Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
WICHITA FALLS DIVISION
CATHERINE B., §
Plaintiff, §
§
v. § No. 7:25-CV-102-BW
§
COMMISSIONER, SOCIAL §
SECURITY ADMINISTRATION, §
Defendant. §
MEMORANDUM OPINION AND ORDER
Plaintiff Catherine B. (“Plaintiff”) brings this action pursuant to the Social
Security Act (the “Act”), seeking review of the final decision of the Commissioner of
Social Security (the “Commissioner”), that denied her application for Disability
Insurance Benefits (“DIB”) under Title II of the Act, and her application for
Supplemental Security Income (“SSI”) under Title XVI of the Act. (See Dkt. No. 1.)
The Court has jurisdiction over this action under 42 U.S.C. §§ 405(g) and 1383(c),
and the parties consented to proceed before the undersigned in accordance with 28
U.S.C. § 636(b). (See Dkt. Nos. 5, 9.)
Plaintiff filed a brief on appeal (Dkt. No. 14) (“P. Br.”), to which the
Commissioner filed a brief in response (Dkt. No. 19 (“D. Br.”)), and Plaintiff filed a
reply brief (Dkt. No. 20) (“Reply”). After considering the pleadings, briefs, and
administrative record, the Court finds that the Commissioner's decision is
AFFIRMED.
I. BACKGROUND
On January 28, 2022, Plaintiff protectively filed applications for DIB and SSI,
alleging disability beginning March 16, 2021, due to high blood pressure, hearing
problems in both ears, broken left ankle with two major surgeries, degenerative disc
disease, and anemia. (See Transcript (“Tr.”) 245-51, 290.) The claims were denied
initially on September 29, 2022, and again on reconsideration on August 31, 2023
(Tr. 113-46), after which Plaintiff timely requested an administrative hearing (Tr.
147-48).
On April 30, 2024, Administrative Law Judge Diana Erickson (“the ALJ”)
held a telephonic hearing, at which Plaintiff appeared and testified and was
represented by Jeff Sullivan, an attorney. (Tr. 14.) Janice Hastert, an impartial
vocational expert, also appeared and testified. Id. The ALJ issued an unfavorable
decision on September 27, 2024, finding Plaintiff not disabled. (Tr. 14-24.) On July
21, 2025, the Appeals Council denied Plaintiff’s request for further review. (Tr. 1-6.)
The ALJ’s April 30, 2024 decision thus became the “final decision” of the
Commissioner subject to judicial review under 42 U.S.C. § 405(g).
II. LEGAL STANDARDS
A. District Court Review
Judicial review of the Commissioner's denial of benefits is limited to whether
the Commissioner’s position is supported by substantial evidence and whether the
Commissioner applied the proper legal standards in evaluating the evidence. See 42
U.S.C. § 405(g); Copeland v. Colvin, 771 F.3d 920, 923 (5th Cir. 2014); Ripley v. Chater,
67 F.3d 552, 555 (5th Cir. 1995). Substantial evidence is “more than a mere
scintilla” and “means such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971);
accord Copeland, 771 F.3d at 923. To determine whether substantial evidence of
disability exists, four elements of proof must be weighed: (1) objective medical facts;
(2) diagnoses and opinions of treating and examining physicians; (3) claimant’s
subjective evidence of pain and disability; and (4) claimant’s age, education, and
work history. See Wren v. Sullivan, 925 F.2d 123, 126 (5th Cir. 1991) (citing DePaepe
v. Richardson, 464 F.2d 92, 94 (5th Cir.1972)).
The Commissioner, rather than the courts, must resolve conflicts in the
evidence, including weighing conflicting testimony and determining witness
credibility, and this Court does not try the issues de novo. See Martinez v. Chater, 64
F.3d 172, 174 (5th Cir. 1995); Greenspan v. Shalala, 38 F.3d 232, 237 (5th Cir. 1994).
Thus, the court may not reweigh the evidence or substitute its judgment for the
Commissioner’s but must scrutinize the entire record to ascertain whether substantial
evidence supports the hearing decision. See Copeland, 771 F.3d at 923; Hollis v.
Bowen, 837 F.2d 1378, 1383 (5th Cir. 1988). The Court “may affirm only on the
grounds that the Commissioner stated for [the] decision.” Copeland, 771 F.3d at 923.
“Absent an error that affects the substantial rights of a party, administrative
proceedings do not require ‘procedural perfection.’” Wilder v. Colvin, No. 13-CV-
3014-P, 2014 WL 2931884, at *5 (N.D. Tex. June 30, 2014) (quoting Taylor v. Astrue,
706 F.3d 600, 603 (5th Cir. 2012)). “The ALJ is not required to discuss every piece
of evidence in the record nor must the ALJ follow formalistic rules of articulation.”
