Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
MELISSA ANN MARGIS, )
)
Plaintiff, )
)
v. ) C.A. No. 22-cv-463-MPT
)
KILOLO KIJAKAZI, Acting )
Commissioner of Social Security, )
)
Defendant. )
MEMORANDUM1
Presently before the court are plaintiff’s motion for summary judgment and
defendant’s cross-motion for summary judgment.2 Plaintiff requests judgment under
sentence four of 42 U.S.C. § 405(g), reversing the Commissioner's final decision and
remanding for further administrative proceedings.3 For the following reasons, plaintiff's
motion for summary judgment is denied, and defendant's motion for summary judgment
is granted.
I. BACKGROUND
This action arises from the denial of Melissa Ann Margis’s (“plaintiff”) claim for
Social Security Disability Insurance (“DIB”) benefits under Title II of the Social Security
Act (the “Act”), 42 U.S.C. §§ 401-433.4 Plaintiff protectively filed her benefits application
1 Following the parties’ consent to proceed before a magistrate judge, this judge
was assigned to conduct all proceedings and order the entry of a final judgment in
accordance with 28 U.S.C. § 636(c) and FED. R. CIV. P. 73 on June 30, 2022. See D.I.
10.
2 D.I. 11; D.I. 15. Briefing is found at D.I. 12, D.I. 16, and D.I. 17.
3 D.I. 12 at 18.
4 The court refers to the record from the administrative proceeding (D.I. 8) as
“Tr.” The record is consecutively paginated and is referred to as “Tr. at ___.”
for DIB on February 26, 2019.5 She alleged disability beginning October 1, 20176 due to
the following conditions: fibromyalgia, depression, extreme anxiety, extreme fatigue,
brain fog, and insomnia.7 Her claim was denied initially on October 15, 2019, and upon
reconsideration on January 23, 2020.8 Plaintiff subsequently requested a hearing
before an administrative law judge (“ALJ”).9
The ALJ held a hearing on October 19, 2020, at which she heard testimony from
plaintiff and a vocational expert (“VE”).10 The ALJ issued a decision on January 7,
2021, concluding plaintiff was not under a disability within the meaning of the Act for the
relevant period and denying plaintiff’s claim for DIB.11 The ALJ found that, while plaintiff
could not perform her past work, she could perform a limited range of unskilled, light
work available in the national economy.12
Plaintiff appealed the ALJ’s decision to the Appeals Council, which declined to
review the decision, making it a final decision reviewable by this court.13 Plaintiff filed
this action on April 7, 2022.14
5 Tr. at 10.
6 Id. at 10, 63, 195.
7 Id. at 63, 195.
8 Id. at 10, 88-92, 94-98.
9 Id. at 10, 99-100.
10 Id. at 35-61. The hearing was held telephonically “due to the extraordinary
circumstance presented by the Coronavirus Disease 2019 (COVID-19) Pandemic.” Id.
at 10.
11 Id. at 10-23.
12 Id. at 22-23.
13 Id. at 1-6.
14 D.I. 1.
2
II. LEGAL STANDARDS
A. Motion for Summary Judgment
In determining the appropriateness of summary judgment, the court must “review
the record as a whole, ‘draw[ing] all reasonable inferences in favor of the nonmoving
party[,]’ but [refraining from] weighing the evidence or making credibility
determinations.”15 If no genuine issue as to any material fact exists and the movant is
entitled to judgment as a matter of law, summary judgment is appropriate.16
This standard does not change merely because there are cross-motions for
summary judgment.17 Cross-motions for summary judgment:
are no more than a claim by each side that it alone is entitled to summary
judgment, and the making of such inherently contradictory claims does not
constitute an agreement that if one is rejected the other is necessarily
justified or that the losing party waives judicial consideration and
determination whether genuine issues of material fact exist.18
“The filing of cross-motions for summary judgment does not require the court to
grant summary judgment for either party.”19
B. Court’s Review of the ALJ’s Findings
The Commissioner must follow a five-step sequential analysis when determining
if an individual is disabled.20 The Commissioner must determine whether the applicant:
(1) is engaged in substantial gainful activity; (2) has a “severe” medical impairment; (3)
15 Reeves v. Sanderson Plumbing, Prods., Inc., 530 U.S. 133, 150 (2000).
16 Hill v. City of Scranton, 411 F.3d 118, 125 (3d Cir. 2005) (citing FED. R. CIV. P.
56(c)).
17 Appelmans v. City of Phila., 826 F.2d 214, 216 (3d Cir. 1987).
18 Rains v. Cascade Indus., Inc., 402 F.2d 241, 245 (3d Cir. 1968).
19 Krupa v. New Castle Cnty., 732 F. Supp. 497, 505 (D. Del. 1990).
20 20 C.F.R. § 404.1520.
