Opinions and documents
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
____________________________________________
CAIN S.,
Plaintiff,
v. 1:20-CV-1513
(WBC)
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
____________________________________________
APPEARANCES: OF COUNSEL:
LAW OFFICES OF KENNETH HILLER, PLLC KENNETH HILLER, ESQ.
Counsel for Plaintiff JUSTIN DAVID JONES, ESQ.
6000 North Bailey Ave, Ste. 1A
Amherst, NY 14226
U.S. SOCIAL SECURITY ADMIN. OONA PETERSON, ESQ.
OFFICE OF REG’L GEN. COUNSEL – REGION II
Counsel for Defendant
26 Federal Plaza – Room 3904
New York, NY 10278
William B. Mitchell Carter, U.S. Magistrate Judge,
MEMORANDUM-DECISION and ORDER
The parties consented, in accordance with a Standing Order, to proceed before
the undersigned. (Dkt. No. 15.) The court has jurisdiction over this matter pursuant to
42 U.S.C. § 405(g). The matter is presently before the court on the parties’ cross-
motions for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of
Civil Procedure. For the reasons discussed below, Plaintiff's motion is denied, and the
Commissioner’s motion is granted.
I. RELEVANT BACKGROUND
A. Factual Background
Plaintiff was born in 1955. (T. 83.) He received a GED. (T. 46.) Generally,
Plaintiff’s alleged disability consists of sleep apnea, depression, back impairment,
diabetes, “lower extremities circulation issues,” asthma, and “dental surgery.” (T. 181.)
His alleged disability onset date is August 1, 2017. (T. 43.) His date last insured is
June 30, 2021. (T. 83.) His past relevant work consists of residential care aide. (T. 23,
213.)
B. Procedural History
On August 23, 2017, Plaintiff applied for a period of Disability Insurance Benefits
(“SSD”) under Title II of the Social Security Act. (T. 83.) Plaintiff’s application was
initially denied, after which he timely requested a hearing before an Administrative Law
Judge (“the ALJ”). On September 11, 2019, Plaintiff appeared before the ALJ, Bryce
Baird. (T. 34-72.) On December 19, 2019, ALJ Baird issued a written decision finding
Plaintiff not disabled under the Social Security Act. (T. 7-28.) On August 20, 2020, the
Appeals Council (“AC”) denied Plaintiff’s request for review, rendering the ALJ’s
decision the final decision of the Commissioner. (T. 1-6.) Thereafter, Plaintiff timely
sought judicial review in this Court.
C. The ALJ’s Decision
Generally, in his decision, the ALJ made the following five findings of fact and
conclusions of law. (T. 12-24.) First, the ALJ found Plaintiff met the insured status
requirements through June 30, 2021, and Plaintiff had not engaged in substantial
gainful activity since August 21, 2017. (T. 12.) Second, the ALJ found Plaintiff had the
severe impairments of depression, anxiety, and degenerative disc disease of the lumbar
spine. (Id.) Third, the ALJ found Plaintiff did not have an impairment that meets or
medically equals one of the listed impairments located in 20 C.F.R. Part 404, Subpart P,
Appendix. 1. (T. 14.) Fourth, the ALJ found Plaintiff had the residual functional capacity
(“RFC”) to perform medium work as defined in 20 C.F.R. § 404.1567(c), specifically:
he could lift, carry, push or pull up to 50 pounds occasionally and up to 25
pounds frequently, stand or walk up to six hours in an eight-hour workday
and sit up to six hours in an eight-hour workday. [Plaintiff] further could
frequently climb ramps or stairs and frequently balance, kneel, or stoop. He
is limited to occasional climbing of ladders, ropes or scaffolds and
occasional crawling. He is limited to no concentrated exposure to pulmonary
irritants such as odors, fumes, dusts, gases and poor ventilation. He is
limited to work involving simple, routine tasks that could be learned after a
short demonstration or within 30 days. [Plaintiff] is limited to work that would
allow a person to be off task 5% of the day, in addition to regularly scheduled
breaks. He further is limited to work that does not require more than simple,
work related decisions and he is limited to work that would not require him
to independently develop work strategies or identify workplace needs.