Hunt v. Astrue, No. 4:12-CV-244-Y, 2013 WL 2392880, at *7 (N.D. Tex. June 3,
2013) (citing Castillo v. Barnhart, 151 F. App'x 334, 335 (5th Cir. 2005)). “Procedural
errors affect the substantial rights of a claimant only when they ‘cast into doubt the
existence of substantial evidence to support the ALJ’s decision.’” Wilder, 2014 WL
2931884, at *5 (quoting Morris v. Bowen, 864 F.2d 333, 335 (5th Cir. 1988)).
“Remand is required only when there is a realistic possibility that the ALJ would
have reached a different conclusion absent the procedural error.” Id. (citing January
v. Astrue, 400 F. App’x 929, 933 (5th Cir. 2010)).
B. The Sequential Evaluation Process
“In order to qualify for disability insurance benefits or [supplemental security
income], a claimant must suffer from a disability.” Copeland. 771 F.3d at 923 (citing
42 U.S.C. § 423(d)(1)(A)). The Act defines “disability” as the inability to engage in
substantial gainful activity by reason of any medically determinable physical or
mental impairment that can be expected to result in death or last for a continued
period of 12 months. See id. § 423(d)(1)(A); see also Copeland, 771 F.3d at 923; Cook v.
Heckler, 750 F.2d 391, 393 (5th Cir. 1985).
An ALJ must follow a five-step sequential evaluation to determine whether a
claimant is disabled within the meaning of the Act. See Wren, 925 F.2d at 125
(summarizing 20 C.F.R. § 404.1520(b)-(f)). On the first four steps of the analysis, the
claimant has the initial burden of proving that he is disabled. Bowen v. Yuckert, 482
U.S. 137, 146 n.5 (1987). The burden shifts to the Commissioner on the fifth step to
show that the claimant is capable of performing work in the national economy and is
therefore not disabled. Id. “A finding that a claimant is disabled or is not disabled at
any point in the five-step review is conclusive and terminates the analysis.” Lovelace
v. Bowen, 813 F.2d 55, 58 (5th Cir.1987).
At step one, the ALJ must determine whether the claimant is engaged in
substantial gainful work activity. See 20 C.F.R. § 404.1520(b). If so, the claimant is
not disabled. If the claimant is not engaged in substantial gainful work activity, the
ALJ proceeds to step two and determines whether the claimant has an impairment,
or combination of impairments, that is “severe” within the meaning of the Act,
meaning that it imposes significant restrictions on the claimant’s ability to perform
basic work activities. Id. § 404.1520(c). If the claimant does not have a severe
impairment or combination of impairments, the analysis concludes with a finding of
“not disabled.” If the claimant does, the ALJ continues to step three.
At step three, the ALJ examines whether a claimant’s impairment meets or
medically equals the criteria of a listed impairment in Appendix 1 of Subpart P of
Regulation No. 4 (the “Listings”). Id. § 404.1520(d). If the impairment meets or
medically equals the criteria of a Listing and meets the durational requirement, the
claimant is disabled. Id. § 404.1509. If not, the ALJ determines the claimant’s
residual functional capacity (“RFC”), which is the ability to perform physical or
mental work activities on a sustained basis notwithstanding limitations for the
collective impairments. See id. § 404.1520(e)-(f).
The ALJ then proceeds to step four and determines whether the claimant’s
RFC permits him or her to perform the requirements of her past relevant work. 20
C.F.R. § 404.1520(f). If the claimant can perform such requirements, then she is not
disabled. Id. If an individual's impairment precludes her from performing past work,
the analysis proceeds to the fifth and final step, wherein the burden shifts to the
Commissioner to show that there is other gainful employment available in the
national economy that the claimant is capable of performing. Greenspan, 38 F.3d at
236. This burden may be satisfied either by reference to the Medical-Vocational
Guidelines of the regulations or by expert vocational testimony or other similar
evidence. Fraga v. Bowen, 810 F.2d 1296, 1304 (5th Cir. 1987).
III. ALJ’s FINDINGS
The ALJ analyzed Plaintiff's claim for benefits under the process described
above and made the following findings in her April 30, 2024 decision:
1. The claimant meets the insured status requirements of the Social Security
Act through December 31, 2027.
2. The claimant has not engaged in substantial gainful activity since March
16, 2021, the alleged onset date (20 CFR 404.1571 et seq., and 416.971 et
seq.).