3
suffers from an impairment that meets a listing; (4) has the residual functional capacity
(“RFC”) to perform past relevant work; and (5) can perform any other work existing in
significant numbers in the national economy.21
The burden of proving disability rests with the claimant.22 A reviewing court is
limited to determining whether the Commissioner's factual findings are supported by
“substantial evidence.”23
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency factfinding.
Under the substantial-evidence standard, a court looks to an existing
administrative record and asks whether it contains “sufficien[t] evidence”
to support the agency's factual determinations. And whatever the
meaning of “substantial” in other contexts, the threshold for such
evidentiary sufficiency is not high. Substantial evidence, this Court has
said, is “more than a mere scintilla.”24
In reviewing whether substantial evidence supports the Commissioner's findings, the
court may not “re-weigh the evidence or impose [its] own factual determinations.”25 The
reviewing court must defer to the ALJ and affirm the Commissioner's decision, even if it
would have decided the factual inquiry differently, so long as substantial evidence
supports the decision.26
The reviewing court must also review the ALJ's decision to determine whether
21 McCrea v. Comm’r of Soc. Sec., 370 F.3d 357, 360 (3d Cir. 2004) (citing 20
C.F.R. § 404.1520).
22 20 C.F.R. § 404.1512.
23 42 U.S.C. § 405(g).
24 Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (internal citations omitted);
see also Pierce v. Underwood, 487 U.S. 552, 564-65 (1988) (“Substantial evidence” is
“such relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.”).
25 Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 359 (3d Cir. 2011).
26 Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999).
4
the correct legal standards were applied.27 The court's review of legal issues is
plenary.28
III. DISCUSSION
The ALJ found plaintiff had the following severe impairments: major depressive
disorder; persistent depressive disorder with anxious distress; attention deficit
hyperactivity disorder (“ADHD”); cervical degenerative disc disease (“DDD”); cervical
radiculopathy; and obesity.29 The ALJ found plaintiff’s hypothyroidism, Reynaud’s, and
fibromyalgia were not “severe” impairments as defined in the regulations.30 The ALJ
posed to the VE two base hypothetical questions and several follow up questions. First,
she asked the following hypothetical question to the VE:
[A]ssume an individual who is able to perform light work, occasionally
climb ramps and stairs, but never climb ladders, ropes, or scaffolds.
Occasionally balance, stoop, kneel, crouch, crawl, tolerate occasional
exposure to extreme heat, extreme cold, humidity, wetness, fumes, odors,
dust, gasses, poor ventilation, and vibrations, and who cannot tolerate
exposure to hazards, such as moving machinery or unprotected heights.
Please assume that the individual can finger, handle, and reach no more
than frequently, and is able to perform no more than simple, routine,
repetitive tasks, and can tolerate no more than few changes in a routine
work setting. Would such an individual be able to perform the Claimant's
past work?31
The VE responded the hypothetical person could not.32 The ALJ then asked if
there would be any jobs that person could perform.33 The VE responded such person
27 Sykes v. Apfel, 228 F.3d 259, 262 (3d Cir. 2000).
28 Id.
29 Tr. at 12.
30 Id. at 12-13.
31 Id. at 54.
32 Id.
33 Id. at 55.
5
would be able to perform jobs at the light exertional level including: inspector, general
office helper, and router.34
The ALJ posed a second hypothetical question to the VE:
[A]ssume all the limitations I've listed, including the simple, routine,
repetitive, and few changes in a routine work setting. . . . [P]lease assume
this individual is at the sedentary exertional level. Would such an
individual be able to perform the Claimant' s past work?35
The VE again responded the hypothetical person could not.36 The ALJ then
asked if there were any other jobs in the national economy that could be consistent with
all of the limitations in the second hypothetical.37 The VE responded such person would
be able to perform jobs at the sedentary exertional level including: taper, printed circuit
boards, addresser, and final assembler.38
The ALJ then asked the VE:
Thinking about the limitations I've listed in base Hypothetical 1 and base
Hypothetical 2, along with the corresponding jobs you listed for each of
those two base hypotheticals in the national economy, if in addition to
each of those hypotheticals the individual were not able to work at a
production pace, so in other words, no assembly line type of work, would
that impact your response regarding any of the light or sedentary jobs
you've listed in the national economy?39
The VE responded that none of the light or sedentary jobs she identified are production
paced jobs, but do have productivity requirements.40
Next, the ALJ asked:
34 Id.
35 Id.
36 Id.
37 Id. at 56.
38 Id.
39 Id.
40 Id. at 57.
6
If in addition to the limitations I’ve listed in each of those two base
hypotheticals, the individual were able to interact with supervisors and co-
workers no more than frequently while working in tandem with or directly
with others no more than occasionally, and . . . interacting with the public
no more than occasionally. Would that impact your response regarding
any of the light or sedentary jobs you've listed in the national economy?41
The VE stated that the identified-jobs, “typically do not require any public contact. The
interaction with supervisors and co-workers would not be more than frequent for these
type of jobs. And these jobs are typically not done in tandem with others. It would be in
proximity of your co-worker, but not in tandem with.”42
Finally, the ALJ asked:
[I]f in addition to the limitations I’ve listed in each of the two base
hypotheticals, the individual required the opportunity to move from a
seated position to a standing position, or vice-a-verse, for up to five
minutes throughout every hour, remaining on task. Would that impact
your response regarding the jobs you’ve listed at light or sedentary?43
The VE confirmed that “[i]f they’re changing positions for five minutes every hour, but
remaining on task, the jobs I identified would be available.”44
Plaintiff’s counsel then posed questions to the VE regarding an employer’s
tolerance for off task behavior and absences.45 The VE responded that either 15% or
more lost productivity, or missing one or more days per month over time, would
preclude employment.46
In her decision, the ALJ stated:
41 Id.
42 Id.
43 Id.
44 Id.
45 Id. at 58.
46 Id.
7
After careful consideration of the entire record, the undersigned finds that
the claimant has the residual functional capacity to perform light work as
defined in 20 CFR 404.1567(b) except occasionally climb ramps, stairs,
ladders, ropes, scaffolds; occasionally balance, stoop, kneel, crouch and
crawl; tolerate occasional exposure to extreme heat, extreme cold,
humidity, wetness, fumes, odors, dust, gases, poor ventilation, vibrations
and hazards such as moving machinery and unprotected heights; can
finger, handle and reach no more than frequently; can perform simple,
routine, repetitive tasks, and can tolerate few changes in a routine work
setting; can interact with co-workers and supervisors frequently, while
working in tandem with others occasionally, and can interact with the
public occasionally.47
* * * * *
After careful consideration of the evidence, the undersigned finds that the
claimant's medically determinable impairments could reasonably be
expected to cause the alleged symptoms; however, the claimant's
statements concerning the intensity, persistence and limiting effects of
these symptoms are not entirely consistent with the medical evidence and
other evidence in the record for the reasons explained in this decision.48
The ALJ relied upon the VE’s assessments in her final determination and
concluded, considering plaintiff’s age, education, work experience, and RFC, she was
capable of making a successful adjustment to other work that existed in significant
numbers in the national economy, such as inspector, general office helper, and router.49
Plaintiff argues substantial evidence does not support the ALJ’s conclusion that
she has the capacity to perform light work because the ALJ failed to properly evaluate
the medical opinion evidence consistent with Social Security Administration (“SSA”)
policy and Third Circuit precedent.50 She also contends the ALJ’s “credibility” finding
was generally defective for the same reasons, but also for failing to consider her
47 Id. at 14-15.
48 Id. at 18.
49 Id. at 23.
50 D.I. 12 at 1, 2-16.
8
exemplary work history.51 Plaintiff contends the opinions of her treating medical
professionals Alfred Fletcher, M.D. (“Dr. Fletcher”), Jeffrey Vari, PT, DPT, MBA (“PT
Vari”), and Ranga N. Ram, M.D. (“Dr. Ram”)52 each “(1) describe far greater and more
detailed limitations than are accounted for in the ALJ’s RFC finding; and (2) met
Plaintiff’s burden to produce evidence establishing that she is ‘disabled’ pursuant to
SSA’s definition.”53 Plaintiff asserts “the treating and examining opinions are consistent
with and supported by the record, and the ALJ did not reasonably or logically find to the
contrary.”54
Defendant asserts substantial evidence supports the ALJ’s evaluation of the
medical opinion evidence under the new controlling regulatory scheme, and she
complied with SSA regulations and policy when considering plaintiff’s subjective
complaints.55
Plaintiff was treated by Dr. Fletcher, PT Vari, and Dr. Ram during her alleged
period of disability. Each submitted opinions, inter alia, that her physical and/or mental
impairments would prevent her from maintaining full time employment.56 If those
opinions were accepted, plaintiff would be disabled. “[I]t is well established,” however,
51 Id. at 1-2, 16-18.
52 Dr. Fletcher is plaintiff’s primary care physician, PT Vari is her physical
therapist, and Dr. Ram is her treating psychiatrist. See id. at 4, 5, 6.
53 Id. at 4-7.
54 Id. at 7-16.
55 D.I. 16 at 1, 9-15.
56 See D.I. 12 at 4-6 (citing Tr. at 680-81 (Fletcher opining plaintiff incapable of
performing sedentary work for eight hours per day); id. at 717, 720-21 (Vari opining
plaintiff can perform sedentary work two hours per day, could stand/walk 1-33% of an
eight hour shift); id. at 675 (Ram opining plaintiff unable to perform simple, repetitive
work for forty hours per week without missing more than two days per month, and
unable to remain on task at least 80% of the workday)).
