Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH, CENTRAL DIVISION
MARK STEWART ALLEN, MEMORANDUM DECISION AND
ORDER DISMISSING CASE
Plaintiff,
v.
UTAH ADMINISTRATIVE OFFICE OF
THE COURTS; THE HONORABLE TONY
GRAF; SHAWN MINTER, Fourth Judicial Case No. 2:25-cv-00837
District Clerk of Court; CHRIS PALMER,
Security Director for the Utah Administrative
Office of the Courts; and DOES 1–20, Judge Tena Campbell
Defendants.
Before the court are two motions filed by Plaintiff Mark Stewart Allen: a Motion for
Leave to Proceed in forma pauperis (IFP) (ECF No. 3) and a Motion for a Temporary
Restraining Order (ECF No. 4). For the following reasons, the court denies both motions and
dismisses the matter.
FACTUAL BACKGROUND
This action derives from a long-standing dispute between Mr. Allen and a woman named
A. Koehler. Because Mr. Allen’s lengthy Complaint (ECF No. 1) does not provide a clear
summary, the court has taken judicial notice of the state court docket and related cases. Many of
the relevant facts are summarized in a decision by the Utah Court of Appeals that is described
more fully below. See Koehler v. Allen, 466 P.3d 738 (Utah Ct. App. 2020). Where indicated,
the court has also summarized the relevant facts from the materials provided by Mr. Allen. The
court provides this summary to illustrate the issues raised by Mr. Allen in his Complaint but does
not take any of the facts recited by the state court as true at this stage of the litigation.
After meeting on Facebook in 2011, Ms. Koehler asked Mr. Allen to stop contacting her
in July 2013. Koehler, 466 P.3d at 740. But Mr. Allen continued to reach out to Ms. Koehler
through third parties, over email, and by sending gifts to her family. Id. Ms. Koehler went to the
police in 2014 and 2015 and eventually sought a civil stalking injunction in April 2016. Id.
A. Case No. 160400655 (Part I): Stalking Injunction
The Utah district court granted Ms. Koehler a temporary ex parte civil stalking injunction
on May 2, 2016. Id. at 741; Koehler v. Allen, Case No. 160400655 (4th Dist. Ct. Utah). Mr.
Allen was served with that injunction on May 13, 2026. Koehler, 466 P.3d at 741; (see also Case
Dkt., Case No. 160400655, ECF No. 1-7 at 10). The proof of service was filed with the court on
May 20, 2026. (See ECF No. 1-7 at 10.) At the time, the relevant section of the Utah Code
stated as follows:
An ex parte civil stalking injunction is effective upon service. If no hearing is
requested in writing by the respondent within 10 days of service of the ex parte
civil stalking injunction, the ex parte civil stalking injunction automatically
becomes a civil stalking injunction without further notice to the respondent and
expires three years from the date of service of the ex parte civil stalking
injunction.
Utah Code Ann. § 77-3a-101(9) (2017).1
Mr. Allen did request a hearing, but not until May 26, 2016. Koehler, 466 P.3d at 741.
He therefore made his request over ten days after he was served with the injunction, although
less than ten days after the proof of service was filed. The Utah Court of Appeals later held that
1 A substantially similar provision is now codified at Utah Code Ann. § 78B-7-701(7)(c).
the injunction automatically extended for three years from the date of service because there were
no further court orders revoking or modifying the injunction:
Allen requested a hearing on May 26, 2016. Because the request was made more
than ten days after service of the injunction, the burden shifted to Allen “to show
good cause why the civil stalking injunction should be dissolved or modified.”
See [Utah Code Ann.] § 77-3a-101(10). The matter was set for a one-day bench
trial, but Allen’s attorney moved to continue the hearing for additional discovery.
For reasons not clear from the record, no hearing was ever held. No court orders
were entered revoking or modifying the injunction.
Id.; see also id. at 743 (holding that Mr. Allen was “on notice that he was required to obey the
court order until May 13, 2019”).
B. Case No. 171402280: Prosecution and Plea for July 2017 Incident
Mr. Allen later faced multiple prosecutions and orders to show cause stemming from
allegations that he had violated the stalking injunction. First, Mr. Allen was criminally charged
with violating the injunction in July 2017. See State v. Allen, Case No. 171402280 (4th Dist.
