand is necessary if there are material
ambiguities in the Vocational Expert's testimony that are not adequately addressed
and resolved by the ALJ. Smith v. Astrue, 961 F. Supp. 2d 620, 658 (D. Del. 2013);
Williams v. Barnhart, 424 F. Supp. 2d 796, 802 (E.D. Pa. 2006).
C. Substantial Evidence Review – the Role of this Court.
When reviewing the Commissioner’s final decision denying a claimant’s
application for benefits, this Court’s review is limited to the question of whether the
14
findings of the final decision-maker are supported by substantial evidence in the
record. See 42 U.S.C. §405(g); Johnson v. Comm’r of Soc. Sec., 529 F.3d 198, 200
(3d Cir. 2008); Ficca v. Astrue, 901 F. Supp.2d 533, 536 (M.D. Pa. 2012).
Substantial evidence “does not mean a large or considerable amount of evidence, but
rather such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Pierce v. Underwood, 487 U.S. 552, 565 (1988). Substantial
evidence is less than a preponderance of the evidence but more than a mere scintilla.
Richardson v. Perales, 402 U.S. 389, 401 (1971). A single piece of evidence is not
substantial evidence if the ALJ ignores countervailing evidence or fails to resolve a
conflict created by the evidence. Mason v. Shalala, 994 F.2d 1058, 1064 (3d Cir.
1993). But in an adequately developed factual record, substantial evidence may be
“something less than the weight of the evidence, and the possibility of drawing two
inconsistent conclusions from the evidence does not prevent [the ALJ’s decision]
from being supported by substantial evidence.” Consolo v. Fed. Maritime Comm’n,
383 U.S. 607, 620 (1966). “In determining if the Commissioner’s decision is
supported by substantial evidence the court must scrutinize the record as a whole.”
Leslie v. Barnhart, 304 F. Supp.2d 623, 627 (M.D. Pa. 2003).
The Supreme Court has recently underscored for us the limited scope of our
review in this field, noting that:
15
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency
factfinding. T-Mobile South, LLC v. Roswell, 574 U.S. ––––, ––––,
135 S.Ct. 808, 815, 190 L.Ed.2d 679 (2015). Under the substantial-
evidence standard, a court looks to an existing administrative record
and asks whether it contains “sufficien[t] evidence” to support the
agency's factual determinations. Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938) (emphasis
deleted). And whatever the meaning of “substantial” in other contexts,
the threshold for such evidentiary sufficiency is not high. Substantial
evidence, this Court has said, is “more than a mere scintilla.” Ibid.; see,
e.g., Perales, 402 U.S. at 401, 91 S.Ct. 1420 (internal quotation marks
omitted). It means—and means only—“such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.”
Consolidated Edison, 305 U.S. at 229, 59 S.Ct. 206. See Dickinson v.
Zurko, 527 U.S. 150, 153, 119 S.Ct. 1816, 144 L.Ed.2d 143 (1999)
(comparing the substantial-evidence standard to the deferential clearly-
erroneous standard).
Biestek, 139 S. Ct. at 1154.
The question before this Court, therefore, is not whether the claimant is
disabled, but rather whether the Commissioner’s finding that he is not disabled is
supported by substantial evidence and was reached based upon a correct application
of the relevant law. See Arnold v. Colvin, No. 3:12-CV-02417, 2014 WL 940205,
at *1 (M.D. Pa. Mar. 11, 2014) (“[I]t has been held that an ALJ’s errors of law denote
a lack of substantial evidence”) (alterations omitted); Burton v. Schweiker, 512 F.
Supp. 913, 914 (W.D. Pa. 1981) (“The Secretary’s determination as to the status of
a claim requires the correct application of the law to the facts.”); see also Wright v.
16
Sullivan, 900 F.2d 675, 678 (3d Cir. 1990) (noting that the scope of review on legal
matters is plenary); Ficca, 901 F. Supp.2d at 536 (“[T]he court has plenary review
of all legal issues . . . .”).
Several fundamental legal propositions which flow from this standard of
review. First, when conducting this review “we are mindful that we must not
substitute our own judgment for that of the fact finder.” Zirnsak v. Colvin, 777 F.3d
607, 611 (3d Cir. 2014) (citing Rutherford v. Barnhart, 399 F.3d 546, 552 (3d Cir.
2005)). Thus, we are enjoined to refrain from trying to re-weigh the evidence.