9
that a physician’s statements “are not binding on the ALJ, as opinions as to whether a
claimant is disabled or unable to work is reserved for the Commissioner of Social
Security.”57 Moreover, “even if the statements from Plaintiff's physicians were to be
considered as opinions, they would not be entitled to controlling weight under the
relevant regulations. For cases . . . filed on or after March 27, 2017, the regulations
have eliminated the ‘treating physician rule.’”58
A plaintiff's RFC is her maximum remaining ability to do sustained work activities
in an ordinary work setting on a regular and continuing basis.59 This contemplates
full-time employment and is defined as eight hours a day, five days per week, or another
similar schedule.60 The RFC assessment must include a discussion of the individual's
abilities.61 “[T]he ALJ's finding of [RFC] must be accompanied by a clear and
satisfactory explanation of the basis on which it rests.”62
“The record before the ALJ is the touchstone for determining which limitations
should be included in an RFC assessment.”63 “A lack of evidentiary support in the
medical record is a legitimate reason for excluding claimed limitations from the RFC.”64
The ALJ must consider all the evidence before her when making her RFC determination
and must give some indication of the evidence which she rejects and her reason(s) for
57 Johnson v. KijaKazi, C.A. No. 21-1919, 2023 WL 2500367, at *1 n.1 (W.D. Pa.
Mar. 14, 2023) (citing 20 C.F.R. § 404.1520b(c)(3)(i)).
58 Id. (citations omitted).
59 See Social Security Ruling (“SSR”) 96-8p.
60 Id.
61 Id.; 20 C.F.R. § 404.1545; Hartranft v. Apfel, 181 F.3d 358, 59 n.1 (3d Cir.
1999).
62 Fargnoli v. Massanari, 247 F.3d 34, 41 (3d Cir. 2001).
63 Salles v. Comm'r of Soc. Sec., 229 F. App'x 140, 148 (3d Cir. 2007).
64 Id.
10
discounting such evidence.65
“A hypothetical question must reflect all of a claimant's impairments that are
supported by the record; otherwise the question is deficient and the expert's answer to it
cannot be considered substantial evidence.”66 An ALJ does not have to include every
alleged impairment, but only “a claimant's credibly established limitations.”67
“Limitations that are medically supported but are also contradicted by other evidence in
the record may or may not be found credible–the ALJ can choose to credit portions of
the existing evidence but cannot reject evidence for no reason or for the wrong
reason.”68 The ALJ's decision must be accompanied by a clear and satisfactory
explanation of the basis on which it rests for this court properly to decide whether the
ALJ's decision is based upon substantial evidence.69
If a credibly-established limitation is not included within the hypothetical question,
there is a danger that the VE will identify jobs requiring the performance of tasks that
would be precluded by the omitted limitation.70 Remand is required where the
hypothetical question is deficient.71
The regulations list multiple factors to be considered in evaluating the
persuasiveness of that evidence, but emphasize that:
[t]he factors of supportability . . . and consistency . . . are the most important
65 See Burnett v. Comm'r of Soc. Sec. Admin., 220 F.3d 112, 121 (3d Cir. 2000).
66 Chrupcala v. Heckler, 829 F.2d 1269, 1276 (3d Cir. 1987).
67 Rutherford v. Barnhart, 399 F.3d 546, 554 (3d Cir. 2005).
68 Id. (internal quotation marks omitted).
69 Cotter v. Harris, 642 F.2d 700, 704-05 (3d Cir. 1981).
70 Burns v. Barnhart, 312 F.3d 113, 122-24 (3d Cir. 2002).
71 Rutherford, 399 F.3d at 554; Podedworny v. Harris, 745 F.2d 210, 218 (3d Cir.
1984).
11
factors we consider when we determine how persuasive we find a medical
source's medical opinions or prior administrative medical findings to be.
Therefore, we will explain how we considered the supportability and consistency
factors for a medical source's medical opinions or prior administrative medical
findings in your determination or decision.72
With regard to supportability, “[t]he more relevant the objective medical evidence
and supporting explanations presented by a medical source are to support his or her
medical opinion(s) or prior administrative finding(s) the more persuasive the
medical opinions or prior administrative medical finding(s) will be.”73 Turning to
consistency, “[t]he more consistent a medical opinion(s) or prior administrative medical
finding(s) is with the evidence from other medical sources and nonmedical sources in
the claim, the more persuasive the medical opinion(s) or prior administrative medical
finding(s) will be.”74 If the ALJ finds multiple medical opinions of the same issue are
equally supported and consistent with the record, but not exactly the same, he “will
explain how [he] considered the other most important factors in paragraphs (c)(3)
through (c)(5),”75 i.e., relationship with the claimant, specialization, and other factors.76
Plaintiff asserts that the ALJ failed to adequately explain her findings as required
by 20 C.F.R. § 404.1520c, the statutory scheme for analyzing medical opinion evidence
in disability claims filed after March 27, 2017.77 Plaintiff argues:
[T]his analysis assumes that, based on the factors of consistency and
supportability, more than one opinion can reasonably be found persuasive,
even opinions at odds with each other in their conclusions.
