Opinions and documents
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
JAMES S.1 Case No. 1:25-cv-637
Plaintiff, Cole, J.
v. Bowman, M.J.
COMMISSIONER OF SOCIAL SECURITY,
Defendants.
REPORT AND RECOMMENDATION
Plaintiff James P. filed this Social Security appeal in order to challenge the
Defendant’s finding that he is not disabled. See 42 U.S.C. § 405(g). Proceeding through
counsel, Plaintiff presents four claims of error, which the Defendant disputes. As
explained below, the Administrative Law Judge (ALJ)’s finding of non-disability should be
AFFIRMED, because it is supported by substantial evidence in the administrative record.
I. Summary of Administrative Record
Plaintiff applied for disability insurance benefits (DIB) in May 2023, alleging a
disability onset date of May 12, 2022. His applications were denied initially and upon
reconsideration. A telephone hearing was held on Junes 6, 2024, wherein Plaintiff
appeared with counsel and gave testimony before ALJ Cristen Meadows. Vocational
Expert Marne South, Ph.D., also appeared and gave testimony. On June 28, 2024, the
ALJ issued a written decision, concluding that Plaintiff was not disabled. (Tr. 17-27).
1 The Committee on Court Administration and Case Management of the Judicial Conference of the
United States has recommended that, due to significant privacy concerns in social security cases, federal
(Tr.). He has completed four or more years of college (Tr. 194). He has past relevant
work as a delivery driver and production worker. (Tr. 25).
Based upon the record and testimony presented at the hearing, the ALJ found that
Plaintiff had the following severe impairments: “depressive disorder; anxiety disorder; and
bipolar disorder.” (Tr. 20). The ALJ concluded that none of Plaintiff’s impairments alone
or in combination met or medically equaled a listed impairment in 20 C.F.R. Part 404,
Subp. P, Appendix 1. Despite these impairments, the ALJ determined that Plaintiff retains
the RFC to perform a full range of work subject to the following limitations:
He can perform simple, routine tasks and make simple work-related
decisions. He could work in low-stress jobs, defined as jobs with only
occasional decision making required and only occasional changes in the
work setting or duties. He could not perform work requiring a specific
production rate, such as assembly line work or work that requires hourly
quotas. He could tolerate occasional interaction with coworkers or
supervisors. He could do no joint tasks and have no over-the-shoulder
supervision. He could have no interaction with the general public.
(Tr. 22). Based upon his RFC and testimony from the vocational expert, the ALJ
concluded that Plaintiff could not perform his prior work but could perform other jobs that
exist in significant numbers in the national economy, including day worker, cleaner,
battery loader garment sorter and router. (Tr. 26). Accordingly, the ALJ determined that
Plaintiff is not under disability, as defined in the Social Security Regulations, and is not
entitled to DIB. (Tr. 26).
The Appeals Council denied Plaintiff’s request for review. Therefore, the ALJ’s
decision stands as the Defendant’s final determination. On appeal to this Court, Plaintiff
argues that the ALJ erred by: (1) failing to find that Plaintiff’s mental impairments meet or
medically equals the criteria of a listing impairment; (2) improperly evaluating the opinion
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Plaintiff’s symptoms; and (4) relying on hypothetical questions to the vocation expert that
did not accurately portray Plaintiff’s functional limitations. Plaintiff’s contention is not well
taken.
I. Analysis
A. Judicial Standard of Review
To be eligible for benefits, a claimant must be under a “disability.” See 42 U.S.C.
§1382c(a). Narrowed to its statutory meaning, a “disability” includes only physical or
mental impairments that are both “medically determinable” and severe enough to prevent
the applicant from (1) performing his or her past job and (2) engaging in “substantial
gainful activity” that is available in the regional or national economies. See Bowen v. City
of New York, 476 U.S. 467, 469-70 (1986).
When a court is asked to review the Commissioner’s denial of benefits, the court’s
first inquiry is to determine whether the ALJ’s non-disability finding is supported by
substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is “such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.”
Richardson v. Perales, 402 U.S. 389, 401 (1971) (additional citation and internal quotation
omitted). In conducting this review, the court should consider the record as a whole.