Ct.); (Case Dkt. in Case No. 171402280, ECF No. 1-7-at 26). He pled “no contest” to that
charge under the terms of a plea-in-abeyance agreement.
During that plea hearing, Allen claimed that he “wasn’t aware there … was an
injunction in place” because his “former counsel … had a mental breakdown and
failed to provide that documentation to [him].” But he admitted, as the factual
basis for the plea, that the State could likely prove that “with the stalking
injunction in place [he] sent a package to the protected party which was in
violation of that.” As a condition of the plea in abeyance, the court ordered Allen
not to contact Koehler for one year. Allen testified that he complied with the
terms of his plea agreement and the criminal case was dismissed prior to
December 2018.
Koehler, 466 P.3d at 741. The docket reflects that the charges against Mr. Allen were dismissed
with prejudice. (ECF No. 1-7 at 20.)
C. Case No. 160400655 (Part II): Contempt Order for December 2018 Incident
Then, on December 21, 2018, Mr. Allen contacted Ms. Koehler in an email that stated, in
part, “Why you have despised me and ruined my hope for happiness, unknown, but I do desire
peace between our hearts … if you are willing.” Koehler, 466 P.3d at 741. Ms. Koehler then
moved for an order to show cause (in Case No. 160400655, the case in which she had originally
obtained the injunction) why Mr. Allen should not be held in contempt for contacting her in
contravention of the stalking injunction. Id.
At the hearing on the motion,
Allen testified that he had been served with the injunction in 2016 but had asked
his attorney to request a hearing, believing that the injunction would last only
until a hearing was held. According to Allen, his attorney later informed him that
the hearing was canceled because the case had been dismissed. Allen testified
that, after speaking with his attorney, he believed the injunction was no longer in
effect, but he admitted that he had never received any official court documents
suggesting that the injunction had been dismissed or modified in any way.
…
Allen also claimed that he did not recall emailing Koehler on December 21, 2018.
He testified that, on December 21, he had taken both Unisom, an over-the counter
sleep aid, and trazodone, a medication that had been prescribed to Allen to treat
insomnia. Allen testified that he “woke up some 24 hours later” and recalled
“[a]bsolutely nothing” from the time period during which the email was sent.
Id. at 741–42.
The district court found that Mr. Allen was in contempt of the stalking injunction and Mr.
Allen appealed. Id. at 742. The Utah Court of Appeals agreed with the district court that Mr.
Allen knew about the stalking injunction and knew that he was required to obey the injunction
until May 13, 2019:
Even assuming that Allen’s attorney later misinformed him that the case had been
dismissed, the injunction specified that “[n]o one except the court can change” the
order and Allen admitted that he never received any official communication from
the court relieving him of the responsibility to comply.
Id. at 743. The Court of Appeals was similarly unpersuaded by Mr. Allen’s argument that he
believed the only order prohibiting him from contacting Ms. Koehler was the one-year order
issued by the district court in Case No. 171402280, as the record made clear that the “the one-
year period was not a substitute for or modification of the injunction, but a term of Allen’s plea-
in-abeyance agreement.” Id.
But the Court of Appeals found that the district court had not adequately addressed Mr.
Allen’s voluntary intoxication defense and remanded the case to the district court to determine
whether Mr. Allen had acted with the requisite mental state when he emailed Ms. Koehler. Id.
at 744.
On remand, the district court found by clear and convincing evidence that Mr. Allen
acted intentionally when he emailed Ms. Koehler in violation of the stalking injunction. (Am.
Findings & J. on Remand, July 22, 2020, Dkt. No. 98 in Case No. 160400655.) As a result, the
district court entered the following sanctions:
As previously ordered Allen is in contempt of the court’s Stalking Injunction.
The Court imposes sanctions on Allen, including a jail term of 10 days and a fine
of $300. These sanctions are stayed to allow Allen an opportunity to purge his
contempt. Allen may purge his contempt by having no further contact directly or
indirectly, in person, in writing, by email text, electronic posting to social media
or in any other manner with Koehler for a period of two years. If he successfully
purges his contempt, the sanctions will be lifted.
(Id.)