[Plaintiff] is limited to occasional interaction with the public and with
coworkers. He is limited to work that requires doing the same tasks every
day with little variation in location, hours or tasks.
(T. 15-16.)1 Fifth, the ALJ determined Plaintiff unable to perform past relevant work;
however, there were jobs that existed in significant numbers in the national economy
Plaintiff could perform. (T. 22-24.)
II. THE PARTIES’ BRIEFINGS ON PLAINTIFF’S MOTION
A. Plaintiff’s Arguments
Plaintiff makes two arguments in support of his motion for judgment on the
pleadings. First, Plaintiff argues the ALJ erred by failing to reconcile his RFC
determination with the consultative examination opinion that he found persuasive; and
further, the mild to moderate limitations in the opinion were more restrictive than the
1 Medium work involves lifting no more than 50 pounds at a time with frequent lifting or
carrying of objects weighing up to 25 pounds. If someone can do medium work, we determine that he or
she can also do sedentary and light work. 20 C.F.R. § 404.1567(c).
RFC. (Dkt. No. 10 at 12-16.) Second, and lastly, Plaintiff argues the ALJ erred by
failing to find any opinion evaluating Plaintiff’s mental limitations fully persuasive and
therefore relied on his own lay interpretation of the raw medical record to determine a
highly specific RFC. (Id. at 16-21.) Plaintiff also filed a reply in which he reiterated his
original arguments. (Dkt. No. 13.)
B. Defendant’s Arguments
In response, Defendant makes two arguments. First, Defendant argues the RFC
is consistent with, and supported by, the medical opinions. (Dkt. No. 12 at 9-16.)
Second, and lastly, Defendant argues the ALJ fulfilled his duty to evaluate and reconcile
the evidence and the RFC is supported by substantial evidence with respect to mental
limitations. (Id. at 17-26.)
III. RELEVANT LEGAL STANDARD
B. Standard of Review
“The findings of the Commissioner of Social Security as to any fact, if supported
by substantial evidence, shall be conclusive.” 42 U.S.C. § 405(g). The “substantial
evidence” standard “means - and means only - such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Biestek v. Berryhill, 139 S. Ct.
1148, 1154 (2019). “[I]t is . . . a very deferential standard of review - even more so than
the ‘clearly erroneous’ standard.” Brault v. Soc. Sec. Admin., 683 F.3d 443, 448 (2d Cir.
2012). In particular, it requires deference “to the Commissioner’s resolution of
conflicting evidence.” Cage v. Comm’r of Soc. Sec., 692 F.3d 118, 122 (2d Cir. 2012).
It is not the Court’s “function to determine de novo whether a plaintiff is disabled.”
Brault, 683 F.3d. at 447. “In determining whether the agency's findings were supported
by substantial evidence, the reviewing court is required to examine the entire record,
including contradictory evidence and evidence from which conflicting inferences can be
drawn.” Selian v. Astrue, 708 F.3d 409, 417 (2d Cir. 2013) (internal quotation marks
omitted). “If evidence is susceptible to more than one rational interpretation, the
Commissioner's conclusion must be upheld.” McIntyre v. Colvin, 758 F.3d 146, 149 (2d
Cir. 2014). “The substantial evidence standard means once an ALJ finds facts, we can
reject those facts ‘only if a reasonable factfinder would have to conclude otherwise.’ ”
Brault, 683 F.3d at 448. The Court “require[s] that the crucial factors in any
determination be set forth with sufficient specificity to enable [the reviewing Court] to
decide whether the determination is supported by substantial evidence.” Estrella v.
Berryhill, 925 F.3d 90, 95 (2d Cir. 2019) (alterations and internal quotation marks
omitted).
C. Standard to Determine Disability
The Commissioner has established a five-step evaluation process to determine
whether an individual is disabled as defined by the Social Security Act. See 20 C.F.R. §
404.1520. The Supreme Court has recognized the validity of this sequential evaluation
process. See Bowen v. Yuckert, 482 U.S. 137, 140-42, 107 S. Ct. 2287 (1987). The
five-step process is as follows:
(1) whether the claimant is currently engaged in substantial gainful activity;
(2) whether the claimant has a severe impairment or combination of
impairments; (3) whether the impairment meets or equals the severity of the
specified impairments in the Listing of Impairments; (4) based on a ‘residual
functional capacity’ assessment, whether the claimant can perform any of
his or her past relevant work despite the impairment; and (5) whether there
are significant numbers of jobs in the national economy that the claimant
can perform given the claimant's residual functional capacity, age,
education, and work experience.