Hephner v. Mathews, 574 F.2d 359, 362 (6th Cir. 1978). If substantial evidence supports
the ALJ’s denial of benefits, then that finding must be affirmed, even if substantial
evidence also exists in the record to support a finding of disability. Felisky v. Bowen, 35
F.3d 1027, 1035 (6th Cir. 1994). As the Sixth Circuit has explained:
The Secretary’s findings are not subject to reversal merely because
substantial evidence exists in the record to support a different conclusion....
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choice’ within which the Secretary may proceed without interference from
the courts. If the Secretary’s decision is supported by substantial evidence,
a reviewing court must affirm.
Id. (citations omitted).
In considering an application for supplemental security income or for disability
benefits, the Social Security Agency is guided by the following sequential benefits
analysis: at Step 1, the Commissioner asks if the claimant is still performing substantial
gainful activity; at Step 2, the Commissioner determines if one or more of the claimant’s
impairments are “severe;” at Step 3, the Commissioner analyzes whether the claimant’s
impairments, singly or in combination, meet or equal a Listing in the Listing of
Impairments; at Step 4, the Commissioner determines whether or not the claimant can
still perform his or her past relevant work; and finally, at Step 5, if it is established that
claimant can no longer perform his or her past relevant work, the burden of proof shifts to
the agency to determine whether a significant number of other jobs which the claimant
can perform exist in the national economy. See Combs v. Commissioner of Soc. Sec.,
459 F.3d 640, 643 (6th Cir. 2006); see also Walters v. Comm’r of Soc. Sec., 127 F.3d
525, 528-29 (6th Cir. 1997) (explaining sequential process); 20 C.F.R. §§404.1520,
416.920.
A plaintiff bears the ultimate burden to prove by sufficient evidence that he is
entitled to disability benefits. 20 C.F.R. § 404.1512(a). A claimant seeking benefits must
present sufficient evidence to show that, during the relevant time period, she suffered an
impairment, or combination of impairments, expected to last at least twelve months, that
left her unable to perform any job. 42 U.S.C. § 423(d)(1)(A).
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B. The ALJ’s Decision is supported by Substantial Evidence
1. Step-three finding
Plaintiff argues first that the ALJ erred in evaluating Listings 12.04 and 12.06,
specifically the paragraph C discussion of Plaintiff’s daily activities. Plaintiff’s contentions
lack merit.
At Step Three, plaintiff carries the burden to show that he has an impairment or
combination of impairments that meets or medically equals the criteria of an impairment
listed in 20 C.F.R. § 404, Subpart P, App. 1. Foster v. Halter, 279 F.3d 348, 354 (6th Cir.
2001); 20 C.F.R. § 404.1520(a)(4)(iii). If a claimant meets all of the criteria of a listed
impairment, he is disabled; otherwise, the evaluation proceeds to Step Four. 20 C.F.R. §
404.1520(d)-(e); Bowen v. Yuckert, 482 U.S. 137, 141 (1987); see also Rabbers, 582
F.3d at 653 (“A claimant must satisfy all of the criteria to meet the listing.”).
In evaluating whether a claimant meets or equals a listed impairment, an ALJ must
“actually evaluate the evidence, compare it to [the relevant listed impairment], and give
an explained conclusion, in order to facilitate meaningful judicial review.” Reynolds v.
Comm'r of Soc. Sec., 424 F. App'x 411, 416 (6th Cir. 2011). Otherwise, “it is impossible
to say that the ALJ's decision at Step Three was supported by substantial evidence.” Id.
(citations omitted). The ALJ “need not discuss listings that the [claimant] clearly does not
meet, especially when the claimant does not raise the listing before the ALJ.” Sheeks v.
Comm'r of Soc. Sec., 544 F. App'x 639, 641 (6th Cir. 2013). “If, however, the record
‘raise[s] a substantial question as to whether [the claimant] could qualify as disabled’
under a listing, the ALJ should discuss that listing.” Id. at 641 (quoting Abbott v. Sullivan,
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that the ALJ erred by not conducting any Step Three evaluation of the claimant's physical
impairments, when the ALJ found that the claimant had the severe impairment of back
pain).
