Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MONTANA
HELENA DIVISION
JACOB SMITH, CV 21-071-H-SEH
Plaintiff,
VS. ORDER
BRIAN GOOTKIN, and BILLINGS
PRE-RELEASE,
Defendants.
INTRODUCTION
Defendants Brian Gootkin and Billings Pre-Release (“BPRC”) have filed
separate motions to dismiss the Complaint.' Plaintiff Jacob Smith (“Smith”)
responded? to the motions and requested sanctions for violations of Fed. R. Civ. P.
11 by Defendants’ counsel.’ The motions to dismiss will be granted. Sanctions will
be denied.
' Docs. 14 and 20 were filed as renewed motions after the Ninth Circuit’s mandate on Plaintiff's
interlocutory appeal at Docs. 25 and 26.
* Doc. 30.
3 Doc. 30 at 6-7.
BACKGROUND‘
Smith is a state prisoner incarcerated at Montana State Prison (“MSP”). The
Complaint alleges that Defendants discriminated against him due to his disabilities,
in violation of the Americans with Disabilities Act (“ADA”) and the Rehabilitation
Act (“RA”).
Smith appeared before the Montana Board of Pardons and Parole on June
23, 2021, where he asserted that his various mental and physical health issues were
discussed. Parole was denied but placement at BPRC, Billings, Montana was
recommended. Admission to BPRC was denied.
Smith contends that denial of admission to BPRC was based on his health
conditions, in violation of the ADA. Various forms of injunctive relief, declarative
relief, and damages are sought.®
The Court previously prescreened Smith’s Complaint. Several parties were
dismissed.’ Claims that survived prescreen included whether pre-release forms
4 These facts are taken from Plaintiff's Complaint (Doc. 2) along with documents submitted to
determine jurisdiction. (Docs. 15-1, 15-2, 21-1, 21-2, 21-3, 30-1.) The uncontroverted
allegations in the Complaint have been taken as true unless contradicted by affidavit, in which
case factual disputes, if any, have been resolved in Plaintiff's favor. Wilson v. Hewlett-Packard
Co., 668 F.3d 1136, 1140 (9th Cir. 2012).
> Doc, 2 at 2; 42 U.S.C. § 12132 and 29 U.S.C. § 794.
® Doc. 2 at 29-31. The Court previously determined that Gootkin can only be sued in his official
capacity for injunctive relief. (Doc. 4.)
7 Doc. 4.
violate the ADA, whether pre-release meetings should be open to the public, and
whether denial of admission to BPRC was in violation of the ADA. The remaining
Defendants, BPRC and Brian Gootkin, have both filed motions to dismiss the
surviving claims.
DISCUSSION
I. Billings Pre-Release’s Motion to Dismiss
BPRC’s motion to dismiss asserts lack of subject matter jurisdiction, under
Fed. R. Civ. P. 12(b)(1), and failure to state a claim upon which relief can be
granted, under Fed. R. Civ. P. 12(b)(6).® The Court will address lack of jurisdiction
first.’
BPRC asserts a lack of jurisdiction on both facial and factual grounds.!° In
the facial attack, the defendant asserts that the allegations contained the a
complaint are insufficient on their face to invoke federal jurisdiction. In the factual
attack, the defendant disputes the truth of allegations that, by themselves, would
otherwise invoke federal jurisdiction.'' BPRC asserts that Smith lacks standing to
bring this suit. Smith must plead “(1) a concrete and particularized injury in fact
Doc. 14.
Bell v. Hood, 327 U.S. 678, 682 (1946).
10 White v. Lee, 227 F.3d 1214, 1242 (9th Cir. 2000).
"| Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 2004).
that is both actual or imminent as opposed to conjectural or hypothetical; (2) a
causal connection between the alleged injury and the defendant's challenged
conduct; (3) a likelihood that a favorable decision will redress that injury, and (4) a
sufficient likelihood the plaintiff will be wronged in a similar way by showing a
real and immediate threat of repeated injury[,]” to establish standing in an ADA
case seeking injunctive relief.'? For a case to meet Article III's justiciability
requirements, the complaint must not depend on “contingent future events that may
not occur as anticipated, or indeed may not occur at all.”3
Smith’s allegations against BPRC are:
BOPP chairman, Steve Hurd, personally contacted the Billings pre-release
("Alpha House") and stated at the hearing that Alpha House would accept
Smith.'* Alpha House denied Smith’s application which requested ADA
accommodations [sic].!>
As to a facial challenge, the allegation against BPRC is only that it denied Smith’s
application. Altogether Smith may imply that the denial was due to his request for
ADA accommodations, he does not so state. However, even if the entire allegation
'2 Fortyune v. American Multi-Cinema, Inc., 364 F.3d 1075, 1082 (9 Cir. 2004).
'3 Trump v. New York, 141 S. Ct. 530, 535 (2020) (quoting Texas v. United States, 523 U.S. 296,
300 (1998)).
'4 The Court has viewed the video record of the hearing and determined that Hurd did not make
the statement. (Doc. 15-2.) As now asserted, however, whatever Hurd may have said could not,
in any event, bind BPRC. Therefore, Smith’s assertion is irrelevant.
