Opinions and documents
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
NAVEN L.,1 : Case No. 2:25-cv-00937
:
Plaintiff, : Chief District Judge Sarah D. Morrison
: Magistrate Judge Caroline H. Gentry
vs. :
:
COMMISSIONER OF SOCIAL
:
SECURITY,
:
Defendant. :
REPORT AND RECOMMENDATION2
Plaintiff filed applications for Supplemental Security Income in August 2022 and
for Disability Insurance Benefits in October 2022. Plaintiff’s claims were denied initially
and upon reconsideration. After a hearing at Plaintiff’s request, the Administrative Law
Judge (ALJ) concluded that Plaintiff was not eligible for benefits because he was not
under a “disability” as defined in the Social Security Act. The Appeals Council denied
Plaintiff’s request for review. Plaintiff subsequently filed this action.
Plaintiff seeks an order remanding this matter to the Commissioner for the award
of benefits or, in the alternative, for further proceedings. The Commissioner asks the
Court to affirm the non-disability decision. For the reasons set forth below, the
1 See S.D. Ohio General Order 22-01 (“The Committee on Court Administration and Case Management
of the Judicial Conference of the United States has recommended that due to significant privacy concerns
in social security cases federal courts should refer to claimants only by their first names and last
initials.”).
2 See 28 U.S.C. § 636(b)(1). The notice at the end of this opinion informs the parties of their ability to file
objections to this Report and Recommendation within the specified time period.
undersigned Magistrate Judge RECOMMENDS that the District Judge REVERSE the
Commissioner’s decision and REMAND for further proceedings.
I. BACKGROUND
Plaintiff asserts that he has been under a disability since May 31, 2022. At that
time, he was twenty-one years old and was considered a “younger person” under the
Social Security regulations. 20 C.F.R. §§ 404.1563(c), 416.963(c).3 Plaintiff has a “high
school education and above.” 20 C.F.R. § 404.1564(b)(4).
The evidence in the Administrative Record (“AR,” Doc. No. 7) is summarized in
the ALJ’s decision (“Decision,” Doc. No. 7 at PageID 36-57), Plaintiff’s Statement of
Errors (“SE,” Doc. No. 11), and the Commissioner’s Memorandum in Opposition
(“Mem. In Opp.,” Doc. No. 12). Rather than repeat these summaries, the Court will
discuss the pertinent evidence in its analysis below.
II. STANDARD OF REVIEW
The Social Security Administration provides Disability Insurance Benefits and
Supplemental Security Income to individuals who are under a “disability,” among other
eligibility requirements. Bowen v. City of New York, 476 U.S. 467, 470 (1986); see 42
U.S.C. §§ 402, 423(a)(1), 1382(a). The term “disability” means “the inability to do any
substantial gainful activity by reason of any medically determinable physical or mental
impairment which ... has lasted or can be expected to last for a continuous period of not
less than 12 months.” 20 C.F.R. § 404.1505(a).
3 The remaining citations will identify only the pertinent Disability Insurance Benefits Regulations, as
they are similar in all relevant respects to the corresponding Supplemental Security Income Regulations.
This Court’s review of an ALJ’s unfavorable decision is limited to two inquiries:
“whether the ALJ applied the correct legal standards and whether the findings of the ALJ
are supported by substantial evidence.” Blakley v. Comm’r of Soc. Sec., 581 F.3d 399,
406 (6th Cir. 2009); see 42 U.S.C. § 405(g) (“The findings of the Commissioner of Social
Security as to any fact, if supported by substantial evidence, shall be conclusive.”).
“Unless the ALJ has failed to apply the correct legal standards or has made findings of
fact unsupported by substantial evidence,” this Court must affirm the ALJ’s decision.
Emard v. Comm’r of Soc. Sec., 953 F.3d 844, 849 (6th Cir. 2020). Thus, the Court “may
not try the case de novo, nor resolve conflicts in evidence, nor decide questions of
credibility.” Id.
“Under the substantial-evidence standard, a court looks to an existing
administrative record and asks whether it contains ‘sufficien[t] evidence’ to support the
agency’s factual determinations.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019)
(citation omitted). This limited standard of review does not permit the Court to weigh the
evidence and decide whether the preponderance of the evidence supports a different
conclusion. Instead, the Court is confined to determining whether the ALJ’s decision is
supported by substantial evidence, which “means—and means only—‘such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.’” Id.
(citation omitted). This standard “presupposes that there is a zone of choice within which
the decisionmakers can go either way, without interference by the courts.” Mullen v.
Bowen, 800 F.2d 535, 545 (6th Cir. 1986). Thus, the Court may be required to affirm the
ALJ’s decision even if substantial evidence in the record supports the opposite
conclusion. Key v. Callahan, 109 F.3d 270, 273 (6th Cir.1997).
The other line of judicial inquiry—reviewing the correctness of the ALJ’s legal
criteria—may result in reversal even when the record contains substantial evidence
supporting the ALJ’s factual findings. Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 651
(6th Cir. 2009). “[E]ven if supported by substantial evidence, ‘a decision of the
Commissioner will not be upheld where the SSA fails to follow its own regulations and
where that error prejudices a claimant on the merits or deprives the claimant of a
substantial right.’” Id. (citations omitted). Such an error of law will require reversal even
if “the outcome on remand is unlikely to be different.” Cardew v. Comm’r of Soc. Sec.,
896 F.3d 742, 746 (6th Cir. 2018) (internal quotations and citations omitted).
III. FACTS
A. The ALJ’s Factual Findings
The ALJ was tasked with evaluating the evidence related to Plaintiff’s applications
for benefits. In doing so, the ALJ considered each of the five sequential steps set forth in
the Social Security regulations. See 20 C.F.R. § 404.1520. The ALJ made the following
findings of fact:
Step 1: Plaintiff has not engaged in substantial gainful activity since May
31, 2022, the alleged onset date.
Step 2: He has the severe impairments of major depressive disorder/bipolar
disorder, intermittent explosive disorder, borderline intellectual
functioning, and an anxiety disorder.