Schillo v. Kijakazi, 31 F.4th 64, 70 (2d Cir. 2022).
IV. ANALYSIS
In general, Plaintiff argues the ALJ’s determination Plaintiff could perform
medium work was inconsistent with the consultative examiner’s administrative finding
Plaintiff had mild to moderate limitations in prolonged walking, bending, and kneeling.
(Dkt. No. 10 at 12-16.) For the reasons outlined below, the ALJ’s RFC determination
that Plaintiff could perform medium work with additional limitations was supported by the
record as a whole, including the opinion Plaintiff had mild to moderate limitations.
As an initial matter, it is not enough for Plaintiff to merely disagree with the ALJ’s
weighing of the evidence or to argue that the evidence in the record could support his
position. Plaintiff must show that no reasonable factfinder could have reached the ALJ’s
conclusions based on the evidence in record. See Brault v. Soc. Sec. Admin., Comm'r,
683 F.3d 443, 448 (2d Cir. 2012); see also Wojciechowski v. Colvin, 967 F.Supp.2d
602, 605 (N.D.N.Y. 2013) (Commissioner’s findings must be sustained if supported by
substantial evidence even if substantial evidence supported the plaintiff’s position); see
also Jones v. Sullivan, 949 F.2d 57, 59 (2d Cir. 1991) (reviewing courts must afford the
Commissioner’s determination considerable deference and cannot substitute own
judgment even if it might justifiably have reached a different result upon a de novo
review).Substantial evidence “means - and means only - such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.” Biestek v.
Berryhill, 139 S. Ct. 1148, 1154, 203 L. Ed. 2d 504 (2019) (citing Consolidated Edison
Co. v. NLRB, 305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938)).
Here, although Plaintiff argues a mild to moderate limitation is inconsistent with
the ability to perform medium work, he fails to show that no reasonable factfinder could
have reached the ALJ’s decision based on the evidence in the record.
Consultative examiner, Hongbiao Liu, M.D. examined Plaintiff and opined he had
“mild to moderate limitation for prolonged walking, bending, and kneeling.” (T. 268.)
The ALJ found the opinion “persuasive.” (T. 21.) No treating medical source provided
work-related functional limitations; however, in addition to Dr. Liu’s findings, the record
contained an RFC statement from non-examining State agency medical examiner, J.
Lawrence, M.D. (T. 79-80.) Dr. Lawrence reviewed the record as of December 2017,
and opined Plaintiff could perform the exertional demands of medium work with no
additional non-exertional limitations. (T. 79-80.) The ALJ found Dr. Lawrence’s
administrative finding “persuasive.” (T. 21-22.) Neither party disputes the ALJ’s
evaluation of the administrative findings under 20 C.F.R. § 404.1520c.
Plaintiff argues mild to moderate limitations, such as those provided by Dr. Liu,
are consistent with light, not medium, work. (Dkt. No. 10 at 14-15.) However, there is
no bright line rule establishing which exertional level of work “mild to moderate”
limitations are consistent, or inconsistent, with. Instead, the ALJ is tasked with
formulating an RFC based on all relevant evidence in the record. See 20 C.F.R. §
416.945(a)(1) (the RFC is an assessment of “the most [Plaintiff] can still do despite [his
or her] limitations”); see id. § 404.1545(a)(1) (“We will assess your residual functional
capacity based on all the relevant evidence in your case record.”). Therefore, a finding
of mild to moderate limitations, when read together with additional evidence in the
record, may support a determination plaintiff could perform the demands of light and/or
medium work.