“A claimant must do more than point to evidence on which the ALJ could have
based his finding to raise a ‘substantial question’ as to whether he satisfied a listing.”
Smith-Johnson v. Comm'r of Soc. Sec., 579 F. App'x 426, 432 (6th Cir. 2014) (quoting
Sheeks, 544 F. App'x at 641-42). “Rather, the claimant must point to specific evidence
that demonstrates he reasonably could meet or equal every requirement of the listing.”
Id. (citing Sullivan v. Zebley, 493 U.S. 521, 530 (1990)). “Absent such evidence, the ALJ
does not commit reversible error by failing to evaluate a listing at Step Three.” Id. at 433;
see also Forrest v. Comm'r of Soc. Sec., 591 F. App'x 359, 366 (6th Cir. 2014) (finding
harmless error when a claimant could not show that he could reasonably meet or equal
a Listing's criteria). The ALJ is only required to offer “minimal articulation” of her step
three findings, and the Court can look to the decision as a whole to determine if the ALJ’s
step three finding is supported by substantial evidence. See Forrest v. Comm’r of Soc.
Sec., 591 F. App’x 359, 365 (6th Cir. 2014).
Here, at step-three the ALJ found that the severity of the Plaintiff’s mental
impairments, considered singly and in combination, do not meet or medically equal the
criteria of listings 12.04 and 12.06. Notably, listing § 12.04 establishes the criteria for
depressive, bipolar, and related disorders; and Listing § 12.06 establishes the criteria for
anxiety and obsessive-compulsive disorders. See 20 C.F.R. Pt. 404, Subpt. P, App. 1, §§
12.00(A), 12.04, 12.06. To meet the Listings’ severity level for these categories of
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criteria in paragraph A; and (2) the functional limitations criteria in paragraph B or C. See
20 C.F.R. Pt. 404, Subpt. P, App. 1, § 12.00(A).
The “paragraph B” criteria inquire whether the claimant has one extreme limitation,
or two marked limitations, among four domains of mental functioning: the ability to
understand, remember, or apply information; the ability to interact with others; the ability
to concentrate, persist, or maintain pace; and the ability to adapt or manage oneself. See
20 C.F.R. Pt. 404, Subpt. P, App. 1, §§ 12.04B, 12.06B. Each domain is rated using a
five-point scale: none, mild, moderate, marked, and extreme. 20 C.F.R. §
404.1520a(c)(4). Plaintiff does not challenge the ALJ’s findings pursuant to “paragraph
B” (Tr. 21-22).
The paragraph C criteria require a medically documented history of the existence
of a “serious and persistent” mental disorder in the listing category over a period of at
least two years, and there must be evidence of both: (1) medical treatment, mental health
therapy, or a highly structured setting(s) that is ongoing and that diminishes the symptoms
and signs of the mental disorder; and (2) marginal adjustment, that is, minimal capacity
to adapt to changes in the environment or to demands that are not already part of daily
life. See 20 C.F.R. Pt. 404, Subpt. P, App. 1, § 12.00(A)(2)(c)
In the step three determination, the ALJ found that the paragraph C criteria was
not satisfied because Plaintiff’s mental impairments have not required ongoing medical
treatment, mental-health therapy, psychosocial support, or a highly structured setting that
diminishes the claimant’s symptoms or signs. (Tr. 22). Additionally, the ALJ found that
Plaintiff had not exhibited a minimal capacity to adapt to environmental changes or
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Plaintiff attended therapy, he has not required either inpatient or emergent hospital
treatment. Id. As such, the ALJ determined that Plaintiff did not rely on mental-health
therapy, psychosocial support, or a highly structured setting to mitigate the symptoms or
signs of his psychological impairments. Id. The ALJ further noted that Plaintiff performs
some household chores, including caring for his children. Id.
Plaintiff argues that the ALJ erred in relying upon inaccurate information about his
daily activities in assessing the severity of his mental impairments. The ALJ however,
noted that Plaintiff performs some household chores, including caring for his children
and that “[t]his illustrates that the claimant would not have difficulty adapting to changes
in his environment or demands placed upon him.” (Tr. 22). However, the record indicates
Plaintiff does not have any children.