Step 3: He does not have an impairment or combination of impairments that
meets or equals the severity of one in the Commissioner’s Listing of
Impairments, 20 C.F.R. Part 404, Subpart P, Appendix 1.
Step 4: His residual functional capacity (RFC), or the most he can do despite
his impairments, see Howard v. Comm’r of Soc. Sec., 276 F.3d 235,
239 (6th Cir. 2002), consists of work at all exertional levels, subject
to the following non-exertional limitations: “[H]e can perform
simple tasks and maintain attention and concentration for at least
two-hour segments. Work should not involve a fast production rate,
such as fast assembly line pace; and should not involve more than
occasional contact with others. He cannot engage in team or tandem
work. He can adjust to occasional changes at the worksite.”
He is unable to perform his past relevant work.
Step 5: Considering Plaintiff’s age, education, work experience, and RFC,
there are jobs that exist in significant numbers in the national
economy that he can perform.
(Decision, Doc. No. 7 at PageID 41-52.) These findings led the ALJ to conclude that
Plaintiff does not meet the definition of disability. (Id. at PageID 52-53.)
B. Intermittent Explosive Disorder
1. Disability reports and hearing testimony
Plaintiff alleges that he is disabled by several mental impairments, including an
oppositional defiant disorder. (See, e.g., AR, Doc. No. 7 at PageID 266-70, 275, 291-97,
304-09.) In November 2022, Plaintiff said that his anxiety caused him to “just snap at
people.” (Id. at PageID 283.) Plaintiff’s attorney argued at the July 2024 hearing that the
combination of Plaintiff’s intellectual disability and intermittent explosive disorder
prevented him from keeping a job. (Id. at PageID 62.) Plaintiff testified during the
hearing that he did not experience any “outbursts or anything like that” during his prior
factory job as a grinder.4 (AR, Doc. No. 7 at PageID 68-69.) He also said that he had no
difficulties getting along with other people in that job. (Id. at PageID 68.) However,
Plaintiff stated that at his next job at a pizza restaurant, he forgot his job duties “almost
all the time” and had “a few” anger outbursts.5 (Id. at PageID 69-70.)
Plaintiff described his anger outbursts as follows: “I get real loud, and sometimes
I’ll punch the wall because I don’t know what else to do with my anger. I have no clue
where to direct my anger and what to do with it, so I just aim it at the closest wall. … I
scream and yell.” (Id. at PageID 78.) When asked what causes him to get upset, Plaintiff
responded:
It's mostly when people don’t understand what I’m trying to, what I’m
trying to say. When I’m getting yelled at. I’ll try to explain it, but nobody
will understand, so I just get more and more frustrated. Or if somebody,
like, gives me an attitude for no reason, I’ll give them an attitude back.
(Id. at PageID 78-79.) He said that he needed to go outside, go for a walk, listen to music,
or play video games to calm down, and that it usually took “an hour or two” for him to do
so. (Id. at PageID 79.) Plaintiff initially said these outbursts “[didn’t] happen too often”
and occurred “not as often as [they] used to.” (Id. at PageID 79.) Upon questioning from
his attorney, Plaintiff said the outbursts occurred “about maybe, maybe weekly.” (Id.)
Plaintiff’s mother also testified at the July 2024 hearing and described witnessing
Plaintiff’s outbursts. (AR, Doc. No. 7 at PageID 90-91.) According to Plaintiff’s mother:
4 Plaintiff worked as a grinder from August 2020 to November 2020, before the alleged disability onset
date. (AR, Doc. No. 7 at PageID 313.)
5 Plaintiff worked at Gibeye’s Pizza from April 2021 to June 2022. (AR, Doc. No. 7 at PageID 313.)
One minute he can be fine. The next minute he can, like, freak out and
scream and yell. He’ll wrestle with [Plaintiff’s brother] sometimes and
[Plaintiff’s brother] will get made because of whatever because he’s nine.
… And then [Plaintiff] will get mad and like, we’ll be going back and forth
and I’m like, you know, he’s nine and he’ll be like, well, he – and he like,
expects him to be more – he’ll just start getting enraged and get angry and
he'll scream and yell. But then on the other side of that, if he’s scared of
something, he’ll – in front of me, he’ll like, panic and sometimes he’s gone
into a ball and cried.
(Id. at PageID 90.) Plaintiff’s mother stated that Plaintiff had anger outbursts “probably
almost daily.” (Id. at PageID 91.)
2. Medical records
In July 2021, several months before the alleged disability onset date, Plaintiff
visited primary care physician Matthew Fuerst, M.D. to follow up on his bipolar disorder.
(AR, Doc. No. 7 at PageID 380.) Dr. Fuerst noted “Functional status – poor,” but also
noted that Plaintiff was “[t]aking [his medications] as directed with no complaints or side
effects to report.” (Id.)
Plaintiff’s next documented medical visit was in August 2022, after the alleged
disability onset date. (Id. at PageID 403.) Plaintiff visited Southeast Healthcare for a
mental health assessment. (Id.) He complained of “escalating anger” and ongoing
depression and anxiety. (Id.) Plaintiff rated his anxiety and anger levels at a ten out of ten
(with ten being the highest), and said that he yelled, screamed, and punched walls when
he was annoyed or irritated. (Id.) The provider documented a depressed, anxious, and
irritable mood, a flat affect, a defensive and mistrustful attitude, slumped posture, intense
eye contact, slowed behavior, impairment of attention and concentration, and minimal
insight. (Id. at PageID 408-09.)
Plaintiff began outpatient therapy with Joseph Dunson, M.A., L.P.C.C. later that
month. (AR, Doc. No. 7 at PageID 595.) Plaintiff complained of “significant anger and
anxiety” that he was “experiencing regularly and struggle[d] to control.” (Id.) Therapist
Dunson documented a dysphoric mood and affect with fair judgment. (Id.) He also noted
cooperative behavior, clear and coherent thoughts, and adequate insight. (Id.)