To be sure, as outlined by Plaintiff, courts in this Circuit have generally concluded
mild to moderate limitations in exertional and postural activities are consistent with the
demands of light work. See Lewis v. Colvin, 548 F. App'x 675, 677-678 (2d Cir. 2013)
(The court agreed that the RFC assessment for a significant range of light work was
supported by an assessment from a consultative examiner of “mild limitations for
prolonged sitting, standing, and walking,” and direction that Lewis should avoid “heavy
lifting, and carrying”); Tankisi v. Comm'r of Soc. Sec., 521 F. App'x 29, 34 (2d Cir. 2013)
(affirming RFC for light work with occasional climbing balancing, stooping, kneeling,
crouching, and crawling, where consultative examiner opined that plaintiff had a “mild to
moderate limitation for sitting for a long time, standing for a long time, walking for a long
distance, pushing, pulling, or heavy lifting.”). However, although Plaintiff is correct that
courts have generally found mild to moderate limitations for prolonged walking, bending,
and kneeling consistent with the demands of light work; he fails to articulate which
aspects of medium work the limitations are inconsistent with.
Indeed, courts in this Circuit have also concluded an RFC for medium work
consistent with “mild to moderate” limitations. See David J. v. Comm'r of Soc. Sec., No.
19-CV-798, 2021 WL 1162878, at *3 (W.D.N.Y. Mar. 26, 2021) (RFC for medium work
with additional limitations found supported by substantial evidence, including opinion of
consultative examiner that Plaintiff had “mild-to-moderate limitations”); see also
Scholtisek v. Colvin, 110 F. Supp. 3d 464, 477 (W.D.N.Y. 2015) (RFC for medium
exertional work was consistent with a doctor’s opinion that the plaintiff had a mild-to-
moderate limitation in repetitive bending or twisting of the lumbar spine); Diaz v.
Barnhart, No. 05 Civ. 3392(JGK), 2007 WL 1815485 *6 (S.D.N.Y. June 15, 2007)
(doctor’s opinion that the plaintiff had mild to moderate limitations for walking, standing,
lifting, and carrying was consistent with the RFC for medium work); Henriquez v. Colvin,
No. 15-CV-2655, 2016 WL 4384720, at *9 (E.D.N.Y. Aug. 15, 2016) (“Courts in this
Circuit and elsewhere have concluded that a claimant can perform light or medium work
based on an opinion assessing moderate limitations for sitting, standing and walking.”);
see Harrington v. Colvin, 2015 WL 790756 at 15 (W.D.N.Y. Feb. 25, 2015) (moderate
limitation in sitting, standing, and walking not inconsistent with RFC that claimant could
sit, stand, and walk for six hours a day respectively and supports a finding of light or
medium work).
Medium work and light work differ primarily in the amount a plaintiff is required to
lift and carry. Medium work requires a plaintiff to lift/carry up to 50 pounds occasionally
and 25 pounds frequently and light work requires the ability to lift/carry up to 20 pounds
occasionally and 10 pounds frequently. 20 C.F.R. § 404.1567(b)-(c). Dr. Liu did not
limit the amount of weight Plaintiff could lift and/or carry. (T. 268.) Dr. Lawrence opined
Plaintiff could perform the lifting and/or carrying requirements of medium work. (T. 79-
80.) Therefore, the ALJ’s determination Plaintiff could perform the lifting/carrying
requirements of medium work was supported the administrative findings of Drs. Liu and
Lawrence.
Medium and light work require approximately six hours of standing and/or
walking during an eight-hour workday. 20 C.F.R. § 404.1567(b)-(c). Plaintiff, citing
numerous caselaw, asserts a mild to moderate limitation in prolonged walking is
consistent with the walking/standing demands of light work. (Dkt. No. 10 at 13-14.)
Therefore, if the limitation is consistent with the walking/standing demands of light work,
then the limitations are also consistent with the identical demands required in medium
work.