However, we must also ascertain whether the ALJ’s decision meets the burden of
articulation demanded by the courts to enable informed judicial review. Simply put,
“this Court requires the ALJ to set forth the reasons for his decision.” Burnett v.
Comm'r of Soc. Sec. Admin., 220 F.3d 112, 119 (3d Cir. 2000). As the Court of
Appeals has noted on this score:
In Burnett, we held that an ALJ must clearly set forth the reasons for
his decision. 220 F.3d at 119. Conclusory statements . . . are
insufficient. The ALJ must provide a “discussion of the evidence” and
an “explanation of reasoning” for his conclusion sufficient to enable
meaningful judicial review. Id. at 120; see Jones v. Barnhart, 364 F.3d
501, 505 & n. 3 (3d Cir.2004). The ALJ, of course, need not employ
particular “magic” words: “Burnett does not require the ALJ to use
particular language or adhere to a particular format in conducting his
analysis.” Jones, 364 F.3d at 505.
Diaz v. Comm'r of Soc. Sec., 577 F.3d 500, 504 (3d Cir. 2009).
17
Thus, in practice ours is a twofold task. We must evaluate the substance of the
ALJ’s decision under a deferential standard of review, but we must also give that
decision careful scrutiny to ensure that the rationale for the ALJ’s actions is
sufficiently articulated to permit meaningful judicial review.
This principle applies with particular force to ALJ decisions, like the ruling in
this case, which rest upon unresolved inconsistencies between a vocational expert’s
testimony and the skill requirements prescribed by the Dictionary of Occupational
Titles. When such inconsistencies exist, it is incumbent upon the ALJ to: (1) identify
the inconsistency; (2) address the inconsistency with the vocational expert; and (3)
resolve the inconsistency in the ALJ’s decision. The failure to do so often compels
a remand. Zirnsak, 777 F.3d at 617.
D. This Case Will Be Remanded for Further Consideration of the
Inconsistencies and Ambiguities in the Vocational Expert’s
Testimony.
As we have noted, the ALJ’s decision in this case rests upon both ambiguities
regarding precisely which occupations the vocational expert testified the plaintiff
can perform despite his impairments and inconsistencies between the identified
occupations, the RFC fashioned by the ALJ, and the Dictionary of Occupational
Titles. Since the ALJ failed to address and resolve these material ambiguities and
18
inconsistencies, the ALJ’s reliance upon the VE’s inherently ambiguous testimony
is not supported by substantial evidence in this case.
In this regard we are presented with a stubborn, but immutable fact. When the
Vocational Expert was asked if someone whose impairments matched Vail’s could
perform light work that was limited to occasional left-hand fingering, the VE said
no and explained that “the reason for that is because of the occasional fingering with
the nondominant left upper extremity.” (Tr. 59).
The Vocational Expert’s subsequent testimony then simply compounded the
confusion and uncertainty regarding this important issue. For example, the fact that
the VE stated that the jobs of mail sorter and office helper could be performed by
someone who could engage in frequent bilateral handling, sheds no light on the
extent to which Vail’s limitations on fingering with his left hand precludes
employment. Instead, this testimony seems to conflate fingering and handling. Yet,
it is clear that Social Security rulings distinguish between these functions and note
that restrictions on fingering can be particularly important in cases involving
workers like Vail who are limited to light work. As the Commissioner has explained:
Reaching, handling, fingering, and feeling require progressively finer
usage of the upper extremities to perform work-related activities.
Reaching (extending the hands and arms in any direction) and handling
(seizing, holding, grasping, turning or otherwise working primarily
with the whole hand or hands) are activities required in almost all jobs.
19
Significant limitations of reaching or handling, therefore, may
eliminate a large number of occupations a person could otherwise do.
Varying degrees of limitations would have different effects, and the
assistance of a VS may be needed to determine the effects of the
limitations. “Fingering” involves picking, pinching, or otherwise
working primarily with the fingers. It is needed to perform most
unskilled sedentary jobs and to perform certain skilled and semiskilled
jobs at all levels of exertion. As a general rule, limitations of fine
manual dexterity have greater adjudicative significance--in terms of
relative numbers of jobs in which the function is required--as the
person's exertional RFC decreases. Thus, loss of fine manual dexterity
narrows the sedentary and light ranges of work much more than it does
the medium, heavy, and very heavy ranges of work.