3. The claimant has the following severe impairments: chronic pain
syndrome, obesity, rheumatoid arthritis, and posttraumatic arthritis from
left tibial fracture status/post ORIF (20 CFR 404.1520(c) and 416.920(c)).
4. The claimant does not have an impairment or combination of impairments
that meets or medically equals the severity of one of the listed impairments
in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d),
404.1525, 404.1526, 416.920(d), 416.925 and 416.926).
5. The claimant can perform sedentary work, as defined in the regulations,1
except she cannot climb ladders, ropes, or scaffolds. The claimant can
occasionally climb ramps and stairs, stoop, balance, kneel, crouch, and
crawl. The claimant can tolerate only occasional exposure to vibration and
hazards such as exposed heights and moving mechanical parts. The
claimant can only occasionally reach overhead and can frequently reach
other directions. The claimant can no more than frequently handle and
finger (404.1567(a) and 416.967(a)).
6. The claimant is unable to perform past relevant work (20 CFR 404.1565
and 416.965).
7. The claimant was born on December 11, 1974, and was 46 years old,
which is defined as a younger individual age 45-49, on the alleged
disability onset date (20 CFR 404.1563 and 416.963).
8. The claimant has at least a high school education (20 CFR 404.1564 and
416.964).
9. Transferability of job skills is not material to the determination of disability
because using the Medical-Vocational Rules as a framework supports a
finding that the claimant is “not disabled,” whether or not the claimant has
transferable job skills (See SSR 82-41 and 20 CFR Part 404, Subpart P,
Appendix 2).
10. Considering the claimant’s age, education, work experience, and residual
functional capacity, there are jobs that exist in significant numbers in the
national economy that the claimant can perform (20 CFR 404.1569,
404.1569a, 416.969, and 416.969a).
11. The claimant has not been under a disability, as defined in the Social
Security Act, from March 16, 2021, through the date of this decision (20
CFR 404.1520(g) and 416.920(g)).
(Tr. 14-24.)
1 “Sedentary work involves lifting no more than 10 pounds at a time and occasionally lifting
or carrying articles like docket files, ledgers, and small tools. Although a sedentary job is defined as
one which involves sitting, a certain amount of walking and standing is often necessary in carrying
out job duties. Jobs are sedentary if walking and standing are required occasionally and other
sedentary criteria are met.” 20 C.F.R. § 416.967(a).
Accordingly, the ALJ determined that, based on the application for a period of
disability and disability insurance benefits, protectively filed on January 28, 2022, the
claimant is not disabled under §§ 216(i) and 223(d) of the Act. (Tr. 24.) The ALJ
also determined that based on the application for supplemental security income
protectively filed on January 28, 2022, the claimant is not disabled under
§ 1614(a)(3)(A) of the Social Security Act. (Id.)
IV. ANALYSIS
Plaintiff asserts a single point of error, contending that the RFC finding was
not supported by substantial evidence because the ALJ determined that Plaintiff
could sustain a specific modified range of sedentary work without identifying or
obtaining proper medical evidence that supported the limitations assessed. (See P.
Br. at 1, 12-17.) Relatedly, Plaintiff contends that the ALJ failed in her duty to fully
and fairly develop the record. (Id.)
The Commissioner argues in response that the ALJ was not required to base
the RFC finding on a medical opinion and properly formulated Plaintiff’s RFC by
assessing the medical evidence and other relevant evidence such as Plaintiff’s own
statements and her reported activities. (See D. Br. at 3-8.) Further, argues the
Commissioner, the ALJ was not required to develop the record because the ALJ had
sufficient facts to render an informed decision regarding Plaintiff’s RFC. (D. Br. at
7-8.)
After considering the pleadings, briefs, and administrative record, the Court
finds that the ALJ properly considered the entire record, including the medical
opinion evidence and treatment records showing normal physical examinations and
left ankle imaging, normal strength throughout all lower and upper extremities, and
normal range of motion, as well as Plaintiff’s reports of her daily activities, and the
ALJ’s RFC assessment was supported by substantial evidence. Furthermore,
Plaintiff has not shown that the ALJ needed to further develop the record by
obtaining additional medical evidence, or that she was prejudiced by the ALJ’s
alleged failure to do so.
