Opinions and documents
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
______________________________________
REBECCA B.,
DECISION
Plaintiff, and
v. ORDER
LELAND DUDEK,1 Acting Commissioner of 22-CV-6254F
Social Security, (consent)
Defendant.
______________________________________
APPEARANCES: HILLER COMERFORD INJURY & DISABILITY LAW PLLC
Attorneys for Plaintiff
IDA M. COMERFORD,
JUSTIN DAVID JONES, and
KENNETH R. HILLER, of Counsel
6000 North Bailey Avenue
Suite 1A
Amherst, New York 14226
MICHAEL DiGIACOMO
INTERIM UNITED STATES ATTORNEY
Attorney for Defendant
Federal Centre
138 Delaware Avenue
Buffalo, New York 14202
and
KATHRYN L. SMITH
Assistant United States Attorney, of Counsel
100 State Street
Rochester, New York 14614
and
JOHANNY SANTANA
Special Assistant United States Attorney, of Counsel
Social Security Administration
Office of General Counsel
6401 Security Boulevard
Baltimore, Maryland 21235
1 Leland Dudek became the Acting Commissioner of the Social Security Administration on February 16,
2025, and, pursuant to Fed.R.Civ.P. 25(d), is substituted as Defendant in this case. No further action is
required to continue this suit by reason of sentence one of 42 U.S.C. § 405(g).
JURISDICTION
On October 1, 2024, the parties to this action consented pursuant to 28 U.S.C.
§ 636(c) to proceed before the undersigned in accordance with this court’s June 29,
2018 Standing Order. The matter is presently before the court on motions for judgment
on the pleadings filed by Plaintiff on October 31, 2022 (Dkt. 9), and by Defendant on
December 29, 2022 (Dkt. 10).
BACKGROUND
Plaintiff Rebecca B. (“Plaintiff”), brings this action under Titles II and XVI of the
Social Security Act (“the Act”), 42 U.S.C. §§ 405(g) and 1383(c)(3), seeking judicial
review of the Commissioner of Social Security’s final decision denying Plaintiff’s
application (“application”) filed with the Social Security Administration (“SSA”) on
January 24, 2020, for Supplemental Security Income under Title XVI of the Act
(“disability benefits”). AR2 at 15, 196-205. Plaintiff alleges she became disabled on
January 14, 2019, based on bipolar (diagnosed in 2007), depression (diagnosed 2007),
anxiety (diagnosed 2007), a learning disability (diagnosed in grade school), high risk
HPV (human papillomavirus) based on a cervical cancer diagnosis in August 2018,
bladder dropping caused by hysterectomy, liver issues, kidney issues, anemia
(diagnosed in 2007), and arthritis (diagnosed in 2017). AR at 206, 244, 248. Plaintiff’s
application initially was denied on June 3, 2020, AR at 60, and upon reconsideration on
October 5, 2020. AR at 84.
2 References to “AR” are to the Bates-stamped pages of the Administrative Record electronically filed by
Defendant on August 31, 2022 (Dkt. 7).
Plaintiff timely filed a request for an administrative hearing, AR at 126-42, and on
April 12, 2021, the administrative hearing (“the hearing”) was held in Rochester, New
York, before Administrative Law Judge (“ALJ”) John P. Costello (“the ALJ”). AR at 29-
59. Appearing and testifying at the first hearing were Plaintiff, represented by Frederick
Peterson, Esq., and impartial vocational expert (“VE”) Susan Gaudet.
On May 26, 2021, the ALJ issued a decision denying Plaintiff’s claims, AR at 12-
28 (“the ALJ’s decision”), which Plaintiff timely appealed to the Appeals Council. AR at
193-95. On April 6, 2022, the Appeals Council denied Plaintiff’s request to review the
ALJ’s decision, rendering it the Commissioner’s final decision. AR at 1-6. On June 6,
2022, Plaintiff commenced the instant action seeking review of the ALJ’s decision
denying Plaintiff disability benefits.
On October 31, 2022, Plaintiff moved for judgment on the pleadings (Dkt. 9)
(“Plaintiff’s Motion”), attaching the Memorandum of Law in Support of Plaintiff’s Motion
for Judgment on the Pleadings (Dkt. 9-1) (“Plaintiff’s Memorandum”). On December 29,
2022, Defendant moved for judgment on the pleadings (Dkt. 10) (“Defendant’s Motion”),
attaching the Commissioner’s Brief in Support of the Commissioner’s Cross Motion for
Judgment on the Pleadings and in Response to Plaintiff’s Brief Pursuant to Local Rule
5.5 (Dkt. 10-1) (“Defendant’s Memorandum”). Filed on January 19, 2023, was Plaintiff’s
Reply Brief to Defendant’s Motion for Judgement [sic] on the Pleadings (Dkt. 11),
advising Plaintiff was relying on her initial arguments because any further argument
“would simply duplicate arguments made in the original brief.” Oral argument was
deemed unnecessary.