72 20 C.F.R. § 404.1520c(b)(2).
73 20 C.F.R. § 404.1520c(c)(1).
74 20 C.F.R. § 404.1520c(c)(2).
75 20 C.F.R. § 404.1520c(b)(3).
76 20 C.F.R. §§ 404.1520c(c)(3)-(5).
77 D.I. 12 at 3.
12
When this is the case, at the second step the ALJ must consider the “most
persuasive factors” of: “relationship with the claimant” (i.e., treating or
examining relationship), “specialization,” and “other factors” to, in effect,
“break the tie” to determine which opinion is most persuasive.78
An almost identical argument was recently rejected in this circuit by Judge Alan
B. Bloch of the United States District Court for the Western District of Pennsylvania. As
here, the plaintiff argued: “if the ALJ has found multiple opinions to be persuasive, he or
she then ‘break[s] the tie’ by applying the factors set forth in Section[] 404.1520c(b)(3)
. . . –relationship with the claimant, specialization, and other factors–to determine which
of the ‘persuasive’ opinions is most persuasive.”79 Judge Bloch rejected this argument
and cogently explained:
In essence, Plaintiff is contending that the ALJ first makes the binary
decision of whether an opinion is persuasive or not persuasive by applying
the two “most important factors” of supportability and consistency, and
then applies the remaining factors to separately “rank” the opinions in the
order of persuasiveness. This is simply not consistent with the language
of the regulations.
Section[] 404.1520c(b) . . . provide[s]: “We will articulate in our
determination or decision how persuasive we find all of the medical
opinions and all of the prior administrative medical findings in your case
record.” ALJs, therefore, do not simply determine whether an opinion is
persuasive or not, but rather how persuasive it is. This very clearly
contemplates a spectrum of persuasiveness and not merely a “thumbs up”
or “thumbs down” on whether an opinion is persuasive. Moreover,
section[] 404.1520c(b) . . . expressly state[s] that supportability and
consistency “are the most important factors we consider when we
determine how persuasive we find a medical source's medical opinions or
prior administrative medical findings to be.” (emphasis added). This is not
78 Id. (italics in original, bold added) (citing 20 C.F. R. §§ 404.1520(c)(3)-(c)(5);
Knecht v. Saul, No. 3:19-cv-00759, 2020 U.S. Dist. LEXIS 140481, at *19-20 (M.D. Pa.
Aug. 6, 2020) (also describing § 404.1520c as a two-step process)).
79 Skirble v Comm’r of Soc. Sec., C.A. No. 21-238, 2022 WL 3586668, at *1 n.1
(W.D. Pa. Aug. 22, 2022) (emphasis added).
13
to say that the remaining factors are not relevant, but simply that they are
secondary to supportability and consistency. In the event that two or more
opinions regarding the same issue are “equally” well-supported and
consistent with the record, then a more focused analysis of the remaining
factors is warranted. Id. at §[] 404.1520c(b)(3) . . . . Again, the
regulations do not state that if two or more opinions are supported and
consistent with the record that this additional analysis will be triggered, but
only if they are equally supported and consistent. This, again, clearly
contemplates that ALJs can and will find opinions to be of varying degrees
of persuasive in applying Section[] 404.1520c(b)(2) . . . .80
Here, the ALJ carefully considered the record evidence, including plaintiff’s
80 Id. (underlining added, bold in original). The analysis in Skirble is not
contradicted by the Knecht opinion cited by plaintiff as support for his two-step “break
the tie” argument. See Knecht, 2020 U.S. Dist. LEXIS 140481, at *19-20 (“The ALJ
must explain in his . . . decision how persuasive he . . . finds a medical opinion based on
[supportability and consistency]. 20 C.F.R. § 404.1520c(c)(1)-(5). The ALJ may, but is
not required, to explain how he considered the remaining factors, unless the ALJ finds
that two or more medical opinions about the same issues are both equally
well-supported and consistent with the record, but not identical. 20 C.F.R.
§ 404.1520c(b)(3).” (emphasis added)).
Many courts in this, and other, circuits have similarly found consideration of
supportability and consistency of medical opinions are the only factors an ALJ must
address. See, e.g., Moberg v. Comm'r of Soc. Sec., No. 6:19-CV-891-ORL-LRH, 2020
WL 4936981, at *3 (M.D. Fla. Aug. 24, 2020) (“Pursuant to the new regulations, the
Commissioner is not required to articulate how he ‘considered each medical opinion or
prior administrative medical finding from one medical source individually.’ 20 C.F.R.