A. The ALJ’s RFC finding was supported by substantial evidence.
RFC is what an individual can still do despite her limitations. Social Security
Regulation (“SSR”) 96-8p, 1996 WL 374184, at *2 (S.S.A. July 2, 1996). It reflects
the individual’s maximum remaining ability to do sustained work activity in an
ordinary work setting on a regular and continuing basis. Id.; see Myers v. Apfel, 238
F.3d 617, 620 (5th Cir. 2001). A regular and continuing basis is an eight-hour day,
five days a week, or an equivalent schedule. SSR 96-8p, 1996 WL 374184, at *2.
RFC is not the least an individual can do but the most. Id. The RFC is a function-
by-function assessment, with both exertional and nonexertional factors to be
considered, and it is based on all the relevant evidence in the case record. Id. at 3-6.
The ALJ has the sole responsibility for evaluating a claimant’s RFC based on the
record. 20 C.F.R. § 404.1546(c); see also Villa v. Sullivan, 895 F.2d 1019, 1023 (5th
Cir. 1990). Further, the ALJ must discuss the claimant's ability to perform sustained
work activity on a regular and continuing basis and resolve any inconsistencies in the
evidence. SSR 96-8p, 1996 WL 374184, at *7.
In making the RFC assessment, the ALJ must consider all symptoms,
including pain, and the extent to which these symptoms can be reasonably accepted
as consistent with objective medical evidence and other evidence. See 20 C.F.R.
§ 404.1529; SSR 16-3p, 2017 WL 5180304, at *2 (Oct. 25, 2017); SSR 96-8p, 1996
WL 374184, at *5. The ALJ must also consider limitations and restrictions imposed
by all of an individual's impairments, even impairments that are not severe. See SSR
96-8p, 1996 WL 374184, at *5. The ALJ may draw reasonable inferences from the
evidence in making his decision, but the social security ruling also cautions that
presumptions, speculation, and supposition do not constitute evidence. See e.g., SSR
86-8, 1986 WL 68636, at *8 (1986), superseded by SSR 91-7c, 1991 WL 231791, at *1
(Aug. 1, 1991) (changing the ruling only to the extent the SSR discusses the former
procedures used to determine disability in children).
The ALJ is not required to incorporate limitations in the RFC that she did not
find the record supported. See Muse v. Sullivan, 925 F.2d 785, 790 (5th Cir. 1991)
(“The ALJ as factfinder has the sole responsibility for weighing the evidence and
may choose whichever physician's diagnosis is most supported by the record.”). In
reviewing the ALJ's decision, a finding of no substantial evidence is appropriate only
if no credible evidentiary choices or medical findings support the decision. Boyd v.
Apfel, 239 F.3d 698, 704 (5th Cir. 2001).
As the ALJ noted, Plaintiff alleged disability mainly due to degenerative disc
disease, osteoarthritis in her neck, hypertension, and left ankle pain. (See Tr. 19.)
After careful consideration of the evidence, the ALJ found that Plaintiff’s statements
regarding the intensity, persistence, and limiting effects of her symptoms were not
entirely consistent with the evidence of record. (See id.) See SSR 96–7p, 1996 WL
374186, at *2 (“whenever the individual's statements . . . [regarding her] symptoms
are not substantiated by objective medical evidence, the adjudicator must make a
finding on the credibility of the individual’s statements based on a consideration of
the entire case record”); 20 C.F.R. §§ 404.1529(c)(4), 416.929(c)(4). An “ALJ’s
findings regarding the debilitating effect of the subjective complaints are entitled to
considerable judicial deference.” James v. Bowen, 793 F.2d 702, 706 (5th Cir.1986).
Here, the ALJ properly considered the totality of the evidence in assessing
Plaintiff’s RFC. (See Tr. 18-21.) First, the ALJ noted that Plaintiff has a history of
open reduction internal fixation (“ORIF”) on her left tibia and fibula. (Tr. 19, 430.)
The ALJ also noted that Plaintiff had a normal physical examination in March 2021,
and a physical examination in August 2023 showed no change in the position of her
hardware, but Plaintiff had a calcaneal spur. (Tr. 19, 379, 440.) The ALJ also noted
that Plaintiff has “Class III” obesity, which “can further limit postural and exertional
abilities,” and accordingly limited her to sedentary work. (Tr. 19, 599, 795.)
During an August 2023 consultative examination, Plaintiff’s gait was antalgic,
she had difficulty walking on her heels and toes, but she could tandem walk; she had
normal 5/5 strength throughout all upper and lower extremities, including her finger
abduction and grip; had normal range of motion throughout lower and upper
extremities, aside from left flexion and abduction; and had good range of motion in
her back and hips. (Tr. 19-20, 435-38.)