Over two years later, beginning around February 8, 2023, Mr. Allen began to file
multiple motions in Case No. 160400655, including a motion to delink his identifying
information from the stalking injunction, and motions against Ms. Koehler and her attorney. On
November 22, 2023, the district court issued an order holding as follows:
The pleadings in this case establish that it is a stalking injunction case. The
injunction was issued. It has expired and the issues raised in this case are now
moot. No counterclaim or third party complaint was timely filed and served
before judgment was entered. There are no remaining pleadings against either
party in this case. The time to appeal the trial court’s decision has run and the
court lack [sic] jurisdiction to consider motions except for Defendants motion to
delinking his identifying information from this case.
(Order on Def.’s Mots., Nov. 22, 2023, Dkt. No. 137 in Case No. 160400655.)
The district court also granted Mr. Allen’s motion to delink his identifying information,
noting: “Defendant may submit an appropriate order delinking his identifying information for
review and signature by the court.” (Id.) The district court issued an additional order on
July 2, 2025, in which it held that the documents Mr. Allen submitted were “confusing and not in
the form of an order ….” (Order to Remove Link between Def.’s Identifying Info. & Stalking
Inj., July 2, 2025, Dkt. No. 149 in Case No. 160400655.) The district court therefore opted to
prepare an order itself, in which the court ordered the Clerk of the Court to remove the link
between Mr. Allen’s personal identifying information and the stalking injunction. (Id.)
Mr. Allen continued to file motions and other documents in the case, including a motion
to waive fees. In an order denying that motion, the court held that it no longer had jurisdiction
over the matter, which had been resolved, and noted that “even if the court retains jurisdiction
over the matter the movant has not provided the court with authority to grant his motion.”
(Order Denying Mot. Waive Fees, Aug. 4, 2025, Dkt. No. 170 in Case No. 160400655.) In
another order, the court declined Mr. Allen’s request that the certified Judgment rolls “be
amended or corrected to include the August 4, 2016 docket entry: ‘Trial Cancelled, Case
Settled.’” (Order Denying Pet. Correct Certified Record, Sept. 3, 2025, Dkt. No. 181 in Case
No. 160400655.) The court found that nothing in the list of documents associated with the case
was inaccurate because there was “no document that memorialized the trial was canceled and the
case was settled. This information is correctly reflected in the court minutes.” (Id.) The court
also declined Mr. Allen’s request for “audit logs, internal correspondence, metadata, or
documentation relevant to the omission of the entry from prior certified copies” because the
court found that there was “no error that needs to be corrected.” (Id.)
Mr. Allen filed a petition for reconsideration, which the state court denied on
October 21, 2025. (Order Denying Pet. Recon., Oct. 21, 2025, Dkt. No. 206 in Case No.
160400655.)
D. Case No. 191400132: First Prosecution for December 2018 Incident
On January 15, 2019, in connection with the December 2018 email that Mr. Allen sent
Ms. Koehler, the Utah County Attorney’s Office charged Mr. Allen with Stalking, a third-degree
felony. State v. Allen, Case No. 191400132 (4th Dist. Ct.); (See Ruling & Order, Sept. 7, 2022,
Dkt. No. 76 in Case No. 211401656.) The prosecutor dismissed that charge without prejudice on
October 15, 2019, in return for the following agreement with Mr. Allen:
Mr. Allen is going to agree to waive his statute of limitations with regard to this
case in exchange for the State’s willingness to dismiss without prejudice. And the
agreement that the State has with Mr. Allen is that he will refrain from any kind
of contact, direct or indirect, or even public reference to this case or the victim in
this case. And if he violates that, we will be able to re-file the case.
(Id. at 2.) Mr. Allen later filed an expungement petition on August 23, 2021. (Id.)
E. Case No. 211401656: Second Prosecution for December 2018 Incident
On September 16, 2021, the Utah County Attorney’s Office refiled the stalking case that
it had previously dismissed without prejudice. State v. Allen, Case No. 211401656 (4th Dist.
Ct.); (Dkt. No. 76 in Case No. 211401656 at 3.) The State of Utah argued that Mr. Allen had
violated his agreement by filing his expungement petition. (Dkt. No. 76 in Case No. 211401656
at 3.) But the court disagreed, finding that Mr. Allen’s agreement to refrain from any public
reference to the case did not prohibit him from filing motions within the case itself, which was a
nonpublic forum. (Id. at 7–8.) The court therefore dismissed the charge without prejudice and
held that the parties remained bound by the original agreement. (Id. at 8; see also Status Hr’g,
Sept. 20, 2024, Dkt. No. 129 in Case No. 211401656.)