Based on the following, Plaintiff’s Motion is DENIED; Defendant’s Motion is
GRANTED.
FACTS3
Plaintiff Rebecca B. (“Plaintiff”), born October 30, 1990, was 28 years old as of
her alleged disability onset date (“DOD”) of January 14, 2019, and 30 years old as of
May 26, 2021, the date of the ALJ’s decision. AR at 24, 206, 244. As of September 5,
2018, prior to the application date, Plaintiff had recently broken up with her boyfriend
who is the father of at least one of her children, after which Plaintiff briefly lived with her
three young daughters, with her parents in a small house, along with her sister, her
sister’s three children and a newborn child, and the sister’s boyfriend. AR at 554. By
October 15, 2018, Plaintiff reported she had since found stable housing. AR at 555. In
school, Plaintiff was in special classes after kindergarten and finished 9th grade, but did
not graduate, has not obtained a GED, nor has Plaintiff completed any type of
specialized training, trade, or vocational school. AR at 249. Plaintiff has a driver’s
permit, but never obtained a driver’s license and does not drive. AR at 54. Other than
sporadic babysitting, Plaintiff’s only past work experience was as a cleaner for three
months in 2019, AR at 250, which Plaintiff quit because pain in her lower abdominal
area and back prevented her from lifting a mop bucket. AR at 52-53. Plaintiff reports a
history of mental and physical domestic abuse by her parents and boyfriends, as well as
a history of suicide attempts, most recently in 2018. AR at 42.
3 In the interest of judicial economy, recitation of the Facts is limited to only those necessary for
determining the pending motions for judgment on the pleadings.
Plaintiff received gynecological and obstetrics care from Laura Doheny Callanan,
D.O. (“Dr. Callanan”) at Genesee Medical Services (“Genesee”). AR at 519. Dr.
Callanan referred Plaintiff to pelvic pain specialist Amy Benjamin, M.D. (“Dr. Benjamin”),
and sexual health specialist Pebble Kranz, M.D. (“Dr. Kranz”), but Plaintiff never
followed through with the referrals. AR at 1029.
Plaintiff has a long history of mental health impairments which are at least
partially attributed to a history of domestic, including sexual and physical, abuse
including by her parents and boyfriends. AR at 654. Plaintiff reports that beginning at
age 12, she was “sold” by her parents for drugs and raped, became pregnant at age 13
and forced to have an abortion by her parents. Id. At unidentified times, Plaintiff
witnessed a drive-by shooting and had a gun pointed at her. Id. For years, Plaintiff
received mental health treatment through Rochester Regional Health (“RRH”), at the
Genesee Mental Health Adult Clinic (“GMHC”), where she saw various treatment
providers, particularly Licensed Mental Health Counselor (“LMHC”) Shanelle Slade
(“LMHC Slade”), from July 2015 until July 30, 2019 when LMHC Slade left GMHC and
transferred Plaintiff’s treatment to Regina Howland (“Howland”).4 AR at 38-39, 295-513,
514-645, 651, 661-63, 805. LMHC Slade repeatedly diagnosed Plaintiff with bipolar 2
disorder, anxiety, borderline personality disorder in adult, psychophysiological insomnia,
and cluster B personality disorder,5 but mental status examinations were consistently
unremarkable except for fair, as opposed to good, insight and judgment, and an
4 No mental health treatment credentials for Howland are in the record.
5 “Cluster B personality disorders” “involve unpredictable, dramatic, or intensely emotional responses to
things. The four main cluster B disorders are: antisocial, borderline, histrionic, [and] narcissistic.” See
What Are Cluster B Personality Disorders, available at https://www.webmd.com/mental-health/what-are-
cluster-b-personality-disorders, last visited March 4, 2025.