In October 2023, Plaintiff requested consultation for possible removal of her
surgical hardware. (Tr. 20, 568.) She was later diagnosed with post-traumatic
arthritis of the left ankle. (Tr. 20, 648.) The ALJ explained that based on this
finding, Plaintiff was limited to sedentary work, minimizing the amount of time that
she must stand or walk; she can never climb ladders, ropes, or scaffolds; and due to
her neck pain, Plaintiff can only occasionally reach overhead and can frequently
reach other directions. (Tr. 20.) The ALJ also noted that Plaintiff’s normal physical
examination, including normal range of motion strength and 5/5 in her lower left
extremity, shows that she can perform this work. (Tr. 20, 650.)
In addition, the ALJ noted that Plaintiff reported in November 2023 that she
had not seen a doctor for some time, which the ALJ reasonably found indicated that
Plaintiff was managing her symptoms for much of the relevant period without
treatment, and her symptoms were more manageable than she has alleged. (Tr. 20,
581.) The ALJ also noted that in January 2024, Plaintiff reported that she was
getting good relief from her podiatry visit and ankle injections, further supporting the
ALJ’s conclusion that Plaintiff had the ability to perform sedentary work. (Tr. 20,
662.)
In February and March 2024, Plaintiff reported knee pain, primarily on the
right; but on examination, she had normal range of motion throughout her body.
(Tr. 20, 793, 819-20.) The February 2024 record notes that Plaintiff had an initial
rheumatology assessment in January 2024 due to joint pain and swelling along with
chronic pain syndrome features and a positive ANA rheumatoid factor, though the
record states these findings were due to other contributing factors. (Tr. 20, 809-12.)
Based on these records, the ALJ determined that Plaintiff could only occasionally
stoop, balance, kneel, crouch, crawl, and climb ramps and stairs and tolerate only
occasional exposure to vibration and hazards such as exposed heights and moving
mechanical parts. (Tr. 20.)
The ALJ also considered Plaintiff’s allegations of difficulty using her hands.
(Tr. 20.) In October 2023, she reported numbness in her left fourth and fifth fingers.
(Tr. 20, 485.) In February 2024, Plaintiff reported ongoing hand and finger
symptoms associated with significant stiffness, but a hand x-ray showed no acute
abnormalities or evidence of rheumatoid arthritis. (Tr. 20, 811.) To address these
symptoms, the ALJ included in the RFC that Plaintiff could handle and finger no
more than frequently and limited Plaintiff to lifting and carrying at the sedentary
exertional level. (Tr. 20.)
In addition to reviewing the medical evidence, the ALJ also reviewed other
relevant evidence such as Plaintiff’s statements and reported activities. (Tr. 20, 433.)
See 20 C.F.R. § 416.929(c)(3)(i) (daily activities a relevant factor in evaluating
symptoms); see also Leggett v. Chater, 67 F.3d 558, 565 n.12 (5th Cir. 1995) (“It is
appropriate . . . to consider the claimant’s daily activities when deciding the
claimant’s disability status.”). Plaintiff reported doing household chores, caring for
her children, doing laundry, washing dishes, and driving. (Tr. 20, 433.) As the ALJ
explained, these activities are consistent with lifting, carrying, pushing, pulling,
standing, and walking at the sedentary exertional level and support the finding that
Plaintiff has the ability to frequently reach in all directions but overhead. (Tr. 20.)
The ALJ further explained that driving shows that Plaintiff can frequently handle
and finger, as she has to grasp the steering wheel, operate her gear shift, turn and
grasp her keys, and initiate other driving necessities like windshield wipers. (Id.)
Plaintiff also testified that she sometimes babysits her grandchildren, whose ages
range from 5 to 10, and cooks, activities that the ALJ reasonably concluded further
support Plaintiff’s ability to lift and carry at the sedentary level, as well as to
frequently handle and finger. (Tr. 20, 43-44, 58.)
The ALJ also considered the medical opinion evidence of record. (Tr. 20-21.)
Effective for claims filed on or after March 27, 2017, the Social Security Agency
comprehensively revised its regulations governing medical opinion evidence creating
a new regulatory framework. See Revisions to Rules Regarding the Evaluation of
Medical Evidence, 82 Fed. Reg. 5844 (Jan. 18, 2017) (technical errors corrected by
82 Fed. Reg. 15, 132-01 (March 27, 2017). Here, Plaintiff filed her claims on
January 22, 2022, and therefore, the 2017 regulations are applicable to her claims.