Joshua Louk, M.S., C.N.P. performed a psychiatric assessment in September 2022.
(AR, Doc. No. 7 at PageID 386-94.) Plaintiff reported having “behavioral outbursts,”
which he described as “fail[ing] to control aggressive impulses, including both verbal
aggression and physical aggression towards intimate [sic] objects.” (Id. at PageID 390.)
Nurse Louk noted the outbursts were “grossly out of proportion with the provocation”
and that Plaintiff acknowledged the outbursts caused “interpersonal consequences.” (Id.)
Nurse Louk noted that Plaintiff was prescribed Lamotrigine and Doxepin but was “poorly
adherent.” (Id. at PageID 386.) Plaintiff acknowledged he had better impulse control
when taking Lamotrigine. (Id.) He also reported that marijuana eased his symptoms. (Id.)
Nurse Louk conducted a mental status examination and documented anhedonia, an
anxious and depressed mood, an inappropriate affect, and poor judgment. AR, Doc. No. 7
at PageID 388.) The other mental status findings were relatively normal and included
appropriate behavior, a sufficient fund of knowledge, no fearfulness or forgetfulness, no
increased activity, no memory loss, no mood swings, no obsessive thoughts or paranoia,
normal insight, normal attention span and concentration, no pressured speech, and no
suicidal ideation. (Id.) Nurse Louk diagnosed a major depressive disorder, cannabis
dependence, and an intermittent explosive disorder. (Id.) Plaintiff acknowledged that his
medications were “working better now that he had been taking them regularly in the past
few weeks.” (Id. at PageID 388 (cleaned up).)
Later in September 2022, Plaintiff reported that he continued to struggle with
“motivation, frustration, and other depressive symptoms.” (AR, Doc. No. 7 at PageID
591.) In October 2022, Plaintiff stated that he was doing “alright” on his medications, and
Plaintiff’s mother reported that Plaintiff was “doing better” with the medications. (Id. at
PageID 395.) But although Plaintiff denied depression, he reported frequent anxiety. (Id.)
Nurse Louk’s mental status examination documented anxiousness, an inappropriate and
blunted affect, poor insight and judgment, a slowed response, and poor attention span and
concentration. (Id. at PageID 397.) Nurse Louk renewed Plaintiff’s Lamictal prescription
and prescribed Vistaril. (Id.)
In November 2022, Plaintiff reported “ongoing difficulties with relationships,
mood management, and feeling motivated,” despite medication compliance. (AR, Doc.
No. 7 at PageID 583.) Although Plaintiff told Nurse Louk in December 2022 that he was
doing “better” with medication, he nevertheless complained of depression. (Id. at PageID
399.) Plaintiff also reported one explosive outburst since the prior visit. (Id.) Nurse Louk
made no changes to Plaintiff’s medications or dosages. (Id. at PageID 401.)
In January 2023, Plaintiff reported having “ongoing conflict with some important
people in his life and struggling to communicate effectively with them and solve issues in
healthy manners.” (AR, Doc. No. 7 at PageID 578.) Plaintiff told his case manager in
January 2023 that he became “very anxious when out in public especially when speaking
or ordering anything.” (Id. at PageID 576.)
During a telehealth visit with Nurse Louk in January 2023, Plaintiff said he had
missed taking his medication for more than five days and asked to start a different one.
(AR, Doc. No. 7 at PageID 434.) Plaintiff denied feeling depressed or “overly anxious”
but reported “a few mood swings here and there,” as well as “[two] or [three] outbursts”
after he stopped taking his medication. (Id.) Nurse Louk prescribed Abilify for Plaintiff’s
impulse control and mood symptoms. (Id. at PageID 436.)
At a follow-up visit with Nurse Louk in February 2023, Plaintiff reported that he
was taking and doing “good” on his current medications. (AR, Doc. No. 7 at PageID
439.) Plaintiff also described a “good” mood and denied feeling depressed or anxious.
(Id.) In March 2023, Plaintiff told his therapist that his living situation was causing him
increased anxiety and depression. (Id. at PageID 562.)
During the consultative psychological evaluation in March 2023, Plaintiff told
Sudhir Dubey, Psy.D. that his anxiety was triggered by “things like ‘job interviews,’
‘feeling rushed,’ and ‘important situation[-]type stuff.’” (AR, Doc. No. 7 at PageID 419.)
Plaintiff stated that he “‘explodes’ in circumstances such as job interviews,” and also
“becomes ‘quiet’ and ‘not sure what to say.’” (Id. at PageID 423.) Plaintiff said that he
quit his last job at a pizza restaurant because “they were not paying enough,” but also
said that he had “not worked [a] regular job because of anxiety.” (Id. at PageID 421.)
Dr. Dubey reported that Plaintiff’s scores on intelligence testing were in the
extremely low range and diagnosed a mild intellectual disability. (AR, Doc. No. 7 at
PageID 422-24.) Plaintiff described his mood as “good” and Dr. Dubey noted that he
“presented as calm, appropriate[,] and stable.” (Id. at PageID 419, 424.) Dr. Dubey
documented relatively normal findings such as appropriate dress, calm and stable
behavior, appropriate eye contact, logical thought processes, unremarkable speech, no
need for words or directions to be explained, full orientation, no attention problems,
unremarkable recall, and no need for repetition of multi-step directions or questions. (Id.
at PageID 421-22.)
Plaintiff told his case manager in April 2023 that he was doing “pretty good” but
was “still trying to maintain his mouth and temper towards [his] girlfriend’s family.”
(AR, Doc. No. 7 at PageID 560.) Plaintiff also told his therapist in April 2023 that he was
“under stress and pressure” because of his living situation. (Id. at PageID 557.)