Doc. 2 at 2.
were true, Smith has not plausibly alleged that he has been injured due to his
disabled status or that any decision of the Court would redress that injury.
The Court need not accept controverted factual allegations as true. On the
other hand it may “consider certain materials—documents attached to the
complaint, documents incorporated by reference in the complaint, or matters of
judicial notice—without converting the motion to dismiss into a motion for
summary judgment.”!®
The Court will not weigh facts, but rather, applying the standard for a
motion for summary judgment, determine whether there are material disputed facts
that prevent dismissal on the basis of jurisdiction.
In ruling on a jurisdictional motion involving factual issues which also
go to the merits, the trial court should employ the standard applicable
to a motion for summary judgment, as a resolution of the
jurisdictional facts is akin to a decision on the merits. ... Therefore,
the moving party should prevail only if the material jurisdictional
facts are not in dispute and the moving party is entitled to prevail as a
matter of law. Unless that standard is met, the jurisdictional facts must
be determined at trial by the trier of fact.!”
Smith has not plausibly alleged an actual or imminent injury caused by
BPRC that provides him standing for subject matter jurisdiction. The specific
terms of Smith’s allegation do not claim that BPRC denied him due to his mental
United States v. Ritchie, 342 F.3d 903, 908 (9th Cir. 2003).
'7 Augustine v. United States, 704 F.2d 1074, 1077 (9th Cir. 1983) (internal citations omitted.)
Accord, Rosales v, United States, 824 F.2d 799, 803 (9th Cir. 1987).
or physical problems. However, even if he were to demonstrate, by amendment,
“allegation of other facts[,]” the pleading’s deficiencies would not be cured. '®
Further, Smith cannot establish, without him first being assigned to BPRC,
that BPRC would fail to accommodate his health needs. Unless Smith has been
accepted to BPRC and not accommodated at that facility, any claimed harm is not
“a concrete and particularized injury in fact that is both actual or imminent as
opposed to conjectural or hypothetical.”!?
Finally, Smith has not established the element of redressability required by
standing. Redressability is satisfied where it is “likely, as opposed to merely
speculative, that the injury will be redressed by a favorable decision.””° Even if the
Court were to order BPRC to accommodate any disability Smith might have, it
could not, given Smith’s prior escapes, order BPRC to accept him.
Smith lacks standing to bring suit against BPRC.
Il. Gootkin’s Motion to Dismiss
Smith’s Complaint makes no factual allegation against Gootkin. Rather,
Smith asserts that by naming Gootkin in his official capacity for injunctive relief,
'8 Cook, Perkiss & Liehe, Inc. v. N. Cal. Collection Serv. Ine., 911 F.2d 242, 247 (9th Cir. 1990)
(citations omitted).
'9 Fortyune, at 1082.
*0 Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992) (internal quotation marks and alterations
omitted). ;
Gootkin represents whatever is a measurable injury allegedly caused by the
Department of Corrections, if the injury can be remedied by injunction. However,
Smith must properly demonstrate that a policy or custom of the Department of
Corrections was the moving force behind the alleged violation.?!
Smith identified three Department of Correction policies in his Complaint
that could possibly relate to his assignment in pre-release: (1) the policy regarding
work at pre-release centers;”” (2) a policy related to financial assistance for
inmates;” and (3) a policy about recycling pre-release applications.”* None
plausibly addresses Smith’s claim that he was discriminated against by the denial
of his application to BPRC. Smith was never approved for placement at BPRC, due
to his prior escapes, and therefore, whether he would have to work or otherwise
subsidize his stay is not a ripe injury that bestows standing on Smith.
Finally, Smith lacks standing in his claim against Gootkin. The injunctive
relief cannot redress the claim. No matter what policies DOC implements
regarding qualifications for pre-release, pre-release can be denied to an applicant
who previously, failed to complete the same program due to an escape.
21 Hafer v. Melo, 502 U.S. 21, 25 (1991).
22 Doc. 2 at 22.
3 Id. at 23.
24 Td at 28.
III. Failure to State a Claim
The Court has determined Smith’s Complaint should be dismissed on
subject matter jurisdiction grounds. It need not consider whether it fails to state a
claim under Rule 12(b)(6).
IV. Open Meeting Laws
Smith’s Claim regarding open meetings at BPRC is solely a state law claim,
arising out of Mont. Code Ann. § 2-3-101. Exercise of the Court’s supplemental
jurisdiction over Smith’s state law claim is declined.”
V. Request for Sanctions
Smith contends that Defendants Gootkin and BPRC violated Fed. R. Civ. P.
11(b).?° Smith asserts that Defendants’ motions violate every subsection of Rule
11(b). He concludes that Defendants should be sanctioned because their motions
are not supported by facts or law. The motions are well grounded in fact and law.
The request for sanctions is denied.
ORDERED:
Defendant Billings Pre-Release Center and Defendant Gootkin’s Motions to
Dismiss for lack of subject matter jurisdiction are GRANTED.
26 Doc. 30 at 6.
The case is DISMISSED with prejudice.
DATED this BP ay of July, 2022.
ae E. \
United States District Judge
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