Under these revised regulations, the ALJ must determine the persuasiveness of
a physician’s medical opinion. 20 C.F.R. § 416.920c. To determine the
persuasiveness of each medical opinion, the ALJ considers supportability,
consistency, relationship with the plaintiff, specialization, and other factors that tend
to support or contradict a medical opinion. Id. §§ 404.1520c(c)(1)-(5), 416.920c(c)(1)-
(5). The most important factors are supportability and consistency. Id.
§§ 404.1520c(b)(2), 416.920c(b)(2). When considering medical opinions, the ALJ
“will not defer or give any specific evidentiary weight, including controlling weight,
to any medical opinion(s).” 20 C.F.R. §§ 404.1520c(a), 416.920c(a); Stephens v. Saul,
3:20-CV-823-BH, 2020 WL 7122860, at *5 (N.D. Tex. Dec. 4, 2020) (citation
omitted); accord Winston v. Berryhill, 755 F. App’x 395, 402 n.4 (5th Cir. 2018)
(citation omitted).
The ALJ must also explain the persuasiveness of medical opinions. 20 C.F.R.
§§ 404.1520c(b), 416.920c(b). An ALJ will discuss how she considered the
supportability and consistency factors for a medical source’s medical opinions in her
determination or decision. Id. “At a minimum, the ALJ's discussion [of these
factors] must give enough reasons to permit meaningful judicial review.” Hubbard v.
Comm’r of Soc. Sec., No. 4:20-CV-588-BP, 2022 WL 196297, at *4 (N.D. Tex. Jan. 21,
2022) (citations omitted).
First, the ALJ considered the opinion of state agency medical consultant Dr.
Phillip Matar, who reviewed Plaintiff’s file on reconsideration, and found Plaintiff
capable of medium work with standing and walking limited to three hours. (Tr. 21,
88-90.) The ALJ, however, did not find Dr. Mator’s opinion persuasive, noting that
although the opinion was supported by citations to Plaintiff’s normal muscle strength
and range of motion, it was inconsistent with Plaintiff’s complaints of ankle pain.
(Tr. 21, 97.)
The ALJ next considered the opinion of consultative medical examiner Dr.
Copper Tye. (Tr. 21, 432-37.) Dr. Tye’s only specific functional limitation was that
Plaintiff does not need an assistive device for short or long distances but needs a cane
on uneven terrain. (Tr. 21, 437.) The ALJ found this assessment “generally
persuasive” as it was supported by Dr. Tye’s examination and consistent with
Plaintiff’s ability to walk to catch the bus, as well as clinical findings on her gait,
strength, and range of motion. (Id.) Plaintiff complains that the ALJ “rejected” Dr.
Tye’s cane limitation (see P. Br. at 14), but the ALJ explained that an assistive device
was not included in the RFC because the record did not support regular need for an
assistance device, and the RFC limits Plaintiff to sedentary work and restricted
climbing of ladders. (Tr. 21.)
Finally, the ALJ considered the opinion of Dr. Brian Hull, Plaintiff’s treating
physician. (Tr. 21.) Dr. Hull opined that Plaintiff could sit for four hours,
stand/walk for one hour, and occasionally lift less than ten pounds. (Tr. 21, 442,
473.) Dr. Hull also opined that Plaintiff would miss work several times monthly.
(Tr. 21, 443, 473). The ALJ did not find Dr. Hull’s opinion persuasive, explaining
that it was not consistent with the record, including Plaintiff’s activities of daily
living. (Tr. 21, 43-44, 58, 432.) The ALJ also noted that Dr. Hull was not Plaintiff’s
primary care provider, he did not support his opinion with reference to specific
treatment records or symptoms, and his examination of Plaintiff did not support the
extensive limitations opined. (Tr. 21, 624.)
Plaintiff argues that because the ALJ “rejected as ‘unpersuasive’ the medical
opinions of [Dr. Matar and Dr. Hull],” “there was no remaining persuasive medical
opinion evidence upon which to rest any RFC findings.” (P. Br. at 15.) But the
Plaintiff overlooks that the ALJ found Dr. Tye’s opinion “generally persuasive,” and
although Plaintiff takes issue with the ALJ’s “rejection” of Dr. Tye’s cane limitation
(id. at 13), the ALJ reasonably explained why she did not include an assistive device
limitation in Plaintiff’s RFC. (See Tr. 21.) Thus, the ALJ’s RFC findings were not
“improperly based [ ] on the ALJ’s own unqualified lay interpretation of the raw
medical evidence” as Plaintiff argues, nor was the ALJ precluded from reviewing
and evaluating the objective medical evidence. (See P. Br. at 13-15.) See Fontenot v.