elevated risk of suicide. See, e.g., AR at 296 -97(February 1, 2018), AR at 316-17
(September 7, 2017), AR at 447-48 (May 16, 2016). In November 2019, Plaintiff was
discharged from treatment at GMHC because after repeated failures to attend
appointments as scheduled because she refused to see a male counselor, i.e., LMHC
Daniel J. Prince (“LMHC Prince”). AR at 524-29, 651.6 On January 30, 2020, Plaintiff
presented to RRH seeking to re-start treatment for bipolar, anxiety, and depression
where she saw Mental Health Counselor (“MHC”) Meghan Stevenson (“MHC
Stevenson”). AR at 649-55. Plaintiff reported that despite her history of domestic
violent relationships, and acting aggressively and violently toward others in the
community, she “outgrew that.” Id. at 653. Despite her violent and mentally abusive
past, at that time no signs or symptoms related to trauma or abuse were detected and
Plaintiff had recently decided to leave a conflicted relationship with the father of her
youngest daughter. Id. at 654. A plan was to be prepared for Plaintiff to resume mental
health treatment through RRH, but before the plan was put into place, the COVID-19
pandemic occurred and no new appointments for counseling were accepted. AR at 38.
Plaintiff did not attend any of the three consultative examinations that were
scheduled by SSA in connection with her disability benefits application, including for
August 27, September 8, and September 21, 2020, and also failed to respond to a letter
from SSA dated September 24, 2020 seeking an explanation for Plaintiff’s failure to
appear for the examinations. AR at 77, 78. Accordingly, the only medical opinions of
record are those completed on October 5, 2020 by State Agency review psychologist E.
Kamin, Ph.D. (“Dr. Kamin”), and State Agency review physician J. Randall, M.D. (“Dr.
6 The record does not indicate why Plaintiff did not receive treatment from Howland at GMHC, to whom
her case reportedly was transferred.
Randall”). AR at 77-83. Based on a review of Plaintiff’s medical records, Dr. Kamin
considered whether Plaintiff was disabled based on depressive, bipolar, and related
disorders, and anxiety and obsessive-compulsive disorder, but found that Plaintiff’s
medical records did not support disability based on any mental impairment. AR at 77-
78. Dr. Randall found the administrative records established Plaintiff had severe
dysfunction of her major joints, resulting in pain and limiting Plaintiff to light work. AR at
77, 79-91.
DISCUSSION
1. Standard and Scope of Judicial Review
A claimant is “disabled” within the meaning of the Act and entitled to disability
benefits when she is unable “to engage in any substantial gainful activity by reason of
any medically determinable physical or mental impairment which . . . has lasted or can
be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. §§
416(i)(1); 1382c(a)(3)(A). A district court may set aside the Commissioner’s
determination that a claimant is not disabled if the factual findings are not supported by
substantial evidence, or if the decision is based on legal error. 42 U.S.C. §§ 405(g),
1383(c)(3); Green-Younger v. Barnhart, 335 F.3d 99, 105-06 (2d Cir. 2003). In
reviewing a final decision of the SSA, a district court “is limited to determining whether
the SSA’s conclusions were supported by substantial evidence in the record and were
based on a correct legal standard.” Talavera v. Astrue, 697 F.3d 145, 151 (2d Cir.
2012) (internal quotation marks and citation omitted). “Substantial evidence is more
than a mere scintilla. It means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Id. It is not, however, the district court’s
function to make a de novo determination as to whether the claimant is disabled; rather,
“the reviewing court is required to examine the entire record, including contradictory
evidence and evidence from which conflicting inferences can be drawn” to determine
whether the SSA’s findings are supported by substantial evidence. Id. “Congress has
instructed . . . that the factual findings of the Secretary,7 if supported by substantial
evidence, shall be conclusive.” Rutherford v. Schweiker, 685 F.2d 60, 62 (2d Cir.
1982).
In short, the issue is not whether substantial evidence supports the claimant’s
argument, but “whether substantial evidence supports the ALJ’s decision.” Bonet ex rel.
T.B. v. Colvin, 523 Fed.Appx. 58, 59 (2d Cir. 2013) (italics in original). “Under this ‘very
deferential standard of review,’ ‘once an ALJ finds facts, we can reject those facts only if
a reasonable factfinder would have to conclude otherwise.’” Id. at 58-59 (quoting Brault
v. Social Sec. Admin., Comm’r, 683 F.3d 443, 448 (2d Cir. 2012) (italics in original).
2. Disability Determination
The definition of “disabled” is the same for purposes of receiving SSDI and SSI
benefits. Compare 42 U.S.C. § 423(d) with 42 U.S.C. § 1382c(a). The applicable
regulations set forth a five-step analysis the Commissioner must follow in determining
eligibility for disability benefits. 20 C.F.R. §§ 404.1520 and 416.920. See Bapp v.
Bowen, 802 F.2d 601, 604 (2d Cir. 1986); Berry v. Schweiker, 675 F.2d 464 (2d Cir.