On May 1, 2023, Plaintiff told Nurse Louk that he was taking his medications as
prescribed, was doing “alright,” and was not feeling anxious or overly depressed. (AR,
Doc. No. 7 at PageID 443.) Although Plaintiff denied experiencing outbursts, his mother
said: “[H]e’s been having a little bit more outbursts, not a lot but a little.” (Id.) Later that
month, Plaintiff denied any “aggressive acts on his part” but said that he remained “easily
irritated at times.” (Id. at PageID 544.)
In June 2023, Plaintiff said he was “doing pretty well,” living at his girlfriend’s
house and “trying to maintain his anger at some of her family members.” (AR, Doc. No.
7 at PageID 536.) The next month, Plaintiff told his case manager that he was “pretty
good” and his emotions were “in check.” (Id. at PageID 530.) Plaintiff also told Nurse
Louk in July 2023 that he was doing “pretty good” on his current course of medications.
(Id. at PageID 526.) He denied feeling overly anxious or overly depressed, and he
reported “infrequent outbursts.” (Id.) Plaintiff’s mother stated: “[O]verall, he’s doing a lot
better on the medication.” (Id.) During case management visits later that month and in
August 2023, Plaintiff complained of some depression but attributed it to his living
situation. (Id. at PageID 520, 524.)
In October 2023, Plaintiff told Nurse Louk that he was “alright” but complained
that his mood had been “back and forth … between feeling good and feeling anger.” (AR,
Doc. No. 7 at PageID 510.) He reported that he had been punching inanimate objects to
“get rid of” his anger. (Id.) Nurse Louk documented anhedonia, anxiousness, and poor
insight and judgment. (Id. at PageID 511.) He increased Plaintiff’s dosage of Abilify.
(Id.) Later that month, primary care physician Dr. Fuerst noted that Plaintiff exhibited a
normal mood and normal behavior. (Id. at PageID 460.)
In November 2023, Plaintiff told his case manager that he was doing “ok[ay]” but
was still trying to control his temper. (AR, Doc. No. 7 at PageID 506.) That same month,
Plaintiff told Nurse Louk that his medication was helping, and his mood was “alright”
although he felt “sort of” depressed and anxious. (Id. at PageID 500.) Plaintiff also said
that his anger outbursts (described as “hitting objects with intent to cause personal pain to
elevate anger”) had improved from daily to “only weekly.” (Id.) Nurse Louk increased
Plaintiff’s Abilify dosage. (Id. at PageID 501.) Plaintiff also saw his therapist in
November 2023 and reported “significant periods of depression” with his only coping
mechanism being medications that only partially helped to relieve his symptoms. (Id. at
PageID 498.) Plaintiff reported increased depression and anxiety during his next therapy
session in December 2023. (Id. at PageID 496.)
Plaintiff told his case manager in January 2024 that he was a “little depressed
lately but not a lot.” (AR, Doc. No. 7 at PageID 492.) He told Nurse Louk in January
2024 that his depression had worsened, his mood had been “poor,” and he had been
anxious. (Id. at PageID 486.) Plaintiff said his anger outbursts had reduced in frequency
to “once or twice a month.” (Id.) Nurse Louk recommended an antidepressant medication
but Plaintiff said that he wanted to try vitamin D supplementation. (Id. at PageID 490.)
On many occasions during this time, progress notes from Nurse Louk and
Plaintiff’s therapist document depressed, dysphoric, and/or anxious moods, anhedonia, a
flat or blunted affect, limited to poor insight, and fair to poor judgment. (See AR, Doc.
No. 7 at PageID 397, 401, 435, 439, 446, 475, 489, 500, 527-28, 562, 568, 578, 581, 583,
585, 591, 593.) Plaintiff’s providers documented an appropriate affect and adequate
insight on far fewer occasions. (See, e.g., id. at PageID 436, 439, 528.) Other mental
status findings were generally unremarkable and included an appropriate appearance,
cooperative behavior, no agitation, clear and coherent thoughts, no abnormalities of
thought content, and normal attention span and concentration. (Id. at PageID 397, 401,
435-36, 439, 446, 511, 528, 568, 578, 581, 585, 591, 593.)
In February 2024, Plaintiff told his case manager that he was doing “pretty good”
and his depression was “better.” (AR, Doc. No. 7 at PageID 482.) Later that month, he
told his therapist that he had “significant anger and frustration” with his living situation
and “his life at this point.” (Id. at PageID 481.)
In March 2024, Plaintiff reported continued stress and said that he often struggled
to alleviate his symptoms. (AR, Doc. No. 7 at PageID 478.) A few weeks later, Plaintiff
told Nurse Louk that his mood had been “chill” since starting vitamin D supplementation.
(Id. at PageID 472.) Plaintiff’s mother confirmed that Plaintiff had been “way calmer”
and appeared to be less depressed (Id.) However, Plaintiff said his anxiety had continued
and only minimally improved with Hydroxyzine (Vistaril).6 (Id.) A mental status
examination again showed anhedonia, anxiousness, and an inappropriate and blunted
affect. (Id. at PageID 475.) Nurse Louk increased Plaintiff’s Vistaril dosage. (Id.)
Plaintiff told his providers in April and May 2024 that he was feeling more
anxious and less motivated. (AR, Doc. No. 7 at PageID 599, 601.)
At Plaintiff’s next—and most recently documented—visit with Nurse Louk in
June 2024, Plaintiff said that his medications were helpful and that the increased Vistaril
dose had been “effective” to manage his anxiety. (AR, Doc. No. 7 at PageID 603.). He
denied feeling depressed or anxious “unless he forgets to take his medication.” (Id.)
Plaintiff’s mother told Nurse Louk that Plaintiff was “[s]uper-pleasant” to be around
unless he forgot to take his medications. (Id.) Nurse Louk documented normal mental
status findings, including an appropriate mood and affect. (Id. at PageID 606.)