Colvin, 661 F. App’x 274, 277 (5th Cir. 2016) (“It is the responsibility of the ALJ to
interpret ‘the medical evidence to determine [a claimant’s] capacity for work.’”
(citing Taylor, 706 F.3d at 603; SSR 96-8p, 1996 WL 374184, at *8 n.4 (an RFC
assessment is an administrative finding of fact); see also Barrett v. Barnhill, 906 F.3d
340, 343 (5th Cir. 2018) (“[E]xperienced ALJs can draw their own conclusions based
on accurate medical information.”); Hernandez v. O'Malley, No. 5:23-CV-1403, 2025
WL 899971, at *3 (W.D. Tex. Feb. 27, 2025) (explaining the difference between
objective medical evidence, which an ALJ is authorized to interpret, and raw
medical data, which he is not); Moore v. Saul, No. 3:20-CV-161, 2022 WL 987735, at
* 3 (N.D. Miss. Mar. 31, 2022) (explaining that “raw medical evidence” refers to
evidence that does not permit “common-sense judgments about functional capacity”
and instead requires the ALJ to “overstep the bounds of a lay person’s competence
and render a medical judgment”) (citing Gordils v. Sec’y of Health & Hum. Servs., 921
F.2d 327, 329 (1st Cir. 1990)).
Here, the ALJ did not independently opine on the medical tests, scans, and
physical exams, and their effects, but rather relied on physicians’ interpretations of
those tests, scans, and exams. See Wills v. Kijakazi, No. 22-20609, 2023 WL 4015174,
at *4 (5th Cir. June 14, 2023) (unpublished) (finding ALJ “did not improperly draw
medical opinions from raw data but properly examined the extensive medical
documentation”). Furthermore, as previously explained, there is no requirement for
the ALJ’s RFC findings to exactly mirror or match a medical opinion. The ALJ’s
role is to evaluate and synthesize all the medical and non-medical evidence in the
record to arrive at the RFC findings. 20 C.F.R. §§ 404.1545(a)(3), 416.945(a)(3)
(“We will assess your residual functional capacity based on all of the relevant
medical and other evidence.”); see also SSR 96-8p, 1996 WL 374184 at *5. The ALJ
did that in this case.
B. The ALJ was not required to further develop the record.
Plaintiff also argues that the ALJ should have further developed the record
regarding her RFC. (P. Br. at 16.) The ALJ has a duty to fully develop the record
when evaluating an applicant’s claim for disability benefits. Ripley, 67 F.3d at 557.
That duty, however, is “triggered only when there is ambiguous evidence or when
the record is inadequate to allow for proper evaluation of the evidence.” Mayes v.
Massanari, 276 F.3d 453, 459-60 (5th Cir. 2001). The Fifth Circuit has described the
duty to fully and fairly develop the record as requiring that the ALJ reach “an
informed decision based on sufficient facts.” Brock v. Chater, 84 F.3d 726, 728 (5th
Cir. 1996) (citing Kane v. Heckler, 731 F.2d 1216, 1219 (5th Cir. 1984)). Here, the
ALJ had sufficient facts to render an informed decision regarding Plaintiff’s RFC.
Considering the evidence, which included Plaintiff’s statements regarding her
activities and physical examination reports showing normal strength and essentially
normal range of motion throughout, the ALJ reasonably found that Plaintiff was
limited to a reduced range of sedentary work. (Tr. 19.)
Plaintiff relies on El Neil v. Comm’r of Soc. Sec., No 4:23-CV-473-BP, 2024 WL
265870, at *6 (N.D. Tex. Jan. 24, 2024), to support her argument that further
development of the record was warranted in this case. (See P. Br. at 15-16.) Plaintiff
asserts that El Neil is “analogous” because the ALJ found unpersuasive the medical
opinions of record and did not identify or obtain any alternative medical opinion,
which the court determined left the RFC unsupported by substantial evidence. (Id. at
15 (citing El Neil, 2024 WL 265870, *3).) But the facts in El Neil are readily
distinguishable from the present case, as the court’s finding was based on the ALJ’s
failure to consider mental limitations in the RFC after assessing non-severe mental
impairments at step two. El Neil, 2024 WL 265870, at *3, *5 (finding that because
“[t]he record does not clearly establish the effects of [the claimant’s] mental
impairments on her ability to work,” the ALJ’s mental RFC assessment was not
supported by substantial evidence); see Alicia Castillo v. Kijakazi, 599 F. Supp. 3d 483,
489 (W.D. Tex. 2022) (noting that when an ALJ finds mental limitations are credible
at steps two and three but does not include any discussion of them at later steps, the
ALJ must explain “why [s]he omitted any mental limitations from the residual-
functional-capacity formulation”). Such is not the case here.