§ 404.1520c(b)(1). Courts have found that ‘[o]ther than articulating his consideration of
the supportability and consistency factors, the Commissioner is not required to discuss
or explain how he considered any other factor in determining persuasiveness.’
Freyhagen v. Comm'r of Soc. Sec. Admin., No. 3:18-cv-1108-J-MCR, 2019 WL
4686800, at *2 (M.D. Fla. Sept. 26, 2019) (citing Mudge v. Saul, No. 4:18CV693CDP,
2019 WL 3412616, *4 (E.D. Mo. July 29, 2019).). See also Knecht, 2020 WL 4530725,
at *7 . . . ; Stem v. Comm'r of Soc. Sec., No. CV 2:19-725, 2020 WL 4548056, at *2 n.1
(W.D. Pa. Aug. 6, 2020) (citations omitted) (‘Consistency and supportability are the only
factors ALJs must address in their written opinions.’).”); Smith v. Kijakazi, CASE NO.
2:20-cv-762-JTA, 2022 WL 3927818, at *3 (Aug. 31, 2022) (citing Moberg, 2020 WL
4936981, at *3). This court recently followed this line of cases, in part, to reject the
same argument made by Margis’s counsel in a separate disability matter. See Brown v.
Kijakazi, C.A. No. 22-cv-1022-MPT, 2023 WL 2572240 (D. Del. Mar. 20, 2023).
14
subjective complaints, as well as and the treatment, medical records, and opinions of
her treating medical professionals and consultative examiners. She thoughtfully
explained how plaintiff’s reasonably supported limitations were accounted for in her
RFC, and the reasons plaintiff’s allegedly greater disabling limitations were rejected.
Plaintiff alleged disability beginning October 1, 2017 “based on progressively
worsening pain and anxiety.”81 The ALJ noted her testimony of feeling lonely and
isolated, the side effects of her medication (including weight gain, blisters, memory
problems, drowsiness, and suicidal thoughts), and of suffering insomnia and continuous
use of heat or ice packs for pain.82
The ALJ found plaintiff’s “medically determinable impairments could reasonably
be expected to cause the alleged symptoms[.]”83 She determined, however, that
“plaintiff’s statements concerning the intensity, persistence and limiting effects of these
symptoms are not entirely consistent with the medical evidence and other evidence in
the record[.]”84
The ALJ found the record reflected no significant changes in plaintiff’s physical or
mental impairments around her stated October 17, 2021 onset date, but noted she
stopped working because her employer closed its Delaware facility in 2017.85 The ALJ
81 Tr. at 15.
82 Id. at 13-15.
83 Id. at 18
84 Id.
85 Id. (citing id., Ex. 7F). The court rejects plaintiff’s argument that the ALJ’s
credibility determination was deficient for purportedly neglecting to consider plaintiff’s
work history. The ALJ noted plaintiff stopped working in 2017 because her employer
closed its Delaware office, and that there was no evidence of changes to plaintiff’s
impairments coincident with the end of her employment. This court has affirmed an
ALJ’s decision where a disability claimant with an extensive work history was laid off.
15
found evidence from Dr. Ram and a consultative examination regarding plaintiff’s
understanding, remembering, or applying information as supporting no more than a mild
limitation.86 Psychotherapy records supported the ALJ’s determination that her
interaction with others is moderately limited.87 Plaintiff’s concentration, persisting, or
maintaining pace were moderately limited based on the ALJ’s consideration of her
testimony that she has difficulty concentrating, her ADHD diagnosis, and consultative
examination.88 The ALJ found plaintiff only mildly limited with regard to adapting or
managing herself based on her reporting at a consultative examination that she dresses
and bathes without assistance, drove to the exam, and occasionally shops, does
laundry and washes dishes.89
The ALJ also found the medical records do not support plaintiff’s alleged degree
of functional limitation. She separately discussed the record describing plaintiff’s
depression and ADHD, and her cervical DDD, cervical radiculopathy, and obesity.90
The ALJ found plaintiff’s “statements about the intensity, persistence, and limiting
effects of her symptoms[] . . . inconsistent with the evidence of record.”91 The record
See Milliman v. Berryhill, No. CV 16-1279-LPS-MPT, 2017 WL 3912830, at *14 (D. Del.
Sept. 7, 2017), report and recommendation adopted, No. CV 16-1279-LPS-MPT, 2018
WL 259317 (D. Del. Jan. 2, 2018) (affirming the ALJ’s decision where “despite plaintiff’s
extensive work history, his employment ended because of a lay-off, indicating that he
may have stopped working for reasons other than his impairments”). The court notes
plaintiff did not reprise her extensive work-history argument in her reply brief. She
instead rested on her opening brief arguments on this topic. See D.I. 17 at 6.