Plaintiff further argues that while the ALJ stated he did not require a highly
structured setting or psychosocial support, he has never lived independently. In this
regard, he has always lived with his mother in a structured home environment. (Tr. 198).
Plaintiff also stated that he had never been able to be in any type of relationship with a
significant other due to his issues. As such, Plaintiff contends that the ALJ erred in failing
to consider the structured nature of his living arrangement in his assessment of Plaintiff’s
mental impairment.
As noted by the Commissioner, the ALJ’s reference to Plaintiff’s children was no
more than a scrivener's error and does not change supportability of the ALJ’s step-three
finding. In this regard, the Commissioner notes that because substantial evidence still
supports the ALJ’s broader step-three determination and Plaintiff has not shown that he
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symptoms while still maintaining substantial work activity in earlier years, had not
required inpatient or emergent psychiatric care, could assist his mother with chores,
maintain personal needs with reminders, shop online, and drive himself to monthly
appointments. (Tr 22). Thus, although the ALJ mistakenly referenced Plaintiff’s ‘children,’
substantial evidence independently supports the ALJ’s paragraph C finding based on
Plaintiff’s treatment history, work history, and ability to perform daily activities such as
assisting his mother with chores, maintaining personal care, shopping online, and driving
to appointments.
Plaintiff’s argument that living with his mother necessarily established a “highly
structured setting” is not persuasive on this record. The regulations explain that this
“highly structured setting” category is satisfied when the claimant has minimal capacity
to adapt to changes, and that the agency will determine that a claimant has achieved
marginal adjustment when the evidence shows that changes or increased demands have
led to exacerbation of your symptoms and signs and to deterioration in your functioning,
such as when the claimant becomes unable to function outside his home. See 20 C.F.R.
Pt. 404, Subpt. P, App. 1, § 12.00(G)(2)(c). The regulations also point to 20 C.F.R. Pt.
404, Subpt. P, App. 1, § 12.00(D), which states that assistance from your family can
count as a structured setting, such as when a family member administer your
medications, remind you to eat, shop for you and pay your bills, or change their work
hours so you are never home alone. Id. Additional criteria include supportive job
programs, “24/7 wrap-around” mental health services while living in a group home, living
in a hospital, and living alone without psychosocial supports but have created a highly
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outside your living space. Id.
The Commissioner further notes that other Courts have found that merely living
at home with one’s parents is not a “highly structured setting.” Kyle T. v. Bisignano, No.
25-CV-02048 (ECT/DJF), 2026 WL 331647, at *4 (D. Minn. Jan. 22, 2026) (“If living at
home were the only qualification, approximately one third of U.S. adults aged 18 to 34
would qualify as requiring a ‘structured living environment.’”), R&R adopted, No. 25-CV-
2048 (ECT/DJF), 2026 WL 331216 (D. Minn. Feb. 6, 2026).
Here, while Plaintiff reported he received support from his mother, the evidence
does not support assistance to a degree consistent with a highly structured setting as
defined by Agency regulations. Plaintiff reported he had always lived with his mother, yet
Plaintiff’s earnings record indicates notably high earnings at the same time. (Tr. 175,
198).
In light of the foregoing, the undersigned finds that the ALJ’s step-three finding is
substantially supported. 2
2. Dr. Eggerman
Plaintiff argues next that the ALJ erred in the evaluation of opinions of treating
psychiatrist, Dr. Eggerman. Specifically, Plaintiff contends that the ALJ improperly
determined that Dr. Eggerman’s assessments were not consistent with the record
evidence. Plaintiff’s contention lacks merit.
2 Additionally, Plaintiff argues that ALJ’s rationale was unclear with respect to his finding that while
Plaintiff attended mental health therapy, he did not require inpatient or emergent hospital treatment. (Tr.
22). As noted by the Commissioner, the lack of emergency treatment or inpatient treatment was properly
considered by the ALJ and was relevant in light of the paragraph C requirements.
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because Plaintiff's claim was filed after March 27, 2017. See 20 C.F.R. § 416.920c (2017).