7 Pursuant to the Social Security Independence and Program Improvements Act of 1994, the function of
the Secretary of Health and Human Services in Social Security cases was transferred to the
Commissioner of Social Security, effective March 31, 1995.
1982). The first step is to determine whether the applicant is engaged in substantial
gainful activity during the period for which the benefits are claimed. 20 C.F.R. §§
404.1520(b) and 416.920(b). The second step is whether the applicant has a severe
impairment which significantly limits the physical or mental ability to do basic work
activities, as defined in the relevant regulations. 20 C.F.R. §§ 404.1520(c) and
416.920(c). Third, if there is an impairment and the impairment, or its equivalent, is
listed in 20 C.F.R. Part 404, Subpart P, Appendix 1 of the regulations (“Appendix 1” or
“the Listings”), and meets the duration requirement of at least 12 continuous months,
there is a presumption of inability to perform substantial gainful activity, and the claimant
is deemed disabled, regardless of age, education, or work experience. 42 U.S.C. §§
423(d)(1)(A) and 1382a(c)(3)(A); 20 C.F.R. §§ 404.1520(d) and 416.920(d). As a fourth
step, however, if the impairment or its equivalent is not listed in Appendix 1, the
Commissioner must then consider the applicant’s “residual functional capacity” or “RFC”
which is the ability to perform physical or mental work activities on a sustained basis,
notwithstanding the limitations posed by the applicant’s collective impairments, see 20
C.F.R. §§ 404.1520(e)-(f), and 416.920(e)-(f), and the demands of any past relevant
work (“PRW”). 20 C.F.R. §§ 404.1520(e) and 416.920(e). If the applicant remains
capable of performing PRW, disability benefits will be denied, id., but if the applicant is
unable to perform PRW relevant work, the Commissioner, at the fifth step, must
consider whether, given the applicant’s age, education, and past work experience, the
applicant “retains a residual functional capacity to perform alternative substantial gainful
work which exists in the national economy.” Rosa v. Callahan, 168 F.3d 72, 77 (2d Cir.
1999) (quotation marks and citation omitted); 20 C.F.R. §§ 404.1560(c) and 416.960(c).
The burden of proof is on the applicant for the first four steps, with the Commissioner
bearing the burden of proof on the final step. 20 C.F.R. §§ 404.1520(a)(4) and
416.920(a)(4); Burgess v. Astrue, 537 F.3d 117, 128 (2d Cir. 2008). All five steps need
not be addressed because if the claimant fails to meet the criteria at either of the first
two steps, the inquiry ceases and the claimant is not eligible for disability benefits, but if
the claimant meets the criteria for the third or fourth step, the inquiry ceases with the
claimant eligible for disability benefits. 20 C.F.R. §§ 404.1520 and 416.920.
3. Analysis of Plaintiff’s Arguments
In the instant case, in the ALJ’s decision, the ALJ found that Plaintiff has not
engaged in substantial gainful activity (“SGA”) since January 21, 2020, the application
date. AR at 17. The ALJ found Plaintiff suffers from the severe impairments of obesity,
bipolar II disorder, anxiety disorder, cluster B personality disorder, and borderline
personality disorder. AR at 17. Plaintiff also suffers from anemia, UTI (urinary tract
infection), hysterectomy, chronic pelvic pain, and abnormal Pap smear, but such
impairments do not cause more than a minimal limitation of Plaintiff’s ability to perform
basic work activities and are therefore non-severe. Id. at 17-18. The ALJ also found
that there is no CT scan of Plaintiff’s abdomen in the record, nor any MRI of Plaintiff’s
cervical or lumbar spines to confirm a back impairment in light of Plaintiff’s complaints of
back pain. AR at 18. The administrative record also does not include any nerve
conduction study or other neurological test to establish any severe musculoskeletal
impairment. Id. The ALJ further found that Plaintiff does not have an impairment or
combination of impairments meeting or medically equal to the severity of any listed
impairment in 20 C.F.R. Part 404, Subpart P, Appendix 1. Id. at 18-19. Despite her
impairments, the ALJ found Plaintiff retains the RFC to perform a full light work as
defined in 20 C.F.R. § 416.967(b), with several nonexertional limitations including that
Plaintiff is limited to low stress work defined as simple, routine tasks with occasional
decision making and occasional contact with supervisors, coworkers, and the public.