86 Tr. at 13-14 (citing id., Exs. 18E/4, 5F/87-88, 5F/114, 7F).
87 Id. at 14 (citing id., Exs. 5F/102, 7F).
88 Id. (citing id., Exs. 18E, 7F, 5F/97).
89 Id. (citing id., Exs. 16E, 7F).
90 Id. at 16-18.
91 Id. at 18.
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noted no changes around the time of her leaving Barclay’s Bank, with mental health
treatment remaining “stable and limited to outpatient psychotherapy and medication
management, with no recommendations for more intensive or inpatient treatment.”92
The ALJ limited plaintiff to “no more than simple, routine, repetitive tasks, and . . .
tolerat[ing] no more than few changes in a routine work setting” after considering her
depression and ADHD diagnoses with “observations of fair short-term memory, fair
attention and concentration, and reports of ongoing depression, anxiety, and increased
symptoms secondary to stress.”93
With regard to physical impairments, the ALJ recognized plaintiff’s history of neck
pain secondary to automobile accidents prior to her onset dates, and reported that
treatment of cervical DDD with radiculopathy “remained conservative in nature and
limited to injections, medication, and chiropractic care.”94 In contrast to plaintiff’s
testimony that she suffers from insomnia, her most recent rheumatology visits reflected
“no complaints of fatigue, insomnia, back pain, joint pain, joint stiffness, or joint
swelling,” and that “she maintains normal neck range of motion, normal gait, and normal
sensory and motor exam findings.”95 The ALJ accounted for the objective evidence of
plaintiff’s cervical DDD and radiculopathy, as well as the potential impact of obesity, by
limiting her to “work at a light level of exertion with occasional postural activities,
frequent fingering, handling, and reaching, and additional environmental restrictions.”96
92 Id. (citing id., Exs. 5F, 12F, 21F, 31F).
93 Id.
94 Id. at 19 (citing id., Exs. 3F/22, l0F/4-5, 19F).
95 Id. (citing id., Ex. 17F/4-8).
96 Id.
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Lastly, the ALJ discussed the medical opinions and prior administrative findings
by first discussing plaintiff’s mental impairments. Dr. Ram opined that plaintiff could not
perform simple, routine, repetitive work forty hours per week without missing two of
more days a month, her inability to remain on task 80% of a workday, and that she has
a moderate severe to severe degree of impairments in all areas.97 The ALJ found Dr.
Ram’s opinions were not persuasive because there were not supported by his treatment
notes. Those notes do not show a significant change in mental health symptoms or
limitations as of the alleged onset date; instead, they show plaintiff’s continued
management with outpatient psychotherapy and medication.98 Dr. Ram’s opinions were
also found inconsistent with the consultative examination and prior administrative
medical findings which recorded plaintiff having fair attention, concentration, and
short-term memory, and dysthymic mood, but she was able to make good eye contact,
having good memory for immediate material, and denial of any difficulties getting along
well with others.99 Additionally, plaintiff continues to drive, shop, and perform some
household chores.100
In contrast, ALJ found persuasive the opinion of the consultative examiner that
plaintiff was moderately impaired as to “restriction of daily activities, deterioration of
personal habits, ability to carry out instructions under ordinary supervision, cope with
pressures of ordinary work, and perform routine, repetitive tasks under ordinary
97 Id. (citing id., Exs. 13F, 22F).
98 Id. (citing id., Exs. 5F/87-88, 5F, 12F, 21F, 31F).
99 Id. (citing id., Ex. F).
100 Id. (citing id., Ex. 7F).
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supervision.”101 That degree of impairment was supported by the exam findings listed
above, including good eye contact, fair attention, concentration, inter alia.102 A State
agency psychological consultant’s findings, subsequently affirmed by another
consultant, that plaintiff was only moderately limited in her ability to maintain attention
and concentration for extended periods was also determined by the ALJ to be
persuasive.103 The consultative examiner reported plaintiff as having “fair attention,
concentration, and short-term memory, and . . . [to be] capable of interacting
appropriately with others, performing simple tasks, and avoiding hazards at work.”104
The ALJ determined those findings were supported by explanation and consistent with
the medical evidence of record.105
Turning to plaintiff’s physical impairments, the ALJ found Dr. Fletcher’s opinion
that plaintiff’s back and neck pain limiting her to standing twenty minutes at one time
and three hours total, and sitting for twenty minutes at one time and three to four hours
total, precluded her from working eight hours per day at sedentary or light exertional
level not persuasive as unsupported by his own reports.106 Specifically, the ALJ noted
that on December 11, 2018, Dr. Fletcher noted neck inspection with only mild
tenderness, and no gross motor or sensory deficits, and that in August 2019 Fletcher’s
101 Id. at 19-20 (citing id., Ex. 7F/5-6).
102 Id. at 20 (citing id., Ex. 7F/3). The ALJ determined the medical evidence of
record did not support the assessment of moderately severe impairment or limiting
plaintiff to simple work related decisions, based on limited mental health treatment and
findings of relative stability during the period at issue. Id. (citing id., Ex. 21F/39).