The current regulation at 20 C.F.R. § 416.920c differs from the previous regulation at 20
C.F.R. § 416.927 in several key areas. The agency no longer has a “treating source rule”
deferring to treating source opinions. 82 Fed. Reg. 5844, 5853 (Jan. 18, 2017) (technical
errors corrected by 82 Fed. Reg. 15,132 (Mar. 27, 2017)). Under the current regulations,
the agency “will not defer or give any specific evidentiary weight, including controlling
weight, to any medical opinion(s) or prior administrative medical finding(s), including
those from [the claimant's own] medical sources.” 20 C.F.R. § 416.920c(a). Further, while
the ALJ must articulate consideration of all medical opinions, the current regulations no
longer mandate the “controlling weight” analysis or the “good reasons” standard in
weighing a treating source opinion. Compare 20 C.F.R. § 416.927(c)(2) with 20 C.F.R. §
416.920c(a), (b).
Here, the record indicates that from September 30, 2017 to October 20, 2019, Dr.
Eggerman completed FMLA forms indicating, inter alia, that Plaintiff suffered from acute
pain, anxiety depression and a major mood disorder which, during flareups, caused
incapacity. (Tr. 479-491). Dr. Eggerman also indicated that Plaintiff’s condition caused
episodic flare-ups periodically preventing him from performing his job functions (Id.). Dr.
Eggerman estimated Plaintiff would have flare-ups two times per month, with each
episode lasting three days. (Id.).
Additionally, on June 24, 2024, Dr. Eggerman submitted a letter at the request of
Plaintiff’s counsel regarding Plaintiff’s condition. (Tr. 492-493). In the letter, Dr. Eggerman
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impairments and that he could not sustain full-time competitive employment. Id.
In formulating Plaintiff’s RFC, the ALJ found that the assessments and
correspondence of Dr. Eggerman were not persuasive. (Tr. 25). In this regard, the ALJ
noted that Dr. Eggerman repeatedly asserted that Plaintiff’s need for additional medical
appointments and exacerbations of his psychological symptoms would prevent the
claimant from working. (11F/3, 7, 10, 13). However, in support of these findings, Dr.
Eggerman vaguely cited Plaintiff’s symptoms, noting “acute panic attacks, anxiety, [and]
depression” (Tr. 25) (internal citations omitted). The ALJ further noted that Plaintiff’s
response to treatment and the clinical signs that he displayed do not comport with this
assessment. Additionally, the ALJ noted that Dr. Eggerman rendered the last of these
assessments in 2019 and were therefore outside of the relevant period. (Tr. 25).
With respect to Dr. Eggerman’s June 24, 2024, the ALJ noted that other than broad
references to Plaintiff’s impairments and treatments, Dr. Eggerman provided no support
for his conclusions. (Tr. 25). The ALJ found that this assessment is not consistent with
the remainder of the medical evidence, as previously discussed, specifically Plaintiff’s
generally positive response to medication, his limited and routine treatment, and the
unremarkable clinical signs that he exhibited. Id. Finally, regarding opinions that the
Plaintiff is “disabled” or “unable to work”, the ALJ noted that adjudicators will not provide
an analysis of medical opinions on issues reserved to the Commissioner of Social
Security. Id. citing (20 CFR 404.1520b(c)).
Plaintiff argues that the ALJ’s findings in this regard mischaracterize the evidence.
Namely, Plaintiff contends that the ALJ’s consistency analysis is not supported by
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clinical findings. (Tr. 324, 328, 449, 453, 457, 461, 464-465, 468) and he regularly
adjusted medication dosages and/or prescribing different medications. (Tr. 318-332, 413-
424, 446-475). The statements alleging “generally positive response to treatment” and
“unremarkable clinical signs are simply inaccurate when every note from Dr. Eggerman
say the opposite. As a result, Plaintiff contends that the ALJ’s assessment of the opinion
of Dr. Eggerman is not supported by substantial evidence. Plaintiff’s contentions are not
well-taken.