Dr. Liu also opined Plaintiff had “mild to moderate” limitations in his ability to
bend and kneel. (T. 268.) Two types of bending - stooping and crouching - must be
done frequently, from one-third to two-thirds of the time, in most medium jobs. SSR 83-
14. The ALJ limited Plaintiff to frequent kneeling and stooping. (T. 15.) The ALJ did
not specifically reference crouching in his RFC determination. (Id.) Dr. Liu’s opinion,
and the ALJ’s RFC determination, would not eliminate the occupations provided by the
vocational expert at the hearing. Further, Dr. Lawrence opined Plaintiff did not have an
postural limitations. (T. 80.) Stooping is required occasionally, and crouching and
kneeling are not present, in the occupation of linen-room attendant. DICOT 222.387-
030. Stooping and crouching are occasionally required, and kneeling is not present, in
the occupation of food-service worker. DICOT 319.677-014. Stooping and crouching
are frequently required, and kneeling is not present, in the occupation of kitchen helper.
DICOT 318.687-010. Therefore, at most the occupation of kitchen helper would be
eliminated, however, that would still leave the occupations of food-service worker
(85,000 jobs) and linen-room attendant (53,000 jobs). (T. 24.) The opinions of Drs. Liu
and Lawrence supported the ALJ’s determination Plaintiff could perform the postural
limitations required by medium work. Further, any error in adopted greater limitations
would be harmless because a significant number of jobs in the national economy would
still remain even if Plaintiff were limited to only occasional postural activities.
Overall, contrary to Plaintiff’s argument, Dr. Liu’s opinion was not inconsistent
with the demands of medium work. In formulating the RFC, the ALJ relied on the
administrative findings of Drs. Liu and Lawrence, together with other evidence in the
record such as medical treatment and activities of daily living. Therefore, the ALJ’s
physical RFC determination was proper and supported by substantial evidence in the
record.
Next, Plaintiff argues the ALJ committed legal error in formulating his mental
RFC determination because the ALJ determined the RFC “without finding any opinions
persuasive and using his own lay interpretation of the raw medical records.” (Dkt. No.
10 at 16-21.)
Contrary to Plaintiff’s assertion, an RFC determination is not the product of legal
error if formulating absent a medical opinion. An RFC finding is administrative in nature,
not medical, and its determination is within the province of the ALJ. 20 C.F.R. §
404.1545(a)(1) (“We will assess your residual functional capacity based on all the
relevant evidence in your case record.”), see id. §§ 404.1546(c), 416.946(c) (“the
administrative law judge or the administrative appeals judge at the Appeals Council . . .
is responsible for assessing your residual functional capacity”). Additionally, the
regulations direct an ALJ to “not defer or give any specific evidentiary weight, including
controlling weight, to any medical opinion(s) or prior administrative medical finding(s),
including those from [Plaintiff’s] medical sources.” Id. § 404.1520c.
Indeed, the Second Circuit has held that where, “the record contains sufficient
evidence from which an ALJ can assess the [plaintiff’s] residual functional capacity, a
medical source statement or formal medical opinion is not necessarily required.”
Monroe v. Comm'r of Soc. Sec., 676 F. App'x 5, 8 (2d Cir. 2017) (internal quotations
and citation omitted); see Matta v. Astrue, 508 F. App'x 53, 56 (2d Cir. 2013) (“Although
the ALJ's conclusion may not perfectly correspond with any of the opinions of medical
sources cited in his decision, he was entitled to weigh all of the evidence available to
make an RFC finding that was consistent with the record as a whole.”). Therefore,
Plaintiff’s assertion that the ALJ’s RFC determination was the product of legal error
because it was not supported by a specific medical opinion is without merit.
Plaintiff specifically asserts the ALJ’s determination that Plaintiff would be off task
five percent of the time during the workday was error because it is not clear how the
ALJ came to this conclusion. (Dkt. No. 10 at 19.) For the reasons outlined below, the
ALJ provided sufficient analysis to permit meaningful review. See Cichocki v. Astrue,
729 F.3d 172, 177 (2d Cir. 2013) (“Where an ALJ's analysis at Step Four regarding a
claimant's functional limitations and restrictions affords an adequate basis for
meaningful judicial review, applies the proper legal standards, and is supported by
substantial evidence such that additional analysis would be unnecessary or superfluous,
[. . .] remand is not necessary merely because an explicit function-by-function analysis
was not performed.”).
To be sure, remand is necessary where there is no evidentiary basis for an ALJ’s
specific finding, such as plaintiff’s need to be “off-task” six minutes out of every hour.