Plaintiff does not allege that the ALJ erred because she found some of
Plaintiff’s impairments to be non-severe and left out limitations based on those non-
severe impairments. Rather, Plaintiff complains that the ALJ found Dr. Matar’s and
Dr. Hull’s opinions unpersuasive (Tr. 21), while finding Dr. Tye’s opinion “generally
persuasive,” even though the only specific functional limitation assessed was that
Plaintiff needed a cane for walking on uneven terrain (id.). (See P. Br. at 15.) As
discussed above, however, the decision indicates that the ALJ properly considered
the required factors of supportability and consistency, and the Court finds no error in
the ALJ’s evaluation of these opinions. (Tr. 21.) See 20 C.F.R. § 404.1520c. Thus,
considering the evidence discussed above, the Court concludes that the ALJ had
sufficient facts to render an informed decision regarding Plaintiff’s RFC. See Brock,
84 F.3d at 728; Kane, 731 F.2d at 1219.
Furthermore, “[t]he Fifth Circuit has held that ‘the absence of a medical
source statement about a plaintiff’s ability to work does not, by itself, make the
record incomplete.’” A.G. v. O’Malley, No. 3:24-CV-266-S-BR, 2024 WL 4137269, at
*3 (N.D. Tex. Aug. 13, 2024) (citing Gutierrez v. Barnhart, No. 04-11025, 2005 WL
1994289, at *7 (5th Cir. 2005)); Martinez v. Comm’r of Soc. Sec., SA-22-CV-912-ESC,
2023 WL 5278018, at *6 (W.D. Tex. Aug. 15, 2023) (quoting Ripley, 67 F.3d at 557);
see also Blubaugh v. Comm’r of Soc. Sec., No. 6:22CV397-JDK, 2024 WL 4327459, at *6
(E.D. Tex. July 27, 2024), adopted, 2024 WL 4212323 (E.D. Tex. Sept. 16, 2024)
(rejecting the claimant’s contention that the ALJ’s RFC determination was flawed
because it was allegedly based on the ALJ’s own unexplained lay interpretation of
the medical data); Myers v. Saul, No. SA-20-CV-00445-XR, 2021 WL 4025993, at *8
(W.D. Tex. Sept. 3, 2021) (explaining that an ALJ is not required to have a medical
opinion that matches his RFC determination).
Finally, Plaintiff has not made a showing that any prejudice resulted from the
ALJ's alleged failure to develop the record. See Brock, 84 F.3d at 728-29. Reversal
for the ALJ's failure to adequately develop the record is only required if the claimant
shows prejudice. Ripley, 67 F.3d at 557. “A mere allegation that additional
beneficial evidence might have been gathered had the error not occurred is
insufficient to meet this burden” of demonstrating prejudice. McCamant v. Comm’r,
SSA, No. 4:20-00212, 2021 WL 3603462, at *6 (E.D. Tex. Aug. 13, 2021) (quoting
Jones v. Astrue, 691 F.3d 730, 735 (5th Cir. 2012)). Based on the foregoing, Plaintiff
failed to show that the ALJ needed to further develop the record and that she was
prejudiced.
Under the applicable substantial evidence standard, whether it might be
possible to evaluate evidence differently or possibly even reach a different conclusion
is immaterial. See 42 U.S.C. § 405(g). The Fifth Circuit has held that for there to be
a finding of no substantial evidence, there must be “a conspicuous absence of
credible choices or no contrary medical evidence.” Dellolio v. Heckler, 705 F.2d 123,
125 (5th Cir. 1983) (internal quotations and citation omitted). Such is not the case
here. Plaintiff has failed to demonstrate either that improper standards were used to
evaluate the evidence or that the final decision was not supported by substantial
evidence.
CONCLUSION
For the foregoing reasons, the Commissioner's decision is AFFIRMED, and
this case is DISMISSED WITH PREJUDICE.
SO ORDERED on September 3, 2026.
wn
BRIAN McKAY
UNITED STATES MAGISTRATE JUDGE
22
Not legal advice. These patterns come from public court records, not ratings of judges as people. They may reflect the types of cases a judge handles, local procedures or other factors, and they do not account for the facts of any individual case. Past patterns do not predict future rulings. Records can be incomplete, months behind current activity, or matched to the wrong person; sealed and confidential cases are not included. Use this as one piece of information, never the sole basis for legal strategy or a recusal motion. Full disclaimer: https://judgefinder.io/legal/disclaimer Read the full disclaimer.