103 Id. (citing id., Exs. 2A, 4A).
104 Id. (citing id., Ex. 7F/4).
105 Id. (citing id., Exs. 5F/97, 5F/103-04).
106 Id. (citing id., Ex. 14F).
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notes did not mention any fatigue or tender “trigger points” that had been reflected in
notes from and intervening appointment.107 The ALJ also pointed out more recent
rheumatology records observed normal neck range of motion, gait, and sensory exam;
as well as grossly intact motor exam.108
The ALJ also rejected as not persuasive PT Vari’s opinion that plaintiff lacks the
physical ability to work in most sedentary occupations because she could only perform
sedentary work for two hours.109 Dr. Fletcher rheumatologist Sheerin Javed, MD.
reviewed the report and agreed to the functional status.110 The ALJ rejected PT Vari’s
opinion as unsupported and inconsistent with the more recent rheumatology reports
referenced with respect to Dr. Fletcher’s opinion.111
The ALJ concluded her RFC for plaintiff accurately reflected plaintiff’s ability to
perform work-related activities based on support from “the objective evidence of cervical
[DDD] and radiculopathy managed conservatively, the potential impact of obesity, and
mental health symptoms that have remained stable with ongoing outpatient
treatment.”112
The court agrees and finds the ALJ’s RFC is supported by substantial evidence.
107 Id. (citing id., Exs. 20F/47, 20F/34, 20F/27).
108 Id. at 21 (citing id., Ex. 17F7/4-8). The ALJ also rejected other non-treating
medical opinions that suggested less restrictive limitations than the RFC she found the
record supported. See id. (finding the medical evidence of record supported more
restrictive and postural limitations than suggested by consultative examiner Izzy Pines,
D.O.), id. (rejecting opinions of Joseph Michel, M.D. and Darrin Campo, M.D. finding “no
severe physical impairments,” and “capable of work at a medium level of exertion,”
respectively).
109 Id. (citing id., Ex. 15F/7).
110 Id. (citing id., Exs. 16F, 18F).
111 Id. (citing id., Ex. 17F/4-8).
112 Id.
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Also, because the ALJ found the opinions of Dr. Fletcher, PT Vari, and Dr. Ram were
not persuasive, much less equally persuasive as those of the consultative examiners,
she was not required to consider the additional factors listed in 20 C.F.R.
§§ 404.1520c(c)(3)-(5) as plaintiff suggests. Plaintiff accuses the ALJ of focusing on a
limited portion of the evidence when she found those opinions unpersuasive.113
Although the ALJ’s discussion of plaintiff’s treatment notes is not as extensive as that
set forth in plaintiff’s briefing, the Third Circuit has not required the ALJ to “make
reference to every relevant treatment note in a case where the claimant . . . has
voluminous medical records,” so long as the reviewing court can discern the basis of the
decision.114 Here, the court finds the basis of the ALJ’s determination with regard to the
notes of plaintiff’s treating medical professionals is discernable.
Viewing the record as a whole, the court finds the ALJ applied the correct legal
standards and that her decision is reasonable and supported by substantial evidence.
IV. CONCLUSION
Therefore, plaintiff’s motion for summary judgment (D.I. 11) is DENIED, and
defendant’s cross-motion for summary judgment (D.I. 15) is GRANTED.
113 See, e.g., D.I. 12 at 9 (For Dr. Fletcher, the ALJ cited to a mostly normal
exam.); id. at 10 (For PT Vari, the ALJ focused on a single, normal exam.); id. at 12 (For
Dr. Ram, the ALJ used a “highly selective description of [another doctor’s] examination
results.”).
114 See Fargnoli v. Massanari, 247 F.3d 34, 42 (3d Cir. 2001); See also, e.g.,
Robinson v. Colvin, 137 F. Supp. 3d 630, 645 (D. Del. 2015) (An ALJ’s failure to cite
specific evidence does not establish that the ALJ failed to consider it.) (citing Black v.
Apfel, 143 F. 3d 383, 386 (8th Cir. 1998)); Phillips v. Barnhart, 91 F. App’x 775, 280 n.7
(3d Cir. 2004) (“[W]ritten evaluation of every piece of evidence is not required,” so long
as the ALJ, at some minimum level, articulates her analysis of particular evidence.).
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March 30, 2023 /s/ Mary Pat Thynge
CHIEF U.S. MAGISTRATE JUDGE
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