3. The ALJ’s decision
The ALJ summarized the hearing testimony from Plaintiff and his mother, as well
as Plaintiff’s claimed symptoms, reported daily activities, and subjective complaints
during his medical appointments. (Decision, Doc. No. 7 at PageID 45-46.) The ALJ
6 Vistaril is a brand name of Hydroxyzine. Hydroxyzine, https://www.mayoclinic.org/drugs-
supplements/hydroxyzine-oral-route/description/drg-20311434 [https://perma.cc/2ZAW-2HC5] (last
visited June 11, 2026).
acknowledged Plaintiff’s testimony regarding his difficulty with anger management and
his outbursts but stated: “He reported improved frequency for these episodes, however.”
(Id. at PageID 46.) The ALJ concluded that although Plaintiff’s medically determinable
impairments could reasonably be expected to cause some of his symptoms, the statements
about “the intensity, persistence and limiting effects of these symptoms are not entirely
consistent with the medical evidence and other evidence in the record ….”. (Id. at PageID
45-46 (citing 20 C.F.R. § 404.1529 and Social Security Ruling (SSR) 16-3p).)
Next, the ALJ summarized the mental health progress notes. (Decision, Doc. No. 7
at PageID 47-48.) The ALJ acknowledged that Plaintiff was diagnosed with “intermittent
explosive disorder, associated with anger outbursts disproportionate to the provocation.”
(Id. at PageID 47.) The ALJ stated that mental status examinations conducted between
October and December 2022 showed depression with poor insight and judgment but were
otherwise normal. (Id. at PageID 47-48 (citing AR, Doc. No. 7 at PageID 386-402).) The
ALJ also cited an October 2023 primary care note that documented normal mental status
findings. (Id. at PageID 48 (citing AR, Doc. No. 7 at PageID 459-60).)
The ALJ then summarized Plaintiff’s subjective complaints to his providers and
cited several references to improvement in Plaintiff’s symptoms, as follows:
• Follow-up notes in October and December [of 2022], show that [Plaintiff’s]
symptoms and behavior improved with medications and therapy. He denied
depression, but reported anxiety. He also continued to smoke marijuana
daily despite repeated recommendation to stop. Nevertheless, both
[Plaintiff] and his mother acknowledged improvement overall with
treatment;
• [Plaintiff’s] symptoms further improved once new medications were
restarted. He exhibited poor insight with an otherwise intact mental status
exam. This remained largely stable through May 2023;
• Two months later [in July 2023], [Plaintiff’s] mood and function were
reportedly good without significant anxiety or depression. He was able to
go to the store alone. His mother also acknowledged that [Plaintiff] was
“doing a lot better on medication”;
• Case management and therapy notes through 2023 and 2024 generally
reflect improvement in terms of symptoms and functioning;
• By January 2024, he reported infrequent angry outbursts, once or twice per
month, and reported overall improved mood and functioning. [Plaintiff]
reported further improved mood with vitamin D supplement. Indeed, his
mother also acknowledged that [Plaintiff] was “way calmer” in March
[2024].
• His anxiety and depression were fairly well controlled when compliant with
medication. His mother again acknowledged this [in June 2024] stating that
[Plaintiff] was “doing a lot better with medication” and “[s]uper-pleasant to
be around unless he forgets to take his medication.”
(Id. at PageID 47-48.)
Next, the ALJ explained how the medical evidence supported his decision to
include certain restrictions in the RFC:
The above evidence supports the ability to perform work with reduced
complexity given [Plaintiff’s] cognitive deficits (i.e., simple tasks). He is
also able to maintain attention and concentration for at least two-hour
segments, given the largely intact mental status examinations without
notable signs of inattention or concentration deficits. However, he is further
limited in terms of productivity and pace given [Plaintiff’s] reduced stress
tolerance and cognitive deficits (i.e., not involving fast production rate,
such as fast assembly line pace). He can tolerate occasional interaction with
others but is unable to perform team or tandem work given his documented
anxiety and irritability issues. He can perform work with reduced novelty
demands to account for limited stress tolerance (i.e., occasional changes at
the worksite).
(Decision, Doc. No. 7 at PageID 48.)
Addressing Plaintiff’s subjective complaints, the ALJ concluded that the severity
of Plaintiff’s alleged symptoms was “inconsistent with the greater weight of the
evidence.” (Decision, Doc. No. 7 at PageID 48.) The ALJ acknowledged Plaintiff’s
alleged anger outbursts but found that “[t]he evidence does not support the frequency of
anger or explosive outbursts as alleged by [Plaintiff].” (Id.) The ALJ explained:
[Plaintiff’s] prior employer indicated that outbursts resulted in termination,
but did not give specific accounts regarding the nature, frequency, or
severity of alleged outbursts (Exhibit 11E). His mother also reported
frequent outbursts, yet [Plaintiff] consistently appears cooperative, pleasant,
appropriate, and/or stable notwithstanding symptoms (see Exhibits 3F, 4F,
5F, 8F, 9F, 10F, 11F). He appeared irritable on occasion (see e.g., Exhibits
3F/24; 9F/35); however, never exhibited inappropriate behavior suggestive
of explosive or aggressive outbursts. He went out in the community with
his case manager without notable limitation, as he appeared polite, pleasant,
and appropriate (see Exhibits 8F-10F). He was calm, appropriate, and
stable during the consultative psychological evaluation (Exhibit 4F). His
mother also acknowledged improvement with treatment at various
appointments (see e.g., Exhibits 5F/12; 8F/1; 11F/1). Her allegations are
likewise not consistent with school records, which do not describe
significant mood or behavior issues since childhood (see e.g., Exhibits
1F/5F, 23-24).
(Id. at PageID 48-49.)
The ALJ also concluded that Plaintiff’s treatment was “routine and conservative,
but effective.” (Decision, Doc. No. 7 at PageID 49.) The ALJ reasoned:
Minimal progress is often noted by his case manager, yet the narrative summaries
typically reflect improved mood and functioning and better control of anger and
outbursts. His mood was typically affected by stress, such as his living situation
and denial of his disability claim, but generally, he exhibits improved mood and
stress management (Exhibits 8F, 9F, 10F). He frequently acknowledged improved
symptoms with appropriate treatment, as discussed above. The evidence also
shows noncompliance with treatment, but does not indicate that [Plaintiff’s]
cognitive deficits impaired his ability to comply with treatment. He consistently
reported improved symptoms and function with medication. Moreover, [Plaintiff]
did not stop marijuana use despite repeated recommendations by medical
providers and provided contradictory statements regarding drug use (Exhibit
5F/12; see also Exhibits 3F, 5F, 8F).