Cosnyka v. Colvin, 576 F. App'x 43, 46 (2d Cir. 2014). In Cosnyka, the ALJ relied upon
the opinion of an orthopedic examiner that plaintiff would require “regular comfort
breaks,” which the ALJ translated into a limitation that plaintiff would need a break for
six minutes out of every hour. 576 F. App'x at 46. The Second Circuit determined
remand was appropriate because nothing in the record, including the medical records
and the plaintiff’s testimony, supported the ALJ's conclusion, and indeed some evidence
was “to the contrary.” Id.
However, the “fact that [an] ALJ assigned a particular percentage range (0–10%)
to illustrate [a plaintiff’s] limitation does not undermine the fact that the ALJ's finding was
supported by substantial evidence.” Johnson v. Colvin, 669 F. App'x 44, 47 (2d Cir.
2016). In other words, the ALJ’s determination must be supported by substantial
evidence in the record. As already stated herein, the “substantial evidence” standard
“means - and means only - such relevant evidence as a reasonable mind might accept
as adequate to support a conclusion.” Biestek, 139 S. Ct. at 1154.. Here, record
evidence supported the ALJ’s determination Plaintiff needed an accommodation for
limitations in concentration, including Plaintiff’s own statements that he had trouble
paying attention and focusing. (T. 15, 202.) Therefore, the ALJ’s decision and
determination do not prevent meaningful review and “the fact that the ALJ afforded
Plaintiff the benefit of the doubt and included a 5% off-task time limitation in the RFC
assessment is not grounds for remand.” Lesanti v. Comm'r of Soc. Sec., 436 F. Supp.
3d 639, 649 (W.D.N.Y. 2020).
Plaintiff makes the related argument that because the ALJ did not adopt a
medical opinion in formulating the RFC the ALJ was required to perform a function-by-
function analysis. (Dkt. No. 10 at 19; citing Gorny v. Comm'r of Soc. Sec., No. 18-CV-
06, 2018 WL 5489573, at *3 (W.D.N.Y. Oct. 29, 2018).) As outlined in Gorney, the
Second Circuit has held that the failure to explicitly engage in a function-by-function
analysis as part of the RFC assessment does not constitute a per se error requiring
remand. Gorny v. Comm'r of Soc. Sec., No. 18-CV-06, 2018 WL 5489573, at *4
(W.D.N.Y. Oct. 29, 2018) (citing Cichocki, 729 F.3d at 174). “The relevant inquiry is
whether the ALJ applied the correct legal standards and whether the ALJ's
determination is supported by substantial evidence. Where an ALJ's analysis at Step
Four regarding a claimant's functional limitations and restrictions affords an adequate
basis for meaningful judicial review, applies the proper legal standards, and is
supported by substantial evidence such that additional analysis would be unnecessary
or superfluous, [. . .] remand is not necessary merely because an explicit function-by-
function analysis was not performed.” Cichocki, 729 F.3d at 177. Consistent with the
holding in Cichocki, the Court in Gorny remanded the case back to the ALJ because the
ALJ’s decision “did not connect the record evidence and RFC findings” and it was
“entirely unclear” how the ALJ reached his RFC determination. Gorny, 2018 WL
5489573, at *4. Overall, a function-by-function assessment is not necessary to permit
meaningful review.
Here, the ALJ’s written decision provides sufficient analysis to permit meaningful
review. In formulating Plaintiff’s mental RFC, the ALJ considered the objective medical
evidence, treatment, Plaintiff’s testimony, and Plaintiff’s statements concerning his
activities of daily living. The ALJ considered Plaintiff’s testimony that he was unable to
work due primarily to his mental health impairments which caused him to not sleep well,
have a poor attention span, and have a lack of motivation. (T. 17.) The ALJ considered
the examination and administrative findings provided by consultative examiner John
Miller, Ph.D. (T. 18.) The ALJ considered treatment records from mental health
providers which contained mild to moderate clinical abnormalities and improvement with
treatment. (T. 18-19.) The ALJ considered Plaintiff’s statements to providers that his
symptoms improved with treatment and medication. (T. 19.)
Indeed, in 2019, Plaintiff reported his mood was better, his sleep improved, and
he enjoyed time with his children and grandchildren. (T. 20, 334, 418.) Mental status
examinations were unremarkable. (T. 20, 334-335, 418.)
