Opinions and documents
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF MISSISSIPPI
SOUTHERN DIVISION
MARIO TERRELL RUCKER PLAINTIFF
VS. CIVIL NO. 1:19-CV-00901-RHWR
PELICIA HALL MDOC Commissioner et al. DEFENDANTS
ORDER GRANTING DEFENDANTS’ MOTION TO DISMISS AND DENYING
PLAINTIFF’S MOTIONS FOR DISCOVERY
BEFORE THE COURT is a Motion to Dismiss [84], filed by Defendants Pelicia
Hall, Burl Cain, Joe Errington, Regina Reed, Anthony Beasley, Penny Bukfin, James
Cooksey, Joseph Cooley, Sheneice Hartfield Evans, Roylandia McBride, Andrew C.
Mills, and Richard Pennington, all in their individual and official capacities.1
Plaintiff Mario Terrell Rucker, a postconviction inmate in the custody of the
Mississippi Department of Corrections (MDOC), has responded to the Motion to
Dismiss by filing seven Motions [87] [88] [89] [90] [91] [92] requesting discovery.
Defendants’ Motion to Dismiss is granted and the Amended Complaint
dismissed under Federal Rule of Civil Procedure 12(b)(1) without further leave to
amend for lack of subject matter jurisdiction. Plaintiff does not have Article III
standing to assert the claims in the Amended Complaint. Plaintiff’s claims for
monetary damages against Defendants in their official capacities are barred by
Eleventh Amendment sovereign immunity. Even if the Court had subject matter
1 Plaintiff has sued Pelicia Hall. Hall is no longer the Commissioner of MDOC. The new
Commissioner is Burl Cain. To the extent that Plaintiff is suing Hall in her official capacity,
Cain is automatically substituted as Defendant in place of Hall. See Fed. R. Civ. P. 25(d).
jurisdiction, the Amended Complaint does not contain sufficient factual matter,
accepted as true, to state a claim to relief that is plausible on its face and dismissal
would be appropriate under Federal Rule of Civil Procedure 12(b)(6).
I. BACKGROUND
Plaintiff is a state prisoner incarcerated at South Mississippi Correctional
Institution (“SMCI”) serving a life sentence of life without parole for aggravated
assault. See Rucker v. Banks, No. 3:17-cv-247-TSL-FKB, 2019 WL 3754920 (S.D.
Miss. Aug. 8, 2019). His Amended Complaint [80] asserts civil rights violations under
42 U.S.C. § 1983. Plaintiff alleges that gang-affiliated inmates are allowed control
over the operations at SMCI. Plaintiff asserts that gang members maintain a
privileged position, use violence to intimidate and control non-gang-affiliated
inmates, and deal in contraband, including cell phones and drugs. Plaintiff alleges
that some correctional officers at SMCI are corrupt and assist gang-affiliated-inmates
in dealing contraband and stand by while inmates are assaulted and intimidated by
gang members. Plaintiff alleges that supervisory officials have understaffed SMCI
and failed to enforce its internal policies. Plaintiff maintains that he and other non-
gang-affiliated inmates are exposed to a daily threat of harm. Plaintiff asserts that
MDOC’s Administrative Remedy Program (“ARP”) is ineffectual because prisoner
grievances are not resolved timely, and prison officials fail to adequately investigate
the grievances. As relief, the Amended Complaint seeks “punitive damages $1 million
dollars, or if possible a mandatory parole date.” [80] at 37.
Plaintiff attempted to pursue this case as a class action, with a class consisting
of himself and numerous other prisoners. The Court declined to sift through
Plaintiff’s initial thirty-four-page Complaint and 133 pages of exhibits to separate
Plaintiff’s permissible claims (claims personal to him) from impermissible claims
(claims he asserts on behalf of others). [79] at 3. In an Order issued March 8, 2021,
Plaintiff was advised that because he is not an attorney, he may only represent
himself. [79] at 1-2. The Order dismissed “all claims in Plaintiff’s Complaint based on
the personal rights of others.” Id. at 2. Plaintiff was advised that each claim in his
Amended Complaint “shall include the name of other persons involved, dates, and
places.” Id. at 3.