(Id.)
The ALJ concluded that the RFC “is supported by school records, mental status
exams, treatment records, IQ testing, the reviewing psychologists’ assessments, and Dr.
Dubey’s exam and opinion.” (Decision, Doc. No. 7 at PageID 50-51.)
IV. LAW AND ANALYSIS
For his sole assignment of error, Plaintiff states that the ALJ’s decision “is not
based on substantial evidence, particularly as it relates to the Plaintiff’s severe
impairment of intermittent explosive disorder.” (SE, Doc. No. 11 at PageID 628.) He
contends that the ALJ’s reasoning—that the frequency and severity of Plaintiff’s anger
outbursts improved with treatment—is “flawed as it fails to accurately consider the
Plaintiff’s treatment, the frequency of the Plaintiff’s outbursts despite this treatment, and
the ongoing and persistent nature of his symptoms of Intermittent Explosive Disorder.”
(Id. at PageID 628-29.) For the reasons set forth below, the undersigned Magistrate Judge
finds this alleged error to be well-taken and therefore recommends that the District Judge
reverse the ALJ’s decision and remand this matter to the Commissioner.
A. Applicable Law
Determination of the RFC is a task reserved for the ALJ. 20 C.F.R. § 404.1546(c);
see also Webb v. Comm’r of Soc. Sec., 368 F.3d 629, 633 (6th Cir. 2004) (“[T]he ALJ is
charged with the responsibility of evaluating the medical evidence and the claimant’s
testimony to form an ‘assessment of his [RFC]’”). A claimant’s RFC describes the most
he can do in a work setting despite his physical and mental limitations. 20 C.F.R.
§ 404.1545(a)(1). When formulating the RFC, the ALJ must consider the claimant’s
“ability to meet the physical, mental, sensory, and other requirements of work.” 20 C.F.R.
§ 404.1545(a)(4). The ALJ must base the RFC on all relevant evidence in the record,
including the claimant’s descriptions of his limitations and symptoms, objective medical
evidence, medical opinions, other medical evidence, evidence from non-medical sources,
and prior administrative medical findings. See 20 C.F.R. § 404.1545(a)(1)-(5).
Notably, an ALJ is required to consider evidence from the entire relevant time
period when formulating the RFC. E.g., White v. Comm’r of Soc. Sec., No. 3:21-cv-762,
2022 U.S. Dist. LEXIS 140674, *47 (N.D. Ohio June 1, 2022) (Knapp, M.J.), affirmed by
2022 U.S. Dist. LEXIS 139178 (N.D. Ohio Aug. 4, 2022) (Knepp, D.J.). As Magistrate
Judge Knapp explained, “[w]hile the substantial evidence standard is deferential, the
Sixth Circuit has emphasized that the chief limitation to that deference ‘is the
requirement that all determinations be made based upon the record in its entirety.’” 2022
U.S. Dist. LEXIS 140674, *47 (quoting Rogers v. Comm’r of Soc. Sec., 486 F.3d 234,
249 (6th Cir. 2007)). Thus, an ALJ should not “unduly concentrate on one single aspect
of the claimant’s history.” Rogers, 486 F.3d at 249.
Further, an ALJ is required “to show his or her work.” Scott K. v. Comm’r of the
SSA, No. 3:21-CV-00129, 2022 U.S. Dist. LEXIS 175673, at *11 (S.D. Ohio Sept. 27,
2022) (Silvain, M.J.) (internal citation omitted). Thus, “[t]his Court cannot uphold an
ALJ’s decision, even if there if there is enough evidence in the record to support the
decision, where the reasons given by the trier of fact do not build an accurate and logical
bridge between the evidence and the result.” Fleischer v. Astrue, 774 F. Supp. 2d 875,
877 (N.D. Ohio 2011) (cleaned up) (internal quotations and citation omitted). See also
Danyel P. v. Comm’r of Soc. Sec., No. 2:21-CV-02405, 2022 WL 1514170, at *6 (S.D.
Ohio May 13, 2022) (Preston Deavers, M.J.) (ALJ’s “inexplicable and illogical
consistency” warranted remand); Kimberly S. v. Comm’r of Soc. Sec., No. 3:21-CV-
00310, 2022 WL 17820565, at *3 (S.D. Ohio Dec. 20, 2022) (Silvain, M.J.) (ALJs must
“provide a coherent explanation of [their] reasoning ... in order to provide sufficient
rationale for a reviewing adjudicator or court”); Hardiman v. Comm’r of Soc. Sec., No.
2:12-CV-00508, 2013 WL 3762266, at *5 (S.D. Ohio July 16, 2013) (Preston Deavers,
M.J.) (remanding case on the ground that “the ALJ’s decision is internally inconsistent
and incomplete”).
Finally, the Court recognizes that the ALJ is not required to directly address each
and every piece of evidence and finding in the record. See Smith-Johnson v. Comm'r of
Soc. Sec., 579 F. App’x 426, 437 n.11 (6th Cir. 2014). Nevertheless, the ALJ’s “factual
findings as a whole must show that [he] implicitly resolved” any conflicts in the
evidence. Id. The failure to address evidence when evaluating a claimant’s symptom
severity may signify an impermissibly selective review of the record. E.g., Minor v.
Comm'r of Soc. Sec., 513 Fed. App’x 417, 435 (6th Cir. 2013) (reversing where
“[i]nstead of performing a proper analysis … the ALJ cherry-picked select portions of the
medical record to discredit Minor’s complaints of pain”).