AR at 19-22. Although Plaintiff has no past relevant work, the ALJ found that Plaintiff,
based on her age, limited education, work experience, and RFC, could perform work
existing in significant numbers in the national economy including as a package sorter,
mailroom clerk, and laundry sorter. Id. at 22-23. Accordingly, the ALJ found Plaintiff
was not disabled as defined in the Act since January 21, 2020, when Plaintiff filed her
application. Id. at 24.
In support of her motion, Plaintiff argues that remand is warranted because the
ALJ’s decision is not supported by substantial evidence in the record insofar as the ALJ
made a stress finding without making a specific assessment of Plaintiff’s stress,
Plaintiff’s Memorandum at 11-15, in formulation the RFC the ALJ “improperly cherry-
picked and mischaracterized evidence,” id. at 15-18, and the ALJ failed to account for
Plaintiff’s right ovarian cyst at step two of the sequential analysis. Id. at 18-24. In
opposition, Defendant argues that contrary to Plaintiff’s arguments, the ALJ considered
the totality of the evidence in assessing Plaintiff’s mental RFC which is supported by
substantial evidence in the record, Defendant’s Memorandum at 11-17, the ALJ did not
“cherry-pick” or mischaracterize evidence in the record but, instead, summarized the
longitudinal evidence including prior to the period relevant to Plaintiff’s claim, id. at 17-
20, and the ALJ sufficiently considered Plaintiff’s chronic pelvic and abdominal pain at
step 2 of the sequential analysis. Id. at 20-22.
A. Physical Impairment
The court first addresses Plaintiff’s arguments concerning the ALJ’s failure at
step 2 of the sequential analysis to consider her right ovarian cyst as a severe
impairment despite evidence in the record showing it significantly limited Plaintiff’s
ability to perform basic work activities. Plaintiff’s Memorandum at 18-24. In opposition,
Defendant argues that although the record shows Plaintiff had a right ovarian cyst in
April 2020, by October 2020, the right ovarian cyst had resolved and Plaintiff then had a
left ovarian cyst, such that Plaintiff cannot establish her right ovarian cyst was a
condition lasting or expected to last 12 months as required by 20 C.F.R. § 416.909.
Defendant’s Memorandum at 21. Nevertheless, the ALJ considered Plaintiff’s chronic
pain in limiting Plaintiff to light work. Id. at 21-22. As Defendant argues, the record fails
to establish that Plaintiff’s right ovarian cyst continued for at least 12 months as required
for disability under the Act. 20 C.F.R. § 416.909.
Initially, the court observes that when applying for disability benefits, Plaintiff did
not include ovarian cysts among her numerous impairments. See AR at 206 (asserting
disability based on bipolar, depression, anxiety, a learning disability, high risk HPV
based on a cervical cancer diagnosis, bladder dropping caused by hysterectomy, liver
issues, kidney issues, anemia, and arthritis). Rather, Plaintiff was first diagnosed with a
right ovarian cyst based on a sonogram performed on April 15, 2020, when Plaintiff
presented to the emergency department of Rochester General Hospital (“RGH”) with
complaints of severe abdominal pain in the right lower quadrant of her abdomen. AR at
990. An ultrasound confirmed the presence of a right hemorrhagic ovarian cyst. AR at
994. It was recommended that Plaintiff take ibuprofen for pain and follow-up with her
gynecologist and was discharged from the emergency department. AR at 994. Another
ultrasound on August 12, 2020 showed a right hemorrhagic ovarian cyst. AR at 999. At
a follow-up examination with Dr. Callanan on September 9, 2020, Plaintiff reported
taking ibuprofen for her pelvic pain, and it was noted that despite multiple referrals,
Plaintiff had yet to contact a pain management specialist. Id. at 1029. At that time, an
ultrasound showed Plaintiff with a “stable” right ovarian cyst. AR at 1029. Dr. Callanan
discussed with Plaintiff the “likelihood of multifactorial nature of her pain and extensive
history,” and Dr. Callanan again referred Plaintiff to pelvic pain management specialist
Dr. Benjamin. Id. at 1029-30. On October 29, 2020, Plaintiff again presented to the
emergency department at RRH with complaints of abdominal pain. AR at 1140-41.