In response to the Court’s Order granting leave to amend, Plaintiff filed a forty-
three page Amended Complaint [80] with 120 pages of exhibits [80-1]. While Plaintiff
lists only himself as Plaintiff, the content of the Amended Complaint is essentially
the same as the initial Complaint.
II. DISCUSSION
A. Federal Rule of Civil Procedure 41(b)
Federal Rule of Civil Procedure 41(b) permits a district court to dismiss an
action for a party’s failure to comply with a Court order. Plaintiff did not comply with
the Court’s Order [79] to only include in the Amended Complaint claims personal to
him. Dismissal under Rule 41(b) is nevertheless inappropriate, and Defendants’
Motion to Dismiss under Rule 41(b) is denied.
B. Federal Rule of Civil Procedure 12(b)(1)
1. Article III Standing
Standing is an essential component of subject matter jurisdiction that Plaintiff
bears the burden of establishing. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61
(1992). The form complaint completed by Plaintiff asked him if he sustained injuries
related to his allegations and to describe the medical treatment he received, if any.
Plaintiff responded:
Know physical injury but, just knowing nothing was done is the fear
factor here, these gang member’s steal from each other and they will
plant it on the non gang members’s when they cant get away with what
they are doing. We as the non gang member are subject to there rules as
well as MDOC rules & regulations we can’t win here by know means.
Id. at 37 [all sic in original].
To establish standing under Article III of the Constitution, a plaintiff must
establish an injury that is “concrete, particularized, and actual or imminent; fairly
traceable to the challenged action; and redressable by a favorable ruling.” Clapper v.
Amnesty Int'l USA, 568 U.S. 398, 409 (2013) (quoting Monsanto Co. v. Geertson Seed
Farms, 130 S.Ct. 2743, 2752 (2010)).
Although imminence is concededly a somewhat elastic concept, it cannot
be stretched beyond its purpose, which is to ensure that the alleged
injury is not too speculative for Article III purposes—that the injury is
certainly impending. Thus, we have repeatedly reiterated that
threatened injury must be certainly impending to constitute injury in
fact, and that allegations of possible future injury are not sufficient.
Id. (citations and internal quotation marks omitted; emphasis in original).
The Amended Complaint does not allege that Plaintiff has suffered an injury
at any point during his incarceration at SMCI, where his prior suits indicate he has
been since 2015. Rucker v. State, No. 1:16-cv-53-LG-RHW, 2016 WL 1069092 (S.D.
Miss. Mar. 17, 2016). Rather, the Amended Complaint asserts an intolerable risk that
at some unspecified point in the indefinite future, Plaintiff will be a victim of gang
violence or intimidation while imprisoned at SMCI. This alleged risk is too
speculative to support standing. See Damian v. Park, 137 F. App'x 619, 620 (5th Cir.
2005) (finding prisoner lacked standing because his contention that he would face
future misconduct was a remote and speculative possibility); see also Gomez v.
California Dep't of Corr. & Rehab., No. 2:20-CV-0198 AC P, 2021 WL 1979514 (E.D.
Cal. May 18, 2021) (dismissing prisoner complaint at initial screening without leave
to amend where prisoner lacked standing to challenge housing designation program
because he suffered no injury and was not faced with certainly impending danger);
Hugueley v. Haslam, No. 3:16-cv-02885, 2017 WL 194288, at *4 (M.D. Tenn. Jan. 18,
2017) (dismissing prisoner complaint at initial screening because, e.g., death row
inmate lacked standing based on allegation that he “could possibly or potentially be
threatened or harmed by [other] death row inmates as a result of the security issues”
arising from lax operation of the death row unit where violence was allegedly a daily
threat).