B. The ALJ’s Conclusions Are Unsupported by Substantial Evidence.
The ALJ concluded that Plaintiff’s mental health impairments were not disabling
after finding that: (1) “[t]he evidence does not support the frequency of anger or
explosive outbursts as alleged by the [Plaintiff];” and (2) “[Plaintiff] frequently
acknowledged improved symptoms with appropriate treatment …. He consistently
reported improved symptoms and function with medication.” (Decision, Doc. No. 7 at
PageID 48-49.) These findings are not supported by substantial evidence. The record
shows that Plaintiff required adjustments to his medications over a long period of time
and continued to exhibit and complain of symptoms despite those medication changes.
Because the ALJ impermissibly minimized or overlooked contradictory evidence, the
undersigned recommends that the ALJ’s decision be reversed and remanded.
Most significantly, the ALJ inexplicably ignored numerous progress notes dated
through March 2024 that consistently documented depressed, dysphoric, and/or anxious
moods, anhedonia, a flat or blunted affect, poor insight, and fair to poor judgment. (See
AR, Doc. No. 7 at PageID 397, 401, 435, 439, 446, 475, 489, 500, 527-28, 562, 568, 578,
581, 583, 585, 591, 593.) Instead, the ALJ cited only three progress notes with abnormal
mental status findings—all of which were dated between October and December 2022—
as well as one progress note from October 2023 with normal findings. (Decision, Doc.
No. 7 at PageID 47-48.) Rather than resolve conflicts in the evidence, the ALJ’s
summary provides an incomplete and misleading picture of Plaintiff’s mental status
evaluations during the entire relevant time period (not just 2022-2023).
The ALJ also minimized Plaintiff’s complaints to his providers regarding his
anxiety and anger symptoms. For example, the ALJ stated that in October and December
2022, “both [Plaintiff] and his mother acknowledged improvement overall with
treatment.” (Decision, Doc. No. 7 at PageID 47.) While that statement is true, it is also
incomplete. The ALJ did not acknowledge Plaintiff’s statement that he “frequently” felt
anxious, or the fact that he was prescribed Vistaril for his anxiety. (Id. at PageID 397.)
The ALJ also did not acknowledge Plaintiff’s statement in November 2022 that he had
“ongoing difficulties with relationships, mood management, and feeling motivated.” (Id.
at PageID 583.)
The ALJ did acknowledge Plaintiff’s report of “two to three outbursts” in January
2023. (Decision, Doc. No. 7 at PageID 47 (citing AR, Doc. No. 7 at PageID 434).)
However, the ALJ inaccurately attributed these outbursts to “noncompliance with
medication” when in fact, Plaintiff reported that he had run out of Lamotrigine.
(Compare Decision, Doc. No. 7 at PageID 47, with AR, Doc. No. 7 at PageID 434.)
Summarizing further, the ALJ stated: “[Plaintiff’s] symptoms further improved
once new medications were restarted. … This remained largely stable through May 2023.
… Two months later, [Plaintiff’s] mood and function were reportedly good without
significant anxiety or depression. … His mother also acknowledged that [Plaintiff] was
‘doing a lot better on medication.’” (Decision, Doc. No. 7 at PageID 47.) This summary
omits inconsistent evidence in the record. For example, in May 2023, Plaintiff’s mother
reported his girlfriend’s statement that Plaintiff was having more anger outbursts. (AR,
Doc. No. 7 at PageID 443.) Plaintiff also told his therapist that he “remains easily
irritated at times,” although he denied any “aggressive acts.” (Id. at PageID 544.)
Continuing his summary, the ALJ stated: “Case management and therapy notes
through 2023 and 2024 generally reflect improvement in terms of symptoms and
functioning… [Plaintiff] did not endorse frequent anger outbursts or significant mood
symptoms (Exhibits 8F, 9F).” (Decision, Doc. No. 7 at PageID 48.) And in his analysis of
symptom severity, the ALJ similarly found that Plaintiff “consistently reported improved
symptoms and function with medication.” (Id. at PageID 49.) Again, these statements
ignore inconsistent evidence in the record. In October 2023, Plaintiff stated that the
medications were “helpful” but also said that his mood was “back and forth” and he was
“alternating between feeling good and feeling anger.” (AR, Doc. No. 7 at PageID 510.)
Indeed, Plaintiff admitted to “punching inanimate objects, which hurts him ‘to get rid of’
his anger.’” (Id.) At that time, Nurse Louk increased Plaintiff’s Abilify dosage to address
his impulse control and mood issues. (Id. at PageID 511.) The ALJ ignored this evidence.
The following month, Plaintiff told Nurse Louk that he was still experiencing
some depression and anxiety. (AR, Doc. No. 7 at PageID 500.) And while Plaintiff
reported that his anger outbursts had improved and he was no longer having daily
outbursts, he nevertheless reported having outbursts on a weekly basis. (Id. (emphasis
added).) Nurse Louk again increased Plaintiff’s Abilify dosage. (Id. at PageID 501.)
Plaintiff told his therapist later that month that his medications only partially relieved his
symptoms. (Id. at PageID 498.) The ALJ did not consider this inconsistent evidence.
In January 2024, Plaintiff said his medications were “helpful” and he had fewer
outbursts, although he still reported having one to two anger outbursts per month. (AR,
Doc. No. 7 at PageID 486.) He also reported anxiety and increased depression. (Id.) In
March 2024, Plaintiff told Nurse Louk that although medications were “helpful,” his
anxiety was only “minimally improved” with Vistaril. (Id. at PageID 472.) Nurse Louk
increased Plaintiff’s Vistaril dosage. (Id. at PageID 475.) Not until June 2024 did Plaintiff
deny significant symptoms and report that the increased Vistaril dosage was effective for
managing his anxiety. (Id. at PageID 603.)
The ALJ also minimized Plaintiff’s testimony about his anger outbursts. The ALJ
acknowledged Plaintiff’s testimony that he has anger management issues, “becomes loud
and sometimes punched walls,” and is triggered by “people not understanding what he
was trying to say.” (Decision, Doc. No. 7 at PageID 46.) However, the ALJ also stated
that Plaintiff “reported improved frequency for these episodes.” (Id.) While Plaintiff did
testify that the episodes had become less frequent, the ALJ did not acknowledge his
testimony that he continued to have outbursts “about maybe, maybe weekly.” (AR, Doc.