Notably, as long as the ALJ's decision, when read as a whole, shows that she
substantively considered the supportability and consistency factors, the ALJ's decision
must be affirmed. See Dunlavy v. Comm'r of Soc. Sec., No. 24-3333, 2024 WL 4558606,
at *3 (6th Cir. Oct. 23, 2024) (The ALJ evaluated the psychologists’ opinion in the same
section of her decision in which she discussed the inconsistencies in the record. That is
enough to ‘connect the dots.’) (citations omitted). Although several of Dr. Eggerman’s
notes document abnormal mood and anxiety, the ALJ reasonably weighed those findings
against other records reflecting improved mood, orientation, and functioning, as well as
Plaintiff’s conservative, largely outpatient treatment history. As such, the undersigned
finds that the ALJ adequately addressed the supportability and consistency factors
required by 20 C.F.R. § 404.1520c.
As noted above, the ALJ found that Dr. Eggerman’s assessments did not provide
sufficient support for his extreme limitations. Notably, Dr. Eggerman failed to provide any
objective evidence or explanation for his conclusion that Plaintiff would have to miss work
“continuously.” See 20 C.F.R. § 404.1520c(c)(1) (defining supportability: the “more
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medical source are to support his or her medical opinion(s) or prior administrative medical
finding(s), the more persuasive the medical opinions or prior administrative medical
finding(s) will be.”); 20 C.F.R. § 404.1502(g) (signs are objective evidence and
“[p]sychiatric signs are medically demonstrable phenomena that indicate specific
psychological abnormalities, e.g., abnormalities of behavior, mood, thought, memory,
orientation, development, or perception, and must also be shown by observable facts that
can be medically described and evaluated.”). The ALJ also found Dr. Eggerman’s pre-
2020 FMLA-type opinions unpersuasive because they predated the relevant period and
were difficult to reconcile with Plaintiff’s substantial gainful work during the years when
those opinions were rendered.
The ALJ also permissibly found the June 24, 2024 letter unpersuasive. As the ALJ
explained, the letter offered only broad references to symptoms and treatment while
endorsing extreme work-preclusive limitations, including a need for continuous or
intermittent leave and inability to sustain full-time competitive employment. The ALJ
further found those conclusions inconsistent with Plaintiff’s routine and conservative
treatment, mixed but sometimes positive medication response, and the generally
unremarkable objective findings elsewhere in the record, while also correctly recognizing
that statements that a claimant is disabled or unable to work are issues reserved to the
Commissioner. See 20 C.F.R. § 404.1520b(c)(3) (statements on issues reserved to the
Commissioner are inherently neither valuable nor persuasive, including statements
regarding whether the claimant is “disabled” or “unable to work”).
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opinion evidence. As noted by the Commissioner, as long as the ALJ’s decision, when
read as a whole, shows that she substantively considered the supportability and
consistency factors, the ALJ’s decision must be affirmed. See Hill v. Comm’r of Soc. Sec.,
560 F. App’x 547, 551 (6th Cir. 2014) (recognizing that the ALJ’s decision should be read
as a whole when determining whether his consideration of the opinion evidence was
consistent with the regulations). Such is the case here.
3. SSR 16-3
Plaintiff argues next that the ALJ failed to comply with SSR 16-3p in evaluating his
subjective complaints. The argument is not well taken.
For decisions made on or after March 28, 2016, the ALJ evaluates a plaintiff's
statements concerning the intensity, persistence, and limiting effects of symptoms of an
alleged disability under SSR 16-3-p. SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017). SSR
16-3p superseded SSR 96-7p, 1996 WL 374186 (July 2, 1996), which required the ALJ
to evaluate the overall credibility of a plaintiff's statements. Instead of credibility, SSR 16-
3 addresses the consistency of a plaintiff's statements without requiring an ALJ to assess
the claimant's overall credibility, or character for truthfulness. 2017 WL 5180304, at *11
(“In evaluating an individual's symptoms, our adjudicators will not assess an individual's
overall character or truthfulness in the manner typically used during an adversarial court
litigation. The focus of the evaluation of an individual's symptoms should not be to
determine whether he is a truthful person.”).