Plaintiff does not have standing to sue as an individual, and he may not invoke
the rights of others or base standing on their injuries whether actual or imminent.
The standing inquiry is personal and individualized. See Summers v. Earth Island
Inst., 555 U.S. 488, 493 (2009). As a self-represented litigant, Plaintiff may not
maintain a cause of action on behalf of other individuals nor seek to vindicate the
rights of others. See Gonzales v. Wyatt, 157 F.3d 1016, 1021 (5th Cir. 1998). Plaintiff
was granted leave to cure the defects in the initial Complaint, the Amended
Complaint does not cure the defects, and Defendants’ Motion to Dismiss the Amended
Complaint for lack of subject matter jurisdiction under Rule 12(b)(1) is granted.
2. Official Capacity Claims for Monetary Damages are Barred by
Sovereign Immunity
Defendants in their official capacities enjoy sovereign immunity from liability
against Plaintiff’s claims for monetary damages. Sovereign immunity limits the
subject matter jurisdiction of the federal courts. See Warnock v. Pecos Co. Tex., 88
F.3d 341, 343 (5th Cir. 1996). The Eleventh Amendment to the United States
Constitution provides: “The Judicial power of the United States shall not be construed
to extend to any suit in law or equity, commenced or prosecuted against one of the
United States by Citizens of another State, or by Citizens or Subjects of any Foreign
State.” U.S. CONST. amend. XI. This amendment protects states from being sued in
federal court for damages. Pace v. Bogalusa City Sch. Bd., 403 F.3d 272, 276 (5th Cir.
2005). It applies to suits under both state and federal law. See, e.g. Guajardo v. State
Bar of Texas, 803 F. App’x 750, 755 (5th Cir. 2020).
The protection extends to “any state agency or other political entity that is
deemed the ‘alter ego’ or an ‘arm’ of the State.” Vogt v. Bd. of Comm’rs of Orleans
Levee Dist., 294 F.3d 684, 689 (5th Cir. 2002). The protection is not absolute. Pace,
403 F.3d at 276. First, states can waive their sovereign immunity. Bennett-Nelson v.
La. Bd. of Regents, 431 F.3d 448, 451 (5th Cir. 2005). Second, “Congress may abrogate
state sovereign immunity pursuant to the enforcement power conferred by § 5 of the
Fourteenth Amendment.” Id.
Congress has not abrogated the states’ sovereign immunity from suit under §
1983. Price v. Shorty, 632 F. App’x 211, 212 (5th Cir. 2016). Mississippi has not
waived its sovereign immunity. See, e.g. Miss. Code Ann. § 11-46-5(4); Moore v. Univ.
of Miss. Med. Ctr., 719 F. App’x 381, 387-88 (5th Cir. 2018). MDOC is an arm of the
State of Mississippi, and its officers and employees are protected from suits for money
damages in their official capacities by the Eleventh Amendment. See Hines v.
Mississippi Dep't of Corr., 239 F.3d 366 (5th Cir. 2000); Williams v. Mississippi Dep’t
of Corr., 2012 WL 2052101, at *1-2 (S.D. Miss. 2012); Dandridge v. Mississippi, 2009
WL 4940105, at *7 (S.D. Miss. 2009). Defendants’ Motion to Dismiss Plaintiff’s claims
for money damages against Defendants, in their official capacities is granted for lack
of subject matter jurisdiction under Fed. R. Civ. P. 12(b)(1).