The ALJ further considered Plaintiff’s statements to providers that boredom
triggered depression and spending time with his grandchildren and finding house
projects were important. (T. 19-20.) Plaintiff reported being able to care for his own
needs, he spent time with his family, and he performed home improvement projects and
woodworking. (T. 21.)
Indeed, Plaintiff’s activities included an ability to drive a car, including as a driver
for Lyft, care for his grandchildren, take care of a dog, engage in woodworking, do home
improvement projects, pay bills, manage money, and remember to take medications
without reminders, support the ALJ’s findings that he had no more than mild to
moderate limitations in mental functioning. (T. 14, 18, 21, 59-60, 65-66, 193, 197, 261-
62, 327, 330, 336, 363.)
The ALJ found Dr. Miller’s finding Plaintiff was “markedly limited” in his ability to
control his behavior and maintain well-being, unpersuasive. (T. 22.) The ALJ reasoned
the limitation was inconsistent with mental status exams which showed mild to
moderate abnormalities and Plaintiff’s “wide range of activities.” (Id.) The ALJ further
found the administrative finding of State-agency medical consultant, G. Kleinerman,
Ph.D. “somewhat persuasive.” (Id.) Dr. Kleinerman found Plaintiff’s mental
impairments to be non-severe. (T. 78.) The ALJ concluded that the record supported
moderate limitations in the ability to interact with others and moderate limitation in the
ability to concentrate, persist or maintain pace, such that he does severe, although not
disabling, mental impairments according to Social Security’s rules and regulations. (Id.)
Finally, Plaintiff argues the ALJ “should have” obtained a medical opinion
because Plaintiff’s impairments were “too complex” to make an RFC determination.
(Dkt. No. 10 at 20-21.) As outlined herein, ALJs are not required to have a medical
opinion to support an RFC determination. Further, the record was complete and
sufficient for the ALJ to determine an RFC. Janes v. Berryhill, 710 F. App’x 33 (2d Cir.
2018) (the ALJ is not required to develop the record any further when the evidence
already presented is adequate for the ALJ to make a determination as to disability).
Therefore, the ALJ was not required to obtain a medical source opinion.
The ALJ has the duty to evaluate conflicts in the evidence. Monroe v. Comm'r of
Soc. Sec., 676 F. App'x 5, 7 (2d Cir. 2017) (“Genuine conflicts in the medical evidence
are for the Commissioner to resolve.”) (quoting Veino v. Barnhart, 312 F.3d 578, 588
(2d Cir. 2002)). Plaintiff may disagree with the ALJ's conclusion; however, the Court
must “defer to the Commissioner's resolution of conflicting evidence” and reject the
ALJ's findings “only if a reasonable factfinder would have to conclude otherwise.”
Morris v. Berryhill, 721 F. App’x 29 (2d Cir. 2018) (internal citations and quotations
omitted); Krull v. Colvin, 669 F. App'x 31 (2d Cir. 2016) (the deferential standard of
review prevents a court from reweighing evidence). As long as substantial record
evidence supports the ALJ’s determination of the facts, the Court must defer to the
ALJ’s decision. See Davila-Marrero v. Apfel, 4 F. App'x 45, 46 (2d Cir. 2001) (citing
Alston v. Sullivan, 904 F.2d 122, 126 (2d Cir. 1990)). As the Supreme Court stated,
“whatever the meaning of ‘substantial’ in other contexts, the threshold for such
evidentiary sufficiency is not high.” Biestek, 139 S. Ct. at 1154.
ACCORDINGLY, it is
ORDERED that Plaintiff's motion for judgment on the pleadings (Dkt. No. 10) is
DENIED; and it is further
ORDERED that Defendant’s motion for judgment on the pleadings (Dkt. No. 12)
is GRANTED; and it is further
ORDERED that Defendant's unfavorable determination is AFFIRMED; and it is
further
ORDERED that Plaintiffs Complaint (Dkt. No. 1) is DISMISSED.
Dated: November 28, 2022 Can
William B. Mitchell Carter
U.S. Magistrate Judge
17
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