Mr. Allen later filed a motion asking the Honorable Robert C. Lunnen, the judge who
presided over the status conference, to recuse because he had not signed a proposed order that
Mr. Allen submitted to dismiss his case with prejudice. The court denied the motion, noting that
“[t]he proposed Order submitted by Defendant for Judge Lunnen’s signature contains extraneous
inappropriate statements” and did not accurately reflect the court’s statements at the hearing.
(Order on Mot. Recuse, Mar. 5, 2025, Dkt. No. 160 in Case No. 211401656 at 3.) The court
explained to Mr. Allen: “If Defendant wants Judge Lunnen to draft and sign and order stating
‘This case is dismissed with prejudice,’ Defendant can ask Judge Lunnen to do so.” (Id.)
Instead of making this request, Mr. Allen began filing a series of motions asking for
record preservation, record correction, judicial recusal, and other relief. Three weeks after Mr.
Allen filed his Complaint in the action now pending before this court, the state court determined
that Mr. Allen was a vexatious litigant and ordered him “to obtain legal counsel before
proceeding in any pending action or before filing any future claim for relief.” (Vexatious
Litigant Order, Oct. 15, 2025, Dkt. No. 218 in Case No. 211401656.) To the extent that Mr.
Allen could not secure counsel, the court ordered him to “obtain permission from the court
before filing any paper, pleading, motion, or claim for relief in any present or future action in any
court.” (Id.) The order was entered by the Honorable Tony Graf, Jr., who is named as a
defendant in this action. Mr. Allen maintains that Judge Graf acted outside his jurisdiction.
(ECF No. 4 at 3.)
Mr. Allen also asserts causes of action against the Utah Administrative Office of the
Courts (AOC), Shawn Minter, in his official and individual capacities as Clerk of the Fourth
Judicial District Court, and Chris Palmer, in his official and individual capacities as AOC’s
Security Director. Mr. Allen asserts that Mr. Minter and the AOC have refused to certify or
preserve records and that Mr. Palmer retaliated against him by issuing a trespass order on
June 26, 2025. (Id. at 7, 9.)
LEGAL STANDARD
When a plaintiff asks to proceed IFP, that request is governed by 28 U.S.C. § 1915. The
court must dismiss an action filed by an IFP plaintiff if the court determines the action “is
frivolous or malicious, fails to state a claim on which relief may be granted, or seeks monetary
relief against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B).
Although the court need not screen a plaintiff’s complaint before granting an IFP motion, the
Tenth Circuit has encouraged district courts to screen IFP cases as soon as practicable. See
Buchheit v. Green, 705 F.3d 1157, 1160–61 (10th Cir. 2012) (noting that prompt screening of
IFP cases is a good practice). “Dismissal of a pro se complaint for failure to state a claim is
proper only where it is obvious that the plaintiff cannot prevail on the facts he has alleged and it
would be futile to give him an opportunity to amend.” Kay v. Bemis, 500 F.3d 1214, 1217 (10th
Cir. 2007) (citation omitted).
When assessing a complaint for failure to state a claim upon which relief may be granted,
the court takes all well-pleaded factual assertions as true and regards them in a light most
favorable to the plaintiff. Ridge at Red Hawk L.L.C. v. Schneider, 493 F.3d 1174, 1177 (10th
Cir. 2007). But the factual allegations in a complaint must raise a plausible right to relief. See
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 554–56 (2007). A claim is facially plausible when
the plaintiff pleads enough factual content to justify the reasonable inference the defendant is
liable for the misconduct alleged. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). And while the
court accepts well-pleaded factual allegations as true at this stage, the court considers “bare
assertions” involving “nothing more than a ‘formulaic recitation of the elements’ of a
constitutional … claim” as “conclusory and not entitled to” an assumption of truth. Id. at 681
(quoting Twombly, 550 U.S. at 555).
Because Mr. Allen proceeds pro se, the court construes his pleadings “liberally” and
holds him “to a less stringent standard than formal pleadings drafted by lawyers.” Hall v.
Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991) (citation omitted). But “[t]he broad reading of
the plaintiff’s complaint does not relieve the plaintiff of the burden of alleging sufficient facts on
which a recognized legal claim could be based.” Id.