While prospective injunctive relief may be sought against a state official in
federal court under the Ex Parte Young exception, the Ex Parte Young exception to
sovereign immunity does not apply here because Plaintiff’s Amended Complaint
requests “punitive damages $ 1 million Dollar, or if possible a mandatory parole date
due to an illegal sentence by me not having an indictment for the charge that I am
incarcerated for Aggravated Assault.” [80] at 37. Plaintiff does not request
prospective injunctive relief beyond “a mandatory parole date.” Id. “A challenge to
the terms of imprisonment is properly brought in a 28 U.S.C. § 2254 proceeding and
is not cognizable in § 1983 proceedings.” May v. Texas Bd. of Pardons & Paroles, 370
F. App'x 550, 552 (5th Cir. 2010). Plaintiff’s petition for relief under § 2254 was denied
by this Court in Rucker v. Banks, No. 3:17CV247TSL-FKB, 2019 WL 3754920 (S.D.
Miss. Aug. 8, 2019).
C. Federal Rule of Civil Procedure 12(b)(6)
Even assuming Plaintiff had standing under Article III to pursue the
individual capacity claims against Defendants, the Amended Complaint does not
contain sufficient factual matter, accepted as true, to state a claim to relief that is
plausible on its face. “The pleading standards for a Rule 12(b)(6) motion to dismiss
are derived from Federal Rule of Civil Procedure 8, which provides, in relevant part,
that a pleading stating a claim for relief must contain ‘a short and plain statement of
the claim showing that the pleader is entitled to relief.’” In re McCoy, 666 F.3d 924,
926 (5th Cir. 2012). To survive dismissal, “a complaint must contain sufficient factual
matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550
U.S. 544, 570 (2007)).
The Court must “accept all well-pleaded facts as true and construe the
complaint in the light most favorable to the plaintiff.” Great Lakes Dredge & Dock Co.
LLC v. La. State, 624 F.3d 201, 210 (5th Cir. 2010). But the Court will not accept as
true “conclusory allegations, unwarranted factual inferences, or legal conclusions.”
Id. Likewise, “a formulaic recitation of the elements of a cause of action will not do.”
PSKS, Inc. v. Leegin Creative Leather Prods., Inc., 615 F.3d 412, 417 (5th Cir. 2010)
(punctuation omitted). “While legal conclusions can provide the framework of a
complaint, they must be supported by factual allegations.” Iqbal, 556 U.S. at 679.
1. MDOC Policies
Plaintiff alleges that Defendants were deliberately indifferent to MDOC
policies. Many pages of the Amended Complaint are verbatim restatements of the
following MDOC policies: Policies and Standard Operating Procedures (SOP #01-01-
01), Review of Staffing (Policy # 03-29), Protection from Harm (SOP # 20-05-01);
Security Threat Group Management (Policy #16-19); CID Inspection and
Investigation (Policy 12.01), Notification of Incidents to CID (Policy 12.04); Criteria
for CID Investigations (Policy 12.05); General Standards of Professional Conduct
(Policy 03-01); Grievance Procedures (SOP 20-08-01).
To the extent that Plaintiff’s claims are based on Defendants’ alleged
“deliberate indifference” to MDOC policies, he states no cause of action. “An assertion
that prison officials failed to follow prison rules or policies does not set forth a
constitutional claim.” McFaul v. Valenzuela, 684 F.3d 564, 579 (5th Cir. 2012); see
Myers v. Klevenhagen, 97 F.3d 91, 94 (5th Cir. 1996). Internal rules and policies do
not alone create federally protected rights. Lewis v. Sec’y of Public Safety and Corr.,
870 F.3d 365, 369 (5th Cir. 2017). Unless conduct trespasses on federal constitutional
safeguards, there is no constitutional deprivation. Jackson v. Cain, 864 F.2d 1235,
1252 (5th Cir.1989). Plaintiff’s allegations that Defendants were deliberately
indifferent to MDOC rules and policies states no constitutional claim.
2. Inmate Grievance Procedures
Plaintiff alleges that prison officials fail to properly investigate and timely
respond to prisoner grievances. “A prisoner has a liberty interest only in freedoms
from restraint imposing atypical and significant hardship on the inmate in relation
to the ordinary incidents of prison life.” Sandin v. Conner, 515 U.S. 472, 484 (1995).