The longstanding two-part analysis for evaluating symptoms applies. 20 C.F.R. §
404.1529(a). Namely, “[a]n ALJ must first determine ‘whether there is an underlying
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produce the claimant's symptoms.’ If such an impairment exists, the ALJ ‘must evaluate
the intensity, persistence, and limiting effects of the symptoms on the individual's ability
to do basic work activities.’” Morrison v. Commissioner, 2017 WL 4278378, at *4 (quoting
Rogers v. Commissioner, 486 F.3d 234, 247 (6th Cir. 2007)). Relevant factors to be
considered in evaluating symptoms are listed in 20 C.F.R. § 404.1529(c)(3). “It is well
established that the ALJ is not required to discuss every factor or conduct a factor-by-
factor analysis.” Pratt v. Commissioner, No. 1:12-cv-1084, 2014 WL 1577525, at *3 (W.D.
Mich. Apr. 21, 2014) (collecting cases); see also Carsten v. Commissioner, No. 15-14379,
2017 WL 957455, at *4 (E.D. Mich. Feb. 23, 2017).
SSR 16-3p explains that an ALJ's decision must “contain specific reasons for the
weight given to an individual's symptoms, be consistent with and supported by the
evidence, and be clearly articulated so that the individual and any subsequent reviewer
can assess how the adjudicator evaluated the individual's symptoms.” 2017 WL 5180304,
at *10. Moreover, the same rules of review apply to an ALJ's assessment of a claimant's
symptoms under SSR 16-3p that applied to a credibility assessment under SSR 96-7p.
That is, the ALJ's determination must be afforded deference so long as it is supported by
substantial evidence. Walters v. Comm'r of Soc. Sec., 127 F.3d 525, 531 (6th Cir. 1997).
“[A]n ALJ's findings based on the credibility of the applicant are to be accorded great
weight and deference, particularly since an ALJ is charged with the duty of observing a
witness's demeanor and credibility.” Id. The Sixth Circuit has said that an ALJ's “credibility
findings may not be disturbed absent compelling reason,” and in general, “are virtually
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quotation marks omitted).
SR 16-3p provides adjudicators will not find claimants’ symptoms inconsistent with
the evidence without first considering possible reasons they may not comply with or seek
treatment consistent with the degree of their complaints and provides adjudicators must
develop the record concerning possible reasons for noncompliance. SSR 16- 3p, 2016
SSR LEXIS 4, *9-10. Adjudicators must explain how they considered claimants’ reasons
in their evaluation of the claimants’ symptoms. Id. SSR 16-3p requires an ALJ to consider
possible reasons why claimants fail to seek medical treatment consistent with the degree
of their complaints “before drawing an adverse inference from the claimant’s lack of
medical treatment.” Dooley v. Comm’r of Soc. Sec., 656 F. App’x 113, 119 (6th Cir. 2016).
Here, the undersigned finds that the ALJ properly evaluated Plaintiff’s subjective
allegations. The ALJ expressly acknowledged Plaintiff’s testimony that he suffered
disabling anxiety, medication-related drowsiness and dizziness, ineffective therapy, and
job loss tied to mental-health issues, but found his allegations not entirely consistent with
the longitudinal evidence. The ALJ noted that Plaintiff’s mental complaints were
longstanding and did not clearly worsen at the alleged onset date; that he did not seek
psychiatric treatment for approximately two years before returning to Dr. Eggerman in
2023; that he did not pursue counseling during the relevant period; and that he did not
require inpatient or similarly intensive treatment. (Tr. 23).
The ALJ also found that Plaintiff’s mental health treatment was not consistent with
the level of limitation he alleged. As noted by the Commissioner, Plaintiff did not return
to see Dr. Eggerman until May 2023. In addition, Plaintiff did not attend further counseling
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several changes of medications but noted that Plaintiff reported that they helped the
“chatter” in his head and stabilized his mood. (Tr. 24). The ALJ noted that Plaintiff’s mental
status examinations did not “support the severity of limitations the claimant has alleged,”
citing treatment notes from early to mid 2023 showing he was “oriented” with “improved”
mood. (Tr. 24).
The ALJ also reasonably considered conflicting evidence concerning why Plaintiff
stopped working. The decision acknowledged both the June 2022 primary-care note
indicating Plaintiff had been laid off because of downsizing and the later evidence,
including Plaintiff’s testimony and Dr. Eggerman’s view, that his job loss was related to
mental-health symptoms. Resolving that conflict was the ALJ’s task, and the existence of
evidence supporting Plaintiff’s interpretation does not permit the Court to reweigh the
record.