No. 7 at PageID 79 (emphasis added).) The ALJ also did not acknowledge Plaintiff’s
testimony that it usually took “[a]n hour or two” to “calm back down” by going outside
for a walk, listening to music, or playing video games. (Id.)
In sum, although Plaintiff’s mental status examinations showed some normal
findings and he sometimes did better on medications, the record also shows that his
symptoms improved unevenly and sporadically, he required many adjustments to his
medications, and he continued to experience depression, anxiety, anger and outbursts
even while taking his medications. Further, his mental status examinations often showed
depressed, dysphoric, and/or anxious moods, anhedonia, a flat or blunted affect, limited
to poor insight, and fair to poor judgment. The ALJ’s failure to acknowledge and account
for significant evidence that supports Plaintiff’s subjective complaints about his mental
health impairments signifies an impermissibly selective review of the record. See Gentry
v. Comm’r of Soc. Sec., 741 F.3d 708, 723-24 (6th Cir. 2014) (“[A]lthough the ALJ stated
that she considered all the medical evidence … her reasoning shows that she discounted
the severity of Gentry’s conditions—based on periodic improvements and cessation of
treatment—by failing to address certain portions of the record”); Minor v. Comm’r of
Soc. Sec., 513 F. App’x 417, 435 (6th Cir. 2013) (“Instead of performing a proper
analysis … the ALJ cherry-picked select portions of the medical record to discredit
Minor’s complaints of pain”); Germany–Johnson v. Comm’r of Soc. Sec., 313 F. App’x
771, 777 (6th Cir. 2008) (ALJ erred by “parsing the various medical reports”).
The undersigned is unpersuaded by Defendant’s assertion that “Plaintiff’s
argument is little more than a recitation of the evidence most beneficial to his disability
application with a request that this Court conduct a de novo review of the evidence in his
favor.” (Mem. In. Opp., Doc. No. 12 at PageID 634 (citing Blakley, 581 F.3d at 406; 399;
Johnson v. Comm’r of Soc. Sec., 652 F.3d 646, 648 (6th Cir. 2011).) The undersigned
recognizes that the ALJ need not discuss each and every piece of evidence and finding in
the record. Smith-Johnson v. Comm’r of Soc. Sec., 579 F. App’x 426, 437 n.11 (6th Cir.
2014). Nevertheless, the ALJ’s “factual findings as a whole” must show that he
“implicitly resolved the conflicts in the evidence.” Id. Here, the ALJ’s apparent failure to
acknowledge the ongoing difficulties that Plaintiff experienced despite continued changes
to his medication regimen shows that the ALJ did not implicitly resolve the conflicts in
the evidence. Instead, the ALJ’s apparent failure to consider significant evidence that
contradicts his conclusions signifies an impermissibly selective review of the record.
Accordingly, the undersigned recommends reversal.
V. REMAND
Under Sentence Four of 42 U.S.C. § 405(g), the Court has authority to affirm,
modify, or reverse the Commissioner’s decision “with or without remanding the cause for
rehearing.” Melkonyan v. Sullivan, 501 U.S. 89, 99 (1991). Consequently, a remand
under Sentence Four may result in the need for further proceedings or an immediate
award of benefits. E.g., Blakley, 581 F.3d at 410; Felisky v. Bowen, 35 F.3d 1027, 1041
(6th Cir. 1994). The latter is warranted where the evidence of disability is overwhelming
or where the evidence of disability is strong while contrary evidence is lacking. Faucher
v. Sec’y of Health & Human Servs., 17 F.3d 171, 176 (6th Cir. 1994).
The undersigned concludes that a judicial award of benefits is unwarranted in the
present case because the evidence of disability is neither overwhelming nor strong while
contrary evidence is lacking. Faucher, 17 F.3d at 176. Therefore, the undersigned
recommends that the District Judge issue an Order remanding this case to the Social
Security Administration pursuant to Sentence Four of Section 405(g) for the reasons
stated above. On remand, the ALJ should further develop the record as necessary,
particularly as to Plaintiff’s intermittent explosive disorder, and evaluate the evidence of
record under the applicable legal criteria mandated by the Commissioner’s regulations
and rulings and governing case law. The ALJ should evaluate Plaintiff’s disability claim
under the required five-step sequential analysis to determine anew whether Plaintiff was
under a disability and whether his applications for Disability Insurance Benefits and
Supplemental Security Income should be granted.
IT IS THEREFORE RECOMMENDED THAT:
1. Plaintiff’s Statement of Errors (Doc. No. 11) be GRANTED;
2. The Court REVERSE the Commissioner’s non-disability determination;
3. No finding be made as to whether Plaintiff was under a “disability” within
the meaning of the Social Security Act;
4. This matter be REMANDED to the Social Security Administration under
Sentence Four of 42 U.S.C. § 405(g) for further consideration consistent
with this Decision and Order; and
5. This case be terminated on the Court’s docket.
s/ Caroline H. Gentry
Caroline H. Gentry
United States Magistrate Judge
DEADLINE TO FILE OBJECTIONS
In accordance with Rule 72(b)(2) of the Federal Rules of Civil Procedure, any
party may file and serve specific written objections to this Report and Recommendation
(“R&R”) within fourteen (14) days after being served with a copy. A party may respond
to another party’s objections within fourteen (14) days after being served with a copy. If
necessary, the objecting party must promptly arrange for transcribing the record, or
whatever portions of it to which the parties agree or the Magistrate Judge considers
sufficient. If proper objections are timely filed, then the District Judge will conduct a de
novo review of the challenged portion(s) of the R&R. Failure to file timely objections
may forfeit rights on appeal. See U.S. v. Walters, 638 F.2d 947, 949-50 (6th Cir. 1981).
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