Plaintiff has no constitutional right to a grievance procedure and has no due process
liberty interest in having grievances resolved to his satisfaction. See Geiger v. Jowers,
404 F.3d 371, 373-74 (5th Cir. 2005); Smith v. Horton, 670 F. App'x 872, 873 (5th Cir.
2016) (finding prisoner had no liberty interest in adequacy or result of prison
administrative grievance procedures). Plaintiff’s claims premised on Defendants’
alleged failure to properly investigate and timely respond to grievances are
indisputably meritless. Geiger, 404 F.3d at 373-74;
3. Failure to Protect
Plaintiff alleges that he and other non-gang-affiliated inmates are exposed to
a risk of danger from gang-affiliated inmates because of the way SMCI is currently
being operated. “[T]he treatment a prisoner receives in prison and the conditions
under which he is confined are subject to scrutiny under the Eighth Amendment.”
Helling v. McKinney, 509 U.S. 25, 31 (1993). The Eighth Amendment, as applied to
states by reason of the Fourteenth Amendment's Due Process Clause, provides
inmates protection from cruel and inhumane treatment. U.S. CONST. amend. VII;
see Robinson v. California, 370 U.S. 660, 675 (1962). This protection includes the duty
of prison officials to take “reasonable measures to guarantee the safety of the
inmates.” Hudson v. Palmer, 468 U.S. 517, 526–27 (1984). To successfully assert a §
1983 failure to protect claim, a prisoner must show (1) that he was “incarcerated
under conditions posing a substantial risk of serious harm and (2) that the defendant
prison official's state of mind was one of deliberate indifference to the prisoner's
safety.” Farmer v. Brennan, 511 U.S. 825, 833 (1994).
Though given an opportunity to amend his Complaint to make his best case,
Plaintiff has still not placed before the Court sufficient factual content which allows
the Court to draw a reasonable inference that any Defendant is liable to him.
Plaintiff’s Amended Complaint is forty-three pages of verbatim MDOC policies, legal
conclusions and legal briefing. Plaintiff has failed to identify any specific actions or
omissions by any individual Defendant that he contends violated his personal rights.
He does not identify any past incidents of gang violence or intimidation towards him.
He does not allege that correctional officers have been complicit while he has been
assaulted or intimidated. Plaintiff identifies no specific co-inmates who are a danger
to him. He does not allege that any particular Defendant has been aware of a specific
risk of attack prior to the attack and failed to take measures to prevent the risk.
There are no facts pleaded to suggest that Plaintiff is particularly susceptible to being
attacked or intimidated, or that prison officials were made aware of that, yet were
deliberately indifferent to his need for protection. Plaintiff’s allegation of generalized
danger, devoid of particulars, and devoid of an injury, fails to state a failure to protect
claim. See Bass v. Blount, No. 1:18-cv-75-RHW, 2019 WL 4197599 (S.D. Miss. Sept.
4, 2019) (“Although Plaintiff expresses a generalized fear of gang-affiliated members,
the mere threat of violence does not by itself constitute a failure to protect.”).
D. Plaintiff’s Discovery Motions
Plaintiff filed seven discovery Motions [87] [88] [89] [90] [91] [92] in response
to Defendants’ Motion to Dismiss [84]. Because Plaintiff’s Amended Complaint must
be dismissed for lack of subject matter jurisdiction, Plaintiff is not entitled to
discovery, and his Motions are denied.
III. CONCLUSION
IT IS, THEREFORE, ORDERED that Defendants’ Motion to Dismiss [84]
under Federal Rule of Civil Procedure 12(b)(1) is GRANTED.
IT IS, FURTHER, ORDERED that Plaintiff’s Motions [87] [88] [89] [90] [91]
[92] requesting discovery are DENIED.
SO ORDERED, this the 22nd day of April, 2022.
s/ Robert H. Walker
ROBERT H. WALKER
UNITED STATES MAGISTRATE JUDGE
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