ANALYSIS
Mr. Allen asserts nine causes of action against the Defendants. (ECF No. 1 at 17.) For
the following reasons, the court finds that the federal court either lacks jurisdiction to hear these
claims or that Mr. Allen has failed to state a claim upon which relief may be granted.
First, Mr. Allen asserts three causes of action for violations of the federal criminal code:
1) “spoliation and record destruction” under 18 U.S.C. § 1519; 2) “Honest Services Fraud” under
18 U.S.C. § 1346; and 3) “Federal Program Fraud” under 18 U.S.C. § 666. (Id.) But no private
civil cause of action exists for violations of the federal criminal code unless the statute explicitly
provides for a civil remedy. See Kelly v. Rockerfeeler, 69 F. App’x 414, 415 (10th Cir. 2003)
(upholding the district court’s dismissal of causes of action under Title 18 because “the criminal
statutes do not provide for private civil causes of action”). The cited statutes do not provide for
such a remedy. Accordingly, the court dismisses these causes of action.
Second, Mr. Allen asserts a claim for fraud on the court. (ECF No. 1 at 17.) The Tenth
Circuit has noted as follows:
Generally speaking, only the most egregious misconduct, such as bribery of a
judge or members of a jury, or the fabrication of evidence by a party in which an
attorney is implicated will constitute a fraud on the court. Less egregious
misconduct, such as nondisclosure to the court of facts allegedly pertinent to the
matter before it, will not ordinarily rise to the level of fraud on the court.
Weese v. Schukman, 98 F.3d 542, 552–53 (10th Cir. 1996) (quoting Rozier v. Ford Motor Co.,
573 F.2d 1332, 1338 (5th Cir. 1978)). Here, Mr. Allen asserts that his lawyer withheld certain
evidence concerning the 2016 injunction hearing from the Utah Court of Appeals. (ECF No. 1-7
at 46.) These are not the kinds of allegations that rise to the level of fraud on the court. In any
event, as the court discusses further below, the court lacks jurisdiction to review the judgment of
the Utah Court of Appeals.
Third, Mr. Allen alleges a conspiracy under 42 U.S.C. § 1985 and neglect to prevent that
conspiracy under 42 U.S.C. § 1986. But Mr. Allen fails to plead plausible allegations that “two
or more persons” conspired to deter, “by force, intimidation, or threat,” any party or witness
from attending court or testifying. 42 U.S.C. § 1985(2). At most, Mr. Allen alleges that the state
court issued vexatious litigant and trespass orders against him. But, as the court discusses further
below, these orders are within the state court’s discretion to ensure the regular operation of the
judicial system and do not qualify as deterrence by force, intimidation, or threat. Mr. Allen also
fails to allege a violation of 42 U.S.C. § 1985(3), as he has not alleged that any violation of his
civil rights was the result of racial or class-based animus. See Tilton v. Richardson, 6 F.3d 683,
686 (10th Cir. 1993).
Fourth, Mr. Allen fails to state a claim for violations of Brady v. Maryland, as he does
not allege this claim against any prosecutors and Brady protects a criminal defendant’s right to
have the prosecution disclose any material favorable to the defendant. 373 U.S. 83 (1963).
That leaves Mr. Allen’s claims under the First and Fourth Amendments for denial of
access to the courts and retaliation for protected conduct. The basis for these claims appears to
be Mr. Allen’s allegation that the original stalking injunction issued against him expired on
August 4, 2016, thereby “extinguishing jurisdiction” and rendering void the subsequent
prosecutions against him. But the state court has already considered this contention, and this
court has no jurisdiction to review the state court’s decision.
The Rooker-Feldman doctrine holds that federal district courts “lack jurisdiction to
adjudicate claims seeking review of state court judgments.” Bisbee v. McCarty, 3 F. App’x 819,
822 (10th Cir. 2001) (citing D.C. Ct. of Appeals v. Feldman, 460 U.S. 462, 486 (1983); Rooker
v. Fidelity Trust Co., 263, U.S. 413, 415 (1923)). That is true even if a plaintiff alleges that a
state court judge has violated the Constitution. See Feldman, 460 U.S. at 486 (finding that
district courts lack jurisdiction “over challenges to state court decisions in particular cases arising
out of judicial proceedings even if those challenges allege that the state court’s action was
unconstitutional”); Van Sickle v. Holloway, 791 F.2d 1431, 1436 (10th Cir. 1986) (“A federal
district court does not have the authority to review final judgments of a state court in judicial
proceedings; such review may be had only in the United States Supreme Court.” (citing 28
U.S.C. § 1257)).