Titles II & XVI: Capability to Do Other Work-The Medical-Vocational Rules As A
Framework for Evaluating Solely Nonexertional Impairments, SSR 85-15 1985 WL
56857 at 7 (S.S.A. 1985). Accordingly, the VE’s failure to directly address these
distinctions between fingering and handling was error, and prejudicial error in this
case given the otherwise restrictive light work RFC fashioned by the ALJ.
The VE’s selection of representative jobs that Vail could perform further
highlighted these ambiguities and inconsistencies. In this decision, the ALJ relied
upon the Vocational Expert’s testimony to conclude that Vail could work as a mail
sorter and office helper. (Tr. 36). Yet, the definition of these jobs in the Dictionary
of Occupational Titles stated that both jobs required frequent fingering, something
that ALJ recognized was not possible given Vail’s left finger amputations. See
20
209.687-026 Mail Clerk, DICOT 209.687-026, 1995 WL 671813; 239.567-010
Office Helper, DICOT 239.567-010, 1995 WL 672232.
For its part, the Commissioner contends that these cascading uncertainties
were remedied by the following exchange between the ALJ and VE:
Q. Are there any other variations to the DOT in the Hypotheticals .
. . I haven’t listed?
A. There are manipulative functions between fingering and
handling the nondominant and dominant upper extremities as were
distinguished in the DOT.
Q. Okay, they’re spoken of glibly as well? They lump them
altogether?
A. Yes, your Honor. Yes, your Honor.
(Tr. 61).
We disagree. In candor, we cannot discern what the VE meant by this
testimony and are unsure what the ALJ intended to convey when she stated that
fingering and handling are spoken of glibly and lumped together. In any event, it is
evident that these manipulative functions are not properly lumped together but rather
must be independently evaluated and assessed since they can significantly erode the
ability of a claimant to perform light or sedentary work. Here, to the extent that this
separate analysis took place, the VE testified that a limitation to occasional left
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handed fingering prevented employment stating, “the reason for that is because of
the occasional fingering with the nondominant left upper extremity.” (Tr. 59).
Thus, we are presented with an administrative record that discloses a
cascading array of unresolved conflicts between a vocational expert's testimony and
the ALJ's findings, which is unexplained and unacknowledged by either the expert
or the ALJ. Boone, 353 F.3d at 209; Minichino, 955 F.Supp.2d at 380. Further, in
this case there are material ambiguities in the Vocational Expert's testimony that are
not adequately addressed and resolved by the ALJ. Smith, 961 F.Supp.2d at 658;
Williams, 424 F.Supp.2d at 802. These factors strongly suggest the need for further
consideration and clarification regarding how the fingering limitations incorporated
into Vail’s RFC may erode his employment prospects.
Simply put, more is needed here. It is axiomatic that the ALJ's decision must
be accompanied by “a clear and satisfactory explication of the basis on which it
rests.” Cotter, 642 F.2d at 704. This means that there must be a logical nexus between
the ALJ's factual findings and legal conclusion. That logical bridge is missing here.
On the current record, where the hypothetical questioning of the Vocational Expert
by the ALJ was inconsistent with the DOT, was fatally ambiguous and suggested
that Vail’s left hand fingering impairments precluded all work, the ALJ's burden of
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articulation is not met. Therefore, this matter will be remanded for further
consideration by the Commissioner.
Yet, while we reach this result, we note that nothing in this Memorandum
Opinion should be deemed as expressing a judgment on what the ultimate outcome
of any reassessment of this evidence should be. Rather, this task should remain the
duty and province of the ALJ on remand. Further, having found that a remand is
justified on these grounds, we have not addressed any other claimed errors because
the ALJ may in the first instance address them upon remand. See McMillan v.
Comm'r of Soc. Sec., No. 16-313, 2018 WL 6617841, at *4 (D.N.J. Dec. 18, 2018)
(holding the same in finding that a remand was appropriate because the ALJ failed
to properly consider the plaintiff's severe obesity impairment at the third step and
the fifth step, and thus the Court “need not consider Plaintiff's other arguments at
this juncture”); see also Lawrence v. Colvin, No. 15-2851, 2016 WL 1644622, at
*10 (D.N.J. Apr. 26, 2016) (holding the same in finding that a remand was
appropriate because the ALJ failed to properly consider one of the claimant's
disabilities, and thus the ALJ would be required to engage in an entirely new
evaluation concerning the claimant's other alleged severe disabilities).
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An appropriate order follows.
S/ Martin C. Carlson
Martin C. Carlson
United States Magistrate Judge
DATED: May 6, 2025
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