Transabdominal Doppler imaging showed a left hemorrhagic ovarian cyst, but no right
ovarian cyst. AR at 1141. Accordingly, the record shows Plaintiff’s right ovarian cyst
was not a severe impairment for at least 12 months such that the ALJ did not err in
failing to consider it a severe impairment at step 2 of the sequential analysis. See
Montalvo v. Comm'r of Soc. Sec., 2020 WL 13558653, at *9 (W.D.N.Y. Aug. 27, 2020)
(“‘Of course, a remediable impairment is not disabling.’” (quoting Mongeur v. Heckler,
722 F.2d 1033, 1039 (2d Cir. 1983))).
Nevertheless, the ALJ did consider Plaintiff’s complaints of chronic pelvic and
abdominal pain, but that Plaintiff’s physical examinations were largely unremarkable, no
objective tests in the file confirm any severe physical impairment, with Plaintiff’s physical
examinations showing full range of motion, no motor weakness, normal coordination
and gait. AR at 21. The ALJ further observed that despite repeated referrals, Plaintiff
never followed through with any specialists including, inter alia, Dr. Benjamin, the pain
management specialist. Id. See AR at 1037, 1117. Instead, Plaintiff “had mostly
routine, conservative treatment for her alleged physical abdominal and back pain.” Id.
Moreover, when Plaintiff visited RGH’s emergency department on April 23, 2021, for a
facial infection and headache, Plaintiff denied any abdominal or back or neck pain, she
was not in acute distress, and no abdominal tenderness was detected upon
examination. AR at 1081-84. In his findings, however, the ALJ accommodated
Plaintiff’s pain complaints by limiting her to light work. Id. at 21. This limitation is
supported by Dr. Randall’s assessment that Plaintiff’s only physical impairment is
dysfunction of major joints. See Hairston v. Comm’r of Soc. Sec., 2020 WL 516897, at
*4 (W.D.N.Y. Jan. 29, 2020) (“It is well-established that ‘[a] well-supported opinion from
a . . . a non-examining state agency doctor . . . may . . . provide substantial evidence
supporting an ALJ's decision.’” (quoting Cassandra K. v. Comm'r of Soc. Sec., 2019 WL
1115673, at *6 (N.D.N.Y. Mar. 11, 2019))), aff'd sub nom. Hairston-Scott v. Comm'r of
Soc. Sec., 2021 WL 3777581 (2d Cir. Aug. 26, 2021).
B. Mental Health Impairment
Plaintiff’ argues the ALJ erred by making a specific finding regarding the effects
of Plaintiff’s stress on her ability to perform basic work activities without conducting a
proper stress analysis, Plaintiff’s Memorandum at 11-14, that limiting a plaintiff to simple
work is not sufficient to accommodate stress limitations, id. at 14-15, and the ALJ
“cherry-picked” evidence in formulating the RFC that Plaintiff is not disabled. Id. at 15-
18. In opposition, Defendant argues the ALJ was not required to explicitly reference a
stress limitation, but properly determined an appropriate stress limitation based on
treatment notes and Plaintiff’s testimony which were inconsistent with Plaintiff’s
responses to an Adult Function Report form completed in connection with the disability
benefits application. Defendant’s Memorandum at 11-15 (referencing AR at 247-57).
Defendant also references caselaw supporting that an ALJ can properly accommodate
a stress limitation by limiting the plaintiff to simple work, AR at 15-16, and that in any
event, it is the ALJ’s prerogative to resolve conflicting evidence. Id. at 16-17.
With regard to Plaintiff’s argument that the ALJ was required to specifically
analyze the effect of Plaintiff’s stress on her ability to perform basic work activities, the
ALJ considered the so-called “paragraph B criteria” for disability based on mental
impairments for Listings 12.04 (depressive, bipolar and related disorders), and 12.06
(anxiety and obsessive-compulsive disorders), for which the same mental functioning
criteria are located in paragraph B of each listing. 20 C.F.R. Pt. 404, Subpt. P, App. 1,
Listings 12.04B and 12.06B. The paragraph B criteria pertain to four areas or “domains”
of adaptive functioning including (1) understanding, remembering, or applying
information; (2) interacting with others; (3) concentrating, persisting, or maintaining
pace; and (4) adapting or managing oneself. 20 C.F.R. Subpt. P, App. 1 §§ 12.00E,
12.00F (“§ 12.00__”). To satisfy the paragraph B criteria, the claimant's mental disorder
must result in an “extreme” limitation of one, or a “marked” limitation of two, of the four
areas of mental functioning. See 20 C.F.R. Subpt. P, App. 1, § 12.05A2b.
In the first functional area of understanding, remembering, or applying
information, the ALJ considered Plaintiff’s history of a learning disability in school,
Plaintiff only reached 9th grade and did not graduate, but nevertheless is able to raise
her three children, provide them with food, clothing, and shelter, and assist with their
homework. AR at 18. Accordingly, the ALJ assessed Plaintiff as moderately limited in
this functional domain. Id.