Nor did the ALJ impermissibly ignore evidence concerning medication problems or
abnormal mental-status findings. The decision expressly recognized that some
psychotropic medications did not help and that Plaintiff alleged side effects such as
drowsiness and dizziness, while also noting reports that medications reduced the
“chatter” in his head, improved mood, stabilized sleep, and otherwise provided some
benefit. Similarly, although the ALJ did not catalogue every abnormal notation in Dr.
Eggerman’s records, she cited other examinations showing normal attention, orientation,
affect, and thought content. Notably, it is well established that “[t]he law does not require
the ALJ to discuss every piece of evidence that is supportive or inconsistent with the
RFC.”). See Byler v. Kijakazi, No. 5:20-cv-1822, 2022 WL 980099, at *9 (N.D. Ohio Jan.
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2006) (explaining that “[a]n ALJ can consider all the evidence without directly addressing
in his written decision every piece of evidence submitted by a party.”).
It remains the province of the ALJ, and not the reviewing court, to assess the
consistency of subjective complaints about the impact of a claimant's symptoms with the
record as a whole. See Rogers v. Com'r, 486 F.3d 234, 247 (6th Cir. 2007). A
credibility/consistency determination cannot be disturbed “absent a compelling reason.”
Smith v. Halter, 307 F.3d 377, 379 (6th Cir. 2001). Thus, it is proper for an ALJ to discount
the claimant's testimony, as the ALJ did in this case, where there are inconsistencies and
contradictions among the medical records, his testimony, and other evidence. Warner v.
Comm'r of Soc. Sec., 375 F.3d 387, 392 (6th Cir. 2004). Here, the ALJ noted many
inconsistencies throughout his opinion. Having closely examined the record presented,
the Court finds the ALJ's analysis of Plaintiff's subjective complaints to be substantially
supported.
4. Hypothetical Question
Plaintiff argues last that the ALJ’s decision is not supported by substantial evidence
because the hypothetical question to the vocational expert failed to include the limitation
that Plaintiff would miss work up to six days per month due to flare ups of his impairments.
It is well established that the hypothetical question must set forth with reasonable
precision the claimant's impairments and need only include those impairments and
limitations found supported by the record. See Winslow v. Comm'r of Soc. Sec., 566 F.
App'x 418, 421 (6th Cir. 2014) (“The record reflects, however, that the hypothetical
19
she deemed credible.”).
Here, Dr. Eggerman found that Plaintiff’s mental limitations may require Plaintiff to
miss work six days per month. However, as noted above, the ALJ reasonably found Dr.
Eggerman’s absenteeism opinion unpersuasive, and was therefore not required to
include a six-days-per-month absence limitation in the RFC or hypothetical to the VE.
Thus, the ALJ incorporated the supported limitations into the RFC and corresponding
hypothetical question. (Tr. 23, 77). Accordingly, the ALJ's decision is substantially
supported in this regard.
III. Conclusion and Recommendation
For the reasons explained herein, IT IS RECOMMENDED THAT Defendant’s
decision be found to be SUPPORTED BY SUBSTANTIAL EVIDENCE, and AFFIRMED,
and that this case be CLOSED.
/s Stephanie K. Bowman
Stephanie K. Bowman
Chief United States Magistrate Judge
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SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
JAMES S. Case No. 1:25-cv-637
Plaintiff, Cole, J.
v. Bowman, M.J.
COMMISSIONER OF SOCIAL SECURITY,
Defendants.
NOTICE
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written
objections to this Report & Recommendation (“R&R”) within FOURTEEN (14) DAYS after
being served with a copy thereof. That period may be extended further by the Court on
timely motion by either side for an extension of time. All objections shall specify the
portion(s) of the R&R objected to, and shall be accompanied by a memorandum of law in
support of the objections. A party shall respond to an opponent’s objections within
FOURTEEN DAYS after being served with a copy of those objections. Failure to make
objections in accordance with this procedure may forfeit rights on appeal. See Thomas
v. Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
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