Here, the Utah Court of Appeals has already ruled that the stalking injunction against Mr.
Allen remained valid for three years. That court found as follows:
Allen admitted that he was served with the injunction, which stated that the court
order would end after three years. The injunction was served on May 13, 2016,
placing Allen on notice that he was required to obey the court order until May 13,
2019. Even assuming that Allen’s attorney later misinformed him that the case
had been dismissed, the injunction specified that “[n]o one except the court can
change” the order and Allen admitted that he never received any official
communication from the court relieving him of the responsibility to comply.
Koehler, 466 P.3d at 743.
Mr. Allen disputes that finding, relying primarily on an email from a Deputy County
Attorney sent to a police officer on January 11, 2019, which references the dispute between Ms.
Koehler and Mr. Allen:
On 5/2/2016 Judge Howard issued the temporary stalking injunction on an
exparte affidavit from the Petitioner. A return of service was filed with the court
on 5/20/2018.2 And the Respondent filed a request for a hearing on 5/26/2018.
The temporary stalking injunction says on it’s [sic] face that it “expires in three
years.” Unfortunately 77-3a-(6)(b) of the [Utah] code explains it differently:
(6)(b)(iii) that if the respondent fails to request a hearing within 10 days of
service, the ex parte civil stalking injunction is automatically modified to a civil
stalking injunction without further notice to the respondent and that the civil
stalking injunction expires three years after service of the ex parte civil stalking
injunction[.]
…
Because Mr. Allen appeared to have filed a request for a hearing on the temporary
stalking injunction within 10 days of being served and because Judge Howard did
not indicate on 8/4/2018 that the injunction continued, I do not think that it is
valid today.
(Email from Randy Kennard to Tammy Paynter, Jan. 11, 2019, ECF No. 1 at 6.)
As a preliminary matter, the court notes that the prosecutor’s email is not the smoking
gun that Mr. Allen believes it to be. Among the other errors in the email, the Deputy County
Attorney states that “Mr. Allen appeared to have filed a request for a hearing on the temporary
2 Mr. Allen argues, and the court agrees, that this date and the two that follow should read 2016
rather than 2018.
stalking injunction within 10 days of being served ….” But Mr. Allen did not file his request
within the 10-day period. Instead, Mr. Allen filed his request on May 26, which was within
10 days of the proof of service filed on the docket, but over 10 days after Mr. Allen was served
with the injunction on May 13. (See ECF No. 1-7 at 10 (noting that the “Temporary Civil
Stalking Injunction Service Date” was “05-13-2016” whereas the “Return: Temporary Stalking
Injunction” was filed on “05-20-2016”).) In other words, the prosecutor mistook the date of
proof of service (the date the return of service was filed with the court) with the date of service
(the date Mr. Allen was served with the injunction).
But even if the Utah courts got it wrong, this court lacks jurisdiction to review the
opinion of the Utah Court of Appeals and the final judgment later issued by the district court on
remand finding Mr. Allen in contempt of the stalking violation. Although a federal district court
may, in some circumstances, consider exculpatory evidence in the context of a habeas petition
from a state prisoner appealing a state court conviction on collateral review, see 28 U.S.C.
§ 2254, Mr. Allen has not been convicted of any crime. The order of the state court finding that
Mr. Allen was in contempt of his stalking injunction is the type of final judgment in a civil case
that this court lacks jurisdiction to review. The proper forum for that review is the state appellate
process, including a review by the Utah Supreme Court, if further review is available there, or by
the United States Supreme Court on a writ of certiorari. See 28 U.S.C. § 1257(a) (“Final
judgments or decrees rendered by the highest court of a State in which a decision could be had,
may be reviewed by the Supreme Court by writ of certiorari.”). The state appellate courts are
also the appropriate forum for Mr. Allen to appeal any orders related to trespass or to his
designation as a vexatious litigant.