In the second functional domain of interacting with others, the ALJ also assessed
Plaintiff with a moderate limitation based on Plaintiff’s allegations that she isolates and
does not want to talk to people, but Plaintiff also travels independently, lives with
multiple relatives and friends, and does not report any “friction” with her current living
situation. AR at 18. Because of Plaintiff’s elevated level of anxiety, however, the ALJ
determined Plaintiff is limited to occasional contact with the public, supervisors, and
coworkers. Id.
For the third functional domain of concentrating, persisting, or maintaining pace,
the ALJ assessed Plaintiff with a mild limitation based on Plaintiff’s alleged difficulties
concentrating despite evidence in the record, including repeated mental status
examinations, showing Plaintiff’s concentration and memory were intact. AR at 19. The
ALJ commented that Plaintiff was sometimes noted as being distracted by her
daughter’s health, a seizure disorder, but that Plaintiff’s mental status examinations
were otherwise normal. Id. Nevertheless, to accommodate Plaintiff’s history of being
learning disabled, the ALJ limited Plaintiff to “low stress work defined as simple, routine
tasks with occasional decision-making . . . .” Id.
For the fourth functional domain of adapting or managing herself, the ALJ
assessed Plaintiff as mildly limited based on her limited education and non-compliance
with medications. AR at 19. Despite these factors, the ALJ observed that Plaintiff is
physically capable of attending her appointments, shops in stores for food and other
items, and is able to manage daily tasks even when overwhelmed with psychosocial
stressors. Id.
The ALJ’s assessment of Plaintiff with regard to the paragraph B criteria is further
supported by other evidence in the record including evidence that Plaintiff was
encouraged to pursue employment. See, e.g., AR at 569 (LMHC Slade reporting on
March 19, 2019, that she “spent time processing paperwork and identifying barriers to
employment,” and that LMHC Slade “made recommendations for 15 hours of work
related activities-client [Plaintiff] was receptive,” Plaintiff was “open to other
possibilities,” and Plaintiff demonstrated “the desire to see if she can be successful with
working. . . .”). Significantly, at the administrative hearing, Plaintiff testified she left her
last job in 2019 because of back pain. AR at 52-53. Other evidence the ALJ references
in support of the determination that Plaintiff’s mental impairments were accommodated
by limiting Plaintiff to low stress work defined as simple, routine tasks with occasional
decision making and occasional contact with supervisors, coworkers, and the public,
include that subsequent to being discharged from treatment in November 2019 for non-
compliance since July 2019, Plaintiff did not receive any mental health treatment until
January 2020, at which time it was reported Plaintiff had not taken any psychotropic
medications since February 2017, however on mental status examination, Plaintiff’s
memory was intact, she was neatly dressed, was cooperative, and her mood was
anxious yet Plaintiff’s affect was full range and insight and judgment were fair. AR at 21
(referencing AR at 651).
Insofar as Plaintiff argues the ALJ “cherry-picked” the administrative record for
evidence supporting the determination that Plaintiff is not disabled, a thorough review of
the record supports the ALJ’s determination that mental status examinations of Plaintiff
regularly and repeatedly were largely within normal limits. See AR at 20-21 (referencing
examinations on November 13, 2017, February 1, 2018, January 17, 2019, February 5,
2019, June 18, 2019, August 2, 209, January 30, 2020, June 30, 2020, and October 29,
2020). Additionally, despite Plaintiff’s history of suicide attempts, Plaintiff testified at the
administrative hearing that her last attempt was in 2018, i.e., prior to Plaintiff’s alleged
disability onset date of January 14, 2019. AR at 42.
Further, although Plaintiff references caselaw in which this court held that limiting
a claimant to simple work is not sufficient to accommodate stress limitations, Plaintiff’s
Memorandum at 14-15, Defendant references caselaw holding otherwise. Defendant’s
Memorandum at 15-16. All the cases on which Plaintiff relies, however, are
distinguishable from the instant case. In particular, in Sean C. v. Comm’r of Soc. Sec.,
2021 WL 2400011, at * 5 (W.D.N.Y. June 11, 2021), the ALJ failed to account for
evidence in the record that the claimant could not function when he became stressed,
but needed to remove himself from the situation and be alone. In McCann v. Comm’r of
Soc. Sec., 2020 WL 270134, at * 4 (W.D.N.Y. Jan. 13, 2020), the ALJ made an RFC
assessment that limited the claimant to simple, unskilled work despite evidence in the
record that the claimant could not function when stressed). In Corbeil v. Saul, 2019 WL
2590606, at *6 (W.D.N.Y. June 25, 2019), the ALJ, in assessing the claimant with a
moderate limitation in dealing with stress, relied on medical opinions that were rendered
years earlier and thus without the claimant’s complete medical history. In short, in none
of the cases on which Plaintiff relies did the ALJ not only limit the claimant to simple
work, but also to routine tasks with only occasional decision making and occasional
contact with supervisors, coworkers, and the public as did ALJ Costello in the instant
case.
