Opinions and documents
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
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ANIBAL ARROYO,
Plaintiff,
-against- MEMORANDUM AND ORDER
20-CV-688 (RRM) (RML)
CITY OF NEW YORK; NYDOC MENTAL
HEALTH;
Defendants.
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ROSLYNN R. MAUSKOPF, Chief United States District Judge.
Plaintiff Anibal Arroyo, currently incarcerated at Great Meadow Correctional Facility,
files this action pursuant to 42 U.S.C. § 1983 alleging the violation of his right to privacy by
medical personnel during his detention at Rikers Island. (Compl. (Doc. No. 1).) He seeks
damages and a written apology. (Id. at 5.) Arroyo’s request to waive the filing fee is granted
pursuant to 28 U.S.C. § 1915.1 For the reasons set forth below, Arroyo’s complaint is dismissed
and he is granted 30 days’ leave from the date of this Order to file an amended complaint.
BACKGROUND
The Court assumes the truth of the allegations in the Complaint for the purpose of this
Memorandum and Order. That pleading alleges that Arroyo’s constitutional right to privacy with
respect to mental health information was repeatedly violated during his detention at the Anna N.
Kross Center (“AMKC”), one of the detention facilities operated by the New York City
Department of Correction (“NYDOC”) on Rikers Island. He alleges that each time he met with a
mental health professional at AMKC, he “was required to discuss [his] personal issues with the
1 The Court notes that, pursuant to 28 U.S.C. § 1915, a plaintiff proceeding in forma pauperis must pay the total
$350 civil filing fee. (See Letter to Superintendent of Great Meadow Correctional Facility (Doc. No. 3).) On March
18, 2020, the $350 fee was paid from Arroyo’s prison trust fund account. (Doc. No. 5.)
door open. This allowed everyone, correction officers and inmates to hear [his] very sensitive
information.” (Compl. at 4.) Arroyo alleges that he has heard “people talking about [his]
discussions and laughing about [his] mental health because they know private details of [his]
life.” (Id. at 5.) He seeks $3,500,000 in damages and a written apology. (Id.)
Although the caption of Arroyo’s complaint names the City of New York and NYDOC
Mental Health as the only defendants, Arroyo has listed five entirely different defendants in
section I.B of his form complaint. In this section of the complaint, Arroyo lists five individuals,
followed by a date: James Jensen, 11/13/2018; Anthony Thompson, 11/26/2018; Monica
Stahlman, 02/04/2019; Melissa Lattanzio, 03/29/2019; Monique Mack, 04/04/2019. (Compl. at
2–3;10–24.) The form complaint does not explain who these individuals are, or what acts or
omissions are attributable to them. However, a series of Progress Notes attached to the pleading
suggest that they are employees of the New York City Health and Hospitals Corporation
(“HHC”) who provided mental health services to Arroyo on the dates listed next to their names.
In light of Arroyo’s pro se status, the Court will construe the complaint as naming these five
individuals as defendants, along with the City of New York and NYDOC Mental Health.
STANDARD OF REVIEW
The Prison Litigation Reform Act (“PLRA”) requires a district court to screen a civil
complaint bought by a prisoner against a governmental entity or its agents and dismiss the
complaint, or any portion of the complaint, if the complaint is “frivolous, malicious, or fails to
state a claim upon which relief may be granted; or seeks monetary relief from a defendant who is
immune from such relief.” 28 U.S.C. § 1915A(b)(1); Liner v. Goord, 196 F.3d 132, 134 & n.1
(2d Cir. 1999) (noting that under PLRA, sua sponte dismissal of frivolous prisoner complaints is
not only permitted but mandatory). Likewise, under 28 U.S.C. § 1915 (e)(2)(B), a district court
shall dismiss an in forma pauperis action where it is satisfied that the action “(i) is frivolous or
malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief
against a defendant who is immune from such relief.”
The Court construes Arroyo's pleading liberally, as courts must read pro se complaints
with “special solicitude” and interpret them to raise the “strongest arguments that they suggest.”
Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474–76 (2d Cir. 2006) (internal quotation
marks omitted) (citations omitted). Still, a complaint must plead enough facts, “accepted as true,
to state a claim to relief that is plausible on its face.” Cohen v. Rosicki, Rosicki & Assocs., P.C.,
897 F.3d 75, 80 (2d Cir. 2018) (internal quotation marks omitted) (quoting Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009)). “A claim has facial plausibility when the plaintiff pleads factual content
that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Iqbal, 556 U.S. at 678 (citation omitted). Where a liberal reading of a pro
se complaint “gives any indication that a valid claim might be stated,” the court must grant leave
to amend at least once. See Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000) (quotation
marks omitted).
Arroyo brings this lawsuit pursuant to 42 U.S.C. § 1983. To state a claim under § 1983,
“a plaintiff must allege (1) the deprivation of any rights, privileges, or immunities secured by the
Constitution and its laws, and (2) that the deprivation was ‘committed by a person acting under
the color of state law.’” Harrison v. New York, 95 F. Supp. 3d 293, 321 (E.D.N.Y. 2015)
(quoting Cornejo v. Bell, 592 F.3d 121, 127 (2d Cir. 2010)). A plaintiff must further allege the
direct or personal involvement of each of the named defendants in the alleged constitutional
deprivation in order to obtain money damages. See Farid v. Ellen, 593 F.3d 233, 249 (2d Cir.
2010).
DISCUSSION
A. Arroyo’s § 1983 Claims
A municipality may not be held liable under § 1983 solely on a respondeat superior
theory. Brown v. City of New York, 201 F. Supp. 3d 328, 332 (E.D.N.Y. 2016) (citing Missel v.
Cnty. of Monroe, 351 Fed. Appx. 543, 545 (2d Cir. 2009)). A municipality can be liable under §
1983 only if a plaintiff can show that a municipal policy or custom caused the deprivation of his
or her constitutional rights. See Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 690–91 (1978);
Cash v. County. of Erie, 654 F.3d 324, 333 (2d Cir. 2011) (“[T]o establish municipal liability
under § 1983, a plaintiff must prove that action pursuant to official municipal policy caused the
alleged constitutional injury.”), cert. denied, 565 U.S. 1259 (2012)). Proof of a single incident of
unconstitutional activity is not sufficient to impose liability on a municipality unless proof of the
incident includes proof that it was caused by an existing, unconstitutional municipal policy that
can be attributed to a municipal policymaker. City of Oklahoma City v. Tuttle, 471 U.S. 808, 823
(1985). An “official policy” may be implemented through a “policy statement, ordinance,
regulation, or decision” that is officially promulgated by a municipality’s policy makers, or
“pursuant to governmental ‘custom.’” Anthony v. City of New York, 339 F.3d 129, 139 (2d Cir.
2003) (quoting Monell, 436 U.S. at 690–91).
Arroyo’s claim against NYDOC Mental Health must be dismissed. The New York City
Charter provides that suits against City agencies must be brought against the City of New York.
See N.Y. City Charter § 396. NYDOC Mental Health, if such an entity exists at all, would be a
part of the New York City Department of Correction, a city agency, which would not have a
separate identity from the City of New York. Davis v. Lynbrook Police Dep’t, 224 F.Supp.2d
463, 477 (E.D.N.Y. 2002) (collecting cases) (Under New York law, “departments that are merely
administrative arms of a municipality do not have a legal identity separate and apart from the
municipality and, therefore, cannot sue or be sued.”).
Moreover, Arroyo fails to allege any facts to demonstrate that the City maintains a policy
or practice which led to the deprivation of his rights. See Treadwell v. Cty. of Putnam, No. 14-
CV10137 (KMK), 2016 WL 1268279, at *4 (S.D.N.Y. Mar. 30, 2016) (plaintiff failed to state a
claim where the complaint lacked “any specific allegations that could lead to the inference that
an official [municipal] policy, practice, or custom caused plaintiff’s alleged constitutional
injuries,” but instead merely “detail[ed] an isolated series of incidents”). Therefore, Arroyo does
not plead sufficient facts to support a § 1983 claim against the City of New York.
B. Leave to Amend
In light of Arroyo’s pro se status, the Court grants Arroyo 30 days’ leave to file an
amended complaint. See Cuoco, 222 F.3d at 112. To state a violation of privacy claim under
§ 1983 against the City of New York, Arroyo should provide facts to demonstrate that the
alleged privacy violation was the result of a municipal custom, practice, or policy. Further,
Arroyo should name any individual defendants in his complaint, and include facts regarding
what each individual defendant did or failed to do in violation of his civil rights.
If Arroyo fails to file an amended complaint within 30 days of the date of this Order, or
fails to address the deficiencies identified herein, judgment may enter against him. Arroyo is
informed that an amended complaint will replace the prior complaint in this action and thus must
stand on its own, without reference to the prior complaint. Therefore, Arroyo must include in the
amended complaint all necessary information that was contained in the prior complaint. The
amended complaint must be captioned as an “Amended Complaint” and bear the same docket
number as this Order.
CONCLUSION
For the reasons set forth above, Arroyo’s complaint is dismissed pursuant to 28 U.S.C. §
1915A(b) and 28 U.S.C. § 1915(e)(2)(B)(ii). Arroyo is granted 30 days’ leave from the date of
this Order to file an amended complaint. If Arroyo fails to file an amended complaint within 30
days of the date of this Order, or fails to address the deficiencies identified herein, judgment may
enter against him. Arroyo’s request to proceed in forma pauperis pursuant to 28 U.S.C. § 1915
is granted and Arroyo shall pay the $350 filing fee in monthly installments. The Court certifies
pursuant to 28 U.S.C. § 1915(a)(3) that any appeal would not be taken in good faith and
therefore in forma pauperis status is denied for the purpose of any appeal. See Coppedge v.
United States, 369 U.S. 438, 444–45 (1962). No summonses shall issue at this time, and all
further proceedings shall be stayed for 30 days. The Clerk of Court is respectfully directed to
mail a copy of this Order to the pro se plaintiff and to note the mailing on the docket.
SO ORDERED.
Dated: Brooklyn, New York Roslynn R. Mauskopf
October 19, 2020
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ROSLYNN R. MAUSKOPF
Chief United States District Judge
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