To the extent that any of Mr. Allen’s state matters could be said to remain ongoing (given
that Mr. Allen continued to file motions in two of those cases, even after the state court granted
his motion to dismiss his second criminal case with prejudice), the court must abstain from
exercising jurisdiction as required by Younger v. Harris, 401 U.S. 37 (1971). Under that
doctrine, “federal courts should not interfere with state court proceedings by granting equitable
relief—such as injunctions of important state proceedings or declaratory judgments regarding
constitutional issues in those proceedings—when a state forum provides and adequate avenue for
relief.” Weitzel v. Div. of Occupational & Pro. Licensing of Dept. of Com., 240 F.3d 871, 875
(10th Cir. 2001) (citation modified). As the Tenth Circuit has stated:
A federal court must abstain from exercising jurisdiction when: (1) there is an
ongoing state criminal, civil, or administrative proceeding, (2) the state court
provides an adequate forum to hear the claims raised in the federal complaint, and
(3) the state proceedings “involve important state interests, matters which
traditionally look to state law for their resolution or implicate separately
articulated state policies.”
Amanatullah v. State Bd. of Med. Exam’rs, 187 F.3d 1160, 1163 (10th Cir. 1999) (quoting
Taylor v. Jaquez, 126 F.3d 1294, 1297 (10th Cir. 1997)). The Supreme Court has further
clarified that Younger abstention applies to three categories of state proceedings: 1) state
criminal prosecutions; 2) certain “civil enforcement proceedings”; and 3) “civil proceedings
involving certain orders that are uniquely in furtherance of the state courts’ ability to perform
their judicial functions.” Sprint Commc’ns, Inc. v. Jacobs, 571 U.S. 69, 73 (2013) (quoting New
Orleans Pub. Serv., Inc. v. Council of New Orleans, 491 U.S. 350, 367–68 (1989)).
Under Younger, the court must abstain from considering matters related to Mr. Allen’s
criminal prosecutions to the extent they remain ongoing. And the court also abstains from
considering claims related to the vexatious litigant and trespass orders issued by the state court,
which are “orders and processes that lie at the core of the administration of a State’s judicial
system and through which the state vindicates the regular operation of its judicial system[.]”
Covington v. Humphries, No. 24-1158, 2025 WL 1448661, at *4 (10th Cir. May 19, 2025)
(citation modified).
Finally, Mr. Allen asks for a “[w]aiver of all fees for access to certified records,
consistent with Plaintiff’s indigency.” (ECF No. 4 at 17.) The Supreme Court has held that
criminal defendants may not be denied the right to appeal due to an inability to pay for a trial
transcript. Griffin v. Illinois, 351 U.S. 12 (1956). But this holding does not encompass a right to
obtain free state court records for any purpose, and courts have declined to hold that plaintiffs in
civil cases are entitled to free transcripts on appeal. See, e.g., Almarez v. Carpenter, 347 F.
Supp. 597, 604–05 (D. Colo. 1972). In any event, Mr. Allen’s state court matters are not
currently on appeal, his charges have been dismissed, and Mr. Allen has not demonstrated a need
for these materials.
Because Mr. Allen fails to state a claim upon which relief may be granted, and because
this court has no jurisdiction to review the state court final judgments of which Mr. Allen
complains, the court need not discuss additional reasons—such as judicial immunity—why his
claims are likely barred. But given the number of legal defects that prevent Mr. Allen from
seeking relief in this court, the court finds that Mr. Allen would be unable to cure the defects in
his Complaint through amendment. And “dismissal with prejudice is appropriate where, as in
this case, no amendment could cure the defect in the complaint.” Serna v. City of Colo. Springs,
No. 24-1149, 2025 WL 471224, at *2 n.1 (10th Cir. Feb. 12, 2025) (citing Curley v. Perry, 246
F.3d 1278, 1282 (10th Cir. 2001)).
The court therefore dismisses Mr. Allen’s complaint with prejudice to the extent that the
court has jurisdiction over his allegations.
ORDER
For the foregoing reasons, the court ORDERS as follows:
1. The Plaintiff's Motion to Proceed in forma pauperis (ECF No. 3) and the
Plaintiff's Motion for a Temporary Restraining Order (ECF No. 4) are DENIED.
2. The Plaintiff's claims under the First and Fourteenth Amendments, to the extent
they ask this court to review final judgments of the state court, are DISMISSED without
prejudice for lack of jurisdiction.
3. The Plaintiff's remaining claims are DISMISSED with prejudice for failure to
state a claim upon which relief may be granted.
DATED this 2nd day of April, 2026.
BY THE COURT:
Lene
Sere, Compute
United States District Judge
17
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