In contrast, the cases on which Defendant relies are factually more similar to the
instant case. Specifically, in Herb v. Comm’r of Soc. Sec., 366 F.Supp.3d 441, 447
(W.D.N.Y. 2019), the court observed that “even without explicitly referencing a stress
limitation, an RFC determination may adequately account for a claimant's stress-related
limitations. For example, an RFC limiting a plaintiff to occasional interaction with co-
workers and the public, and to the performance of simple, routine tasks, may account
for the plaintiff's stress-related limitations.” (citing cases). In Figgins v. Berryhill, 2017
WL 1184341, at ** 10-11 (W.D.N.Y. Mar. 29, 2019), the court held that although the ALJ
did not specifically mention stress, the ALJ “implicitly incorporated the effects that stress
would have on plaintiff in his RFC and the questions he asked the VE.” (citing cases).
In Scanlon v. Colvin, 2016 WL 4944332, at * 8 (W.D.N.Y. Sept. 16, 2016), the court
concluded that in the ALJ’s written opinion, the ALJ sufficiently assessed the claimant’s
stress-related limitations in formulating the claimant’s RFC, including medical opinions,
by addressing the claimant’s difficulty dealing with others by limiting the claimant to
simple work with only occasional contact with people, encouragement to participate in
simple job training, and finding at most moderate limitations in the four domains of
mental functioning. Similarly, as discussed above, see Discussion, supra, at 15-18, in
the instant case, a plain reading of the ALJ’s decision establishes the ALJ implicitly
incorporated Plaintiff’s stress-related limitations into the RFC formulation.
The evidence in the record thus establishes at most that it is susceptible to more
than one rational interpretation, including that Plaintiff did not have a disabling
impairment, or combination of impairments, as defined under the Act. See McIntyre v.
Colvin, 758 F.3d 146, 149 (2d Cir. 2014) (“If evidence is susceptible to more than one
rational interpretation, the Commissioner’s conclusion must be upheld.”); Bonet ex rel.
T.B. v. Colvin, 523 Fed.Appx. 58, 58-59 (2d Cir. 2013) (“Under this ‘very deferential
standard of review [applicable to actions challenging an administrative decision on a
disability benefits claim],’ ‘once an ALJ finds facts, we can reject those facts only if a
reasonable factfinder would have to conclude otherwise.’” (quoting Brault v. Social Sec.
Admin., Comm’r, 683 F.3d 443, 448 (2d Cir. 2012) (italics in original). Further, the
threshold for substantial evidence “is not high . . . . It means – and means only – such
relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.” Biestek v. Berryhill, 587 U.S. 97, 103 (2019) (internal citation and
quotation marks omitted). Indeed, as noted, see Discussion, supra, at 8, the issue is
not whether substantial evidence supports the claimant’s argument, but “whether
substantial evidence supports the ALJ’s decision.” Bonet, 523 Fed.Appx. at 59 (quoting
Brault, 683 F.3d at 448) (italics in original). In the instant case, the ALJ’s decision that
Plaintiff was not disabled between the date of her disability benefits application and the
date of the ALJ’s decision is supported by substantial evidence in the record.
CONCLUSION
Based on the foregoing, Plaintiff’s Motion (Dkt. 9) is DENIED; Defendant’s Motion
(Dkt. 10) is GRANTED. The Clerk of Court is DIRECTED to close the file.
SO ORDERED.
/s/ Leslie G. Foschio
_____________________________________
LESLIE G. FOSCHIO
UNITED STATES MAGISTRATE JUDGE
DATED: March 4, 2025
Buffalo, New York
Not legal advice. These patterns come from public court records, not ratings of judges as people. They may reflect the types of cases a judge handles, local procedures or other factors, and they do not account for the facts of any individual case. Past patterns do not predict future rulings. Records can be incomplete, months behind current activity, or matched to the wrong person; sealed and confidential cases are not included. Use this as one piece of information, never the sole basis for legal strategy or a recusal motion. Full disclaimer: https://judgefinder.io/legal/disclaimer